Baze v. Commonwealth

23 S.W.3d 619, 2000 Ky. LEXIS 40, 2000 WL 426363
CourtKentucky Supreme Court
DecidedApril 20, 2000
Docket99-SC-0028-MR
StatusPublished
Cited by33 cases

This text of 23 S.W.3d 619 (Baze v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baze v. Commonwealth, 23 S.W.3d 619, 2000 Ky. LEXIS 40, 2000 WL 426363 (Ky. 2000).

Opinions

GRAVES, Justice.

Appellant, Ralph S. Baze, Jr., appeals to this Court as a matter of right from the Rowan Circuit Court’s denial of his RCr 11.42 motion seeking the vacation of his murder convictions and death sentences. The facts of this case are set forth in our opinion affirming Appellant’s two death sentences on direct appeal. Baze v. Commonwealth, Ky., 965 S.W.2d 817 (1997), cert. denied, 523 U.S. 1083, 118 S.Ct. 1536, 140 L.Ed.2d 685 (1998).

The trial court denied Appellant’s RCr 11.42 motion, as well as a motion to reconsider, without an evidentiary hearing. Accordingly, our review at this time is confined to “whether the [RCr 11.42] motion on its face states grounds that are not conclusively refuted by the record and which, if true, would invalidate the conviction.” Lewis v. Commonwealth, Ky., 411 S.W.2d 321, 322 (1967).

Appellant argues that the trial court’s summary dismissal of his motion without a hearing denied him meaningful post-conviction review. Further, Appellant sets forth seven allegations of ineffective assistance of counsel which he claims precluded him from receiving a fair trial: (1) counsel’s failure to exercise all nine peremptory strikes in jury selection; (2) inadequate pre-trial investigation to locate available mitigation witnesses; (3) failure to object to change of venue; (4) failure to provide pre-trial counseling; (5) failure to move for a mistrial or continuance; (6) inappropriate comments in closing arguments; and (7) failure to object to police officers’ presence during trial.

I. TIME FOR PREPARATION OF RCr 11.42 MOTION

Appellant correctly states that although the Due Process Clause of the United States Constitution does not require states to provide a mechanism for post-conviction relief, Pennsylvania v. Finley, 481 U.S. 551, 107 S.Ct. 1990, 95 L.Ed.2d 539 (1987), when a state chooses to do so the courts must construe and interpret available remedies in a manner which accords with the Due Process and Equal Protection Clauses of the Fourteenth Amendment to the United States Constitution. Evitts v. Lucey, 469 U.S. 387, 105 S.Ct. 830, 83 L.Ed.2d 821 (1985). Appellant argues, however, that the post-conviction scheme in Kentucky does not provide a uniform process for death row inmates to meaningfully develop and present their RCr 11.42 issues. Citing his case as an example of the disparate treatment of death row inmates, Appellant notes that his conviction became final on April 20, 1998, when the United States Supreme Court denied certiorari. An execution warrant was thereafter signed by the Governor on May 5, 1998, and Appellant’s execution was scheduled for June 5, 1998. Appellant contends that upon the signing of the execution warrant, the three-year statute of limitations contained in RCr 11.42 and the one-year time period imposed under the AEDPA1 became irrelevant, and the filing of an RCr 11.42 motion, however incomplete, was necessary to stay his execution.

Appellant’s argument with respect to the need for additional time to prepare and file [623]*623an RCr 11.42 motion is virtually identical to the argument raised and rejected in Bowling v. Commonwealth, Ky., 926 S.W.2d 667, 670 (1996), cert. denied, 517 U.S. 1223, 116 S.Ct. 1855, 134 L.Ed.2d 955 (1996), in which we stated:

