Baxter International, Inc. v. CareFusion Corporation

District Court, N.D. Illinois·Decided March 31, 2022·No. 1:15-cv-09986·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

) BAXTER INTERNATIONAL, INC., )

) Plaintiff )

) No. 15 C 9986 v. )

) Judge Virginia M. Kendall CAREFUSION CORPORATION, and ) BECTON, DICKINSON AND COMPANY, ) ) Defendants. )

MEMORANDUM ORDER AND OPINION Before the Court is Defendants CareFusion Corporation and Becton, Dickinson, and Company’s (collectively, “CareFusion”) motion for partial summary judgment of noninfringement. [351]. CareFusion moves for noninfringement of claims 1-3 and 8-10 of U.S. Patent No. 5,782,805 (“the ’805 patent”) as to the accused Alaris Medley infusion pump system Model 8000 and Model 8015 PC Units in conjunction with one or more of the Syringe Module Model 8110 and/or PCA Module Model 8120. For the reasons given, CareFusion’s motion is denied. BACKGROUND I. The ’805 Patent’s Means-Plus-Function Limitations Claim 1 of the ‘805 patent discloses the means-plus-function limitation of having a “means for applying pumping action to the tube.” (Dkt. 393 at ¶ 7, 9; see also ‘805 patent, col. 20, ln. 17– 20). Claims 2–3 and 8–10 are dependent upon claim 1 and do not disclose any additional means- plus-function limitations. (Id. at ¶ 5). The ‘805 patent discloses two means for applying pumping action to the tube in the specification—specifically, peristaltic-type pumps and valve-type pumps. (Id. at ¶ 13; see also ‘805 patent, col. 1, ln. 21–22). With respect to the valve-type pumps specifically, the ‘805 patent states: Infusion pumps also employ pumping chambers having upstream and downstream valves to sequentially impart the propulsion to the fluid. Such valve-type pumps typically require the use of a specialized pumping cassette chamber, which is contained on a dedicated IV tube between the patient and the source of fluid.

(Dkt. 393 at ¶ 13; Patent No. ‘805, col. 1, ln. 31–37). The patent makes no specific reference to the peristaltic-type nor valve-type pumps outside of column 1, lines 19–37. (Dkt. 393 at ¶ 14). The patent also does not disclose any specific prior art for valve-type pumping mechanisms—namely, the IMED 980 Volumetric Pump or its corresponding patent. (Id. at ¶ 16). II. Claim Construction At claim construction, Baxter and CareFusion agreed upon the function for the limitation “means for applying pumping action to the tube,” which was “applying pumping action to the tube.” (Id. at ¶ 9; see also Dkt. 191 at pp. 9–10). With respect to the means, Baxter argued that the patent disclosed alternate pumping technologies, such as syringe pump mechanisms, which would tend towards an interpretation of the means as pumping mechanisms “that propel or impart propulsion to fluids.” (Dkt. 393 at ¶ 11). The Court rejected Baxter’s proposal, finding that the specification did not disclose the structure of the alternative pumping technology, and adopted CareFusion’s proposal, which interpreted the means as “a peristaltic-type or valve-type pumping mechanism.” (Id. at ¶ 12). III. The Accused Products The two models at issue are the Syringe Module Model 8110 and the PCA Module Model 8120. (Id. at ¶ 4). Both Alaris modules utilize a syringe to pump liquid medication and deliver that medication to patients. (Id. at ¶ 28–29). The Syringe and PCA Modules also share the same “drive mechanism” to move fluid through the module, which the modules achieve with a plunger that displaces fluid in the syringe via force. (Dkt. 421 at ¶¶ 23–25). The Syringe and PCA Modules both contain the syringe in a structure that holds the syringe and receives tubing sets attached to the syringe. (Dkt. 393 at ¶¶ 30–31).

