Bautzer v. Select Portfolio Servicing, Inc. CA4/2

CourtCalifornia Court of Appeal
DecidedDecember 24, 2020
DocketE072733
StatusUnpublished

This text of Bautzer v. Select Portfolio Servicing, Inc. CA4/2 (Bautzer v. Select Portfolio Servicing, Inc. CA4/2) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bautzer v. Select Portfolio Servicing, Inc. CA4/2, (Cal. Ct. App. 2020).

Opinion

Filed 12/24/20 Bautzer v. Select Portfolio Servicing, Inc. CA4/2

NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION TWO

MARK R. BAUTZER, as Trustee, etc.,

Plaintiff and Appellant, E072733

v. (Super.Ct.No. PSC1805507)

SELECT PORTFOLIO SERVICING, OPINION INC., et al.,

Defendant and Respondent.

APPEAL from the Superior Court of Riverside County. David M. Chapman,

Judge. Affirmed.

Law Offices of J. David Nick and J. David Nick for Plaintiff and Appellant.

Kutak Rock and Steven M. Dailey for Defendant and Respondent, Select Portfolio

Servicing, Inc.

Wargo & French, Jeffrey N. Williams; RJT & Associates and Raymond J.

Tittmann for Defendant and Respondent, Assurant, Inc.

1 Plaintiff Mark R. Bautzer, as successor borrower to the mortgage on his deceased

mother’s residence in Ojai, sued the mortgage servicing company (Select Portfolio

Servicing, Inc.) and the provider of fire insurance (Assurant, Inc.). He claimed Select

procured, or Assurant provided, a policy with limits insufficient to cover the loss from a

fire that destroyed the property. His complaint contained causes of action for breach of

contract, negligence, and unfair business practices. The trial court sustained Select’s

demurrer without leave to amend and granted Assurant’s motion for judgment on the

pleadings, resulting in a dismissal of the entire action. Bautzer challenges those rulings

on appeal.

We conclude the trial court correctly determined Bautzer’s claims fail as a matter

of law because of one simple fact. The controlling agreement in this litigation is the

insurance covenant in the deed of trust securing the mortgage on the Ojai property, and

that document clearly states it is the borrower’s responsibility to maintain fire insurance.

In the event they fail to do so, any insurance the lender may purchase need not be of any

particular “type or amount” and need not protect the borrower’s interest in the property.

Because Bautzer failed to allege any modification to this agreement or valid new

agreement