We are aware of the complexities involved in preparing an RCr 11.42 motion that will adequately address any and all legal challenges a defendant may have. The rule states that the motion “shall state specifically the grounds on which the sentence is being challenged and the facts on which the movant relies in support of such grounds.” RCr 11.42. Moreover, any possible grounds that could have been raised will be lost if not presented in the same proceeding. Id. These requirements must be met or the motion may be summarily dismissed.
It is very clear that any defendant is entitled to a review of the conviction and death sentence by the Kentucky Supreme Court and the United States Supreme Court. KY CONST. § 110; KRS 532.075; U.S. CONST, art. III. Further, a defendant is entitled to pursue post-conviction remedies, and appeal, subject to the rules of this Court. Coupling the availability of these procedures with the gravity of the punishment involved, it is mandatory that a defendant raise all issues without delay. In recognition of the need for both speed and specificity, we hold that an RCr 11.42 motion must be filed in an expeditious manner and is subject to amendment, if appropriate, with leave of court. Due to the unquestioned right of defendants to have their contentions decided by a court, “leave [to amend] shall be freely given when justice so requires.” CR 15.01.

The Department of Public Advocacy provided Appellant continuous competent counsel since the commencement of charges against him. Appellant had over fourteen months from the issuance of this Court’s opinion affirming his conviction to prepare an RCr 11.42 motion. Although he argues that new witnesses were identified and “a comprehensive review of [his] medical history was undertaken for the first time,” Appellant fails to identify a single issue he would have raised but for the time constraints. Reviewing federal appellate courts clearly expect work on a condemned prisoner’s habeas petition to commence upon this Court’s announcement of its opinion affirming the denial of RCr 11.42 relief. See In re Parker, 49 F.3d 204, 212 (6th Cir.1995). We have expressed a similar expectation where the next step in the attack on the judgment is from direct appeal to RCr 11.42. Sanborn v. Commonwealth, Ky., 975 S.W.2d 905, 909 (1998), cert. denied, 526 U.S. 1025, 119 S.Ct. 1266, 143 L.Ed.2d 361 (1999). Therefore, we “decline Appellant’s invitation to revisit this issue.” Bowling v. Commonwealth, Ky., 964 S.W.2d 803, 804 (1998).

II. COUNSEL’S FAILURE TO EXERCISE PEREMPTORY CHALLENGE

Appellant argues that his trial counsel was constitutionally deficient in negligently failing to exercise a ninth peremptory challenge available to the defense. As a result, a correctional officer the defense had intended to strike was allowed to serve on the jury, and a juror “who might have been disinclined to impose the death penalty” was removed by the trial court as if he was the ninth juror struck.

On direct appeal, we held that the trial court properly denied Appellant’s request to use his ninth peremptory strike, as this request was made after Appellant’s counsel had been furnished a list of the Commonwealth’s intended peremptory challenges.

“Peremptory challenges shall be exercised simultaneously ...,” RCr 9.36(2), and “[n]o prospective juror may be challenged after being accepted unless the court for good cause permits it.” RCr 9.36(3). Thus, when Baze returned his list containing only eight peremptory [624]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Herman Helm v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2025
Clifford Vick v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2023
John Fairley, III v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2023
Jeffrey L. Rohrback v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2023
Christina Marcum v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2023
Randall F. Whitworth v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2022
John Tabor v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2022
Joseph D. Cockroft v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2022
Conrai Andre Kaballah v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2022
Samuel Patton v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2021
Robert Schierer v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2021
Timothy M. Tucker v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2020
Raymond E. Burch v. Commonwealth of Kentucky
Court of Appeals of Kentucky, 2020
Prescott v. Commonwealth
572 S.W.3d 913 (Court of Appeals of Kentucky, 2019)
Foley v. Beshear
462 S.W.3d 389 (Kentucky Supreme Court, 2015)
Luvell West v. J. Donahue
441 F. App'x 307 (Sixth Circuit, 2011)
Baze v. Parker
711 F. Supp. 2d 774 (E.D. Kentucky, 2010)
Baze v. Thompson
302 S.W.3d 57 (Kentucky Supreme Court, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
23 S.W.3d 619, 2000 Ky. LEXIS 40, 2000 WL 426363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baze-v-commonwealth-ky-2000.