While the Syringe and PCA Modules share some fundamental features and functions, the Syringe Module also keeps the tubing sets connected to the syringe from extending beyond the bottom of the housing, which enables the PCA Module to receive that tubing sets regardless of the presence of a pressure-sensing disc. (Id. at ¶ 30). The Syringe Module also has a controlling software that regulates the flow rate of the syringe programmed into the unit. (Dkt. 421 at ¶ 31). The PCA Module contains a notch that gives extra berth to the tubing set connected to the syringe to ensure that the PCA Module will not pinch the tubing. (Dkt. 393 at ¶ 31). That notch enables the PCA Module to deliver the liquid medication from the syringe inside the housing to the patient. (Id.). IV. Heim’s and Kirkpatrick’s Expert Reports

CareFusion’s expert, Greg Kirkpatrick, and Baxter’s expert, Warren Heim, compare the allegedly infringing CareFusion products to the disclosed means-plus-function claim in the ‘805 patent. Kirkpatrick finds that the accused Syringe and PCA Modules do not infringe the ‘805 patent because neither pump performs the disclosed function of applying pumping action to the tube. (Id. at ¶ 59). Principally, Kirkpatrick opines that the disclosed mechanisms in the ‘805 patent perform different functions than the accused products. The disclosed mechanisms—peristaltic- type and valve-type pumping mechanisms—both apply physical force to an IV tube to apply pumping action, whether that force is squeezing the walls of the tube or sequentially imparting propulsion to the fluid. (Id. at ¶ 57). Conversely, according to Kirkpatrick, CareFusion’s Syringe and PCA Modules rely on a pressure differential in the syringe to force fluid through the IV tube. (Id. at ¶ 56). In imparting a pressure differential, Kirkpatrick opines that these accused products do not apply physical force to the IV tube. (Id.). Further, Kirkpatrick opines on the dissimilarity in the way in which the accused products

and the disclosed mechanisms apply pumping action to the tube and the results those mechanisms achieve: first, that the way that the accused products deliver medication by decreasing the volume of a syringe with linear force is not the same as the 90-degree angular force, applied sequentially, that peristaltic-type or valve-type pumping mechanisms utilize to apply pumping action to the tube. (Id. at ¶ 60); and second, that the ability of the products to deliver small, precise volumes of liquid medication is a different result than the larger bulk deliveries of liquid medication for which the disclosed mechanisms tend to be best suited. (Id. at ¶ 61). Heim arrives at a different result. He opines that the valve-type pumps applying pumping action to the tube in the same manner as the accused CareFusion pumps because the valve-type pumps employ a piston or plunger that mimics the syringe action. (Dkt. 421 at ¶ 8). Heim disputes

that the valves in a valve-type pumping mechanism apply pumping action to the tube, instead stating that the valves control the direct of the flow of fluid. (Id. at ¶ 12). Valve-type pumping mechanisms then apply pumping action to the tube by decreasing the volume of the pumping chamber when delivering liquid medication, which applies pressure to the liquid and displaces that liquid. (Id. at 11). That displacement is the same function, Heim posits, as the CareFusion products perform. (Id.). Heim concludes that the accused products perform the identical function to the valve-type pumping mechanism disclosed in the ‘805 patent “in a substantially similar way (using a pumping chamber and a plunger or piston-like component to apply force to advance fluid to impart propulsion to the fluid) to achieve substantially the same result (fluid is pumped through the tube).” (Id. at ¶ 10). V. CareFusion 30(b)(6) Testimony Daniel Abal is a Senior Principal Mechanical Engineer and CareFusion’s 30(b)(6) witness.

(Id. at ¶ 23). Abal testified that both the Syringe and PCA Modules utilize a “drive mechanism” to move fluid through the tubes. (Id. at ¶¶ 23–24). That drive mechanism involves a plunger applying a force to a syringe and displacing the fluid in the syringe. (Id. at ¶ 25).

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Baxter International, Inc. v. CareFusion Corporation, (N.D. Ill. 2022).

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