Becher v. Long Island Lighting Co.

172 F.R.D. 28, 38 Fed. R. Serv. 3d 1102, 1997 U.S. Dist. LEXIS 10873, 1997 WL 199076
CourtDistrict Court, E.D. New York
DecidedApril 15, 1997
DocketNo. 95 CV 1994(NG)
StatusPublished
Cited by3 cases

This text of 172 F.R.D. 28 (Becher v. Long Island Lighting Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Becher v. Long Island Lighting Co., 172 F.R.D. 28, 38 Fed. R. Serv. 3d 1102, 1997 U.S. Dist. LEXIS 10873, 1997 WL 199076 (E.D.N.Y. 1997).

Opinion

MEMORANDUM AND ORDER

GERSHON, District Judge.

The plaintiffs bring this class action on behalf of themselves and a group of long-term employees and retirees of defendant Long Island Lighting Company (“LILCO”). They seek relief upon claims that LILCO improperly imposed forfeitures of pension benefit service credit upon certain of its employees.

In the class action allegations contained in the Complaint, the class sought to be represented by the plaintiffs is defined as “all current or former employees of LILCO who made withdrawals or had withdrawals made of their employee contributions to the Plan prior to January 1977 and who — according to defendants — forfeited credit under the Plan for all years of service prior to withdrawals.” Complaint 1136. In addition, Count VI of the Complaint asserts claims under the Uniformed Seraces Employment and Reemployment Rights Act of 1994, 38 U.S.C. §§ 4301-4333 and New York Military Law § 317. These claims concern forfeitures of pension benefit service credits not because of contribution withdrawals, but because of time spent by LILCO employees in military service.

The plaintiffs’ motion for class certification was granted by the Hon. Arthur D. Spatt, to whom this case was then assigned, on January 6, 1996. Becher v. Long Island Lighting Co., 164 F.R.D. 144 (E.D.N.Y.1996). Judge Spatt noted that the plaintiffs had defined the class as “all current and former employees of LILCO who made withdrawals of their employee contributions prior to January 1, 1977, the date the plaintiffs contend they could have first been reasonably expected to know that a withdrawal of contributions would result in a forfeiture of credit under the LILCO Plan.” 164 F.R.D. at 148. Pursuant to Count VI of the Complaint, the plaintiffs also argued for, and Judge Spatt also certified, a subclass of “Plan participants who took military leaves of absence from their employment with LILCO.” Id. at 150. This subclass was to consist of current and former employees who had'been subject to the following action:

As a result of the [military] leave, the defendants withdrew the subclass members’ contributions to the Plan without their having made an election to make the withdrawals. Because of the withdrawals, the members of the subclass never received credits for their years of employment prior to the leave.

Id. at 150-151.

A dispute has now arisen between the parties as to the composition of the subclass. The plaintiffs say it contains, or should contain, all current and former LILCO employees who lost pension benefit service credits because of military leave regardless of whether they made contribution withdrawals or had withdrawals made for them. The defendants argue that this is an improper expansion of Judge Spatt’s class certification order. The plaintiffs have accordingly brought a motion “to clarify or amend” Judge Spatt’s class certification order so as to explicitly recognize claims of LILCO employees who lost pension benefit service credits solely as a result of military service (“the Military Subclass”).

DISCUSSION

As a threshold matter, there is no question concerning my authority to clarify or amend [30]*30the existing class certification order in this case. Federal Rule of Civil Procedure 23(c)(1) provides that a class certification order “may be altered or amended before the decision on the merits.”

The explicit certification of a subclass of plaintiffs who forfeited pension credit service benefits based upon military service alone is vigorously opposed by the defendants on a number of grounds. However, some of these grounds concern, not whether such a subclass can be maintained pursuant to Federal Rule of Civil Procedure 23, but the merits of the claims of potential subclass members. For example, the defendants contend that the claims asserted by the Military Subclass are moot because LILCO has already provided relief to all potential subclass members through internal administrative procedures and that all potential members of the Military Subclass have no claim because of a failure to exhaust administrative remedies under the Employee Retirement Income Security Act of 1974, 29 U.S.C. §§ 1001-1461 (“ERISA”). The plaintiffs deny the factual basis for the defendants’ claim of mootness and argue that, even if some relief has been provided, it has not been complete. (Indeed, the defendants themselves acknowledge that they are still “actively attempting to locate” potential members of the Military Subclass in order to provide them with proper relief. Defendants’ Surreply Memorandum at 6.) The plaintiffs also argue that ERISA’s exhaustion requirement does not apply here.

Arguments addressed to the merits are not properly considered on this motion concerning class certification. See Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 177, 94 S.Ct. 2140, 2152, 40 L.Ed.2d 732 (1974). Aid the defendants’ claims of mootness, which have jurisdictional implications, require further factual development.

The defendants raise three objections to the certification of the Military Subclass that are properly considered here: 1) the Military Subclass fails to satisfy the numerosity requirement of Federal Rule of Civil Procedure 23(a)(1); 2) plaintiff Roger Hennessey, the only named plaintiff said to fall within the Military Subclass, is not a proper subclass representative; and 3) certification of the Military Subclass at this stage of the litigation will result in unfair prejudice to the defendants. These objections are not meritorious.

A. Numerosity.

The plaintiffs assert that numerosity is established by 1) a list of 84 individuals who made withdrawals of contributions from the Plan and who also took military leave, 2) a list of 6 individuals who took leaves from employment due to military service, but who did not make withdrawals and 3) the claim of plaintiff Roger Hennessey, who the plaintiffs assert is a proper representative of the Military Subclass. The plaintiffs further contend that additional discovery will likely lead to establishing a significant number of additional potential members of the Military Subclass.

The defendants counter that the 84 individuals who served in the military, but who also made contribution withdrawals, cannot be members of the Military Subclass because their claims are already cognizable within the class of plaintiffs who are challenging the loss of pension benefit service credits as the result of withdrawals. However, as the plaintiffs correctly argue, the claim of loss of credit because of military service is a separate and distinct one from the claim of loss of credit because of withdrawal. As plaintiffs state with respect to these 86 individuals, their claim is that “LILCO violated [their] statutory rights ... in precisely the same way as those veterans who did not withdraw their contributions ... precisely because defendants did not grant them service credit for their military leaves.” Plaintiffs’ Reply Memorandum at 26

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Gries v. Standard Ready Mix Concrete, L.L.C.
252 F.R.D. 479 (N.D. Iowa, 2008)
Sanft v. Winnebago Industries, Inc.
214 F.R.D. 514 (N.D. Iowa, 2003)
Becher v. Long Island Lighting Co.
64 F. Supp. 2d 174 (E.D. New York, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
172 F.R.D. 28, 38 Fed. R. Serv. 3d 1102, 1997 U.S. Dist. LEXIS 10873, 1997 WL 199076, Counsel Stack Legal Research, https://law.counselstack.com/opinion/becher-v-long-island-lighting-co-nyed-1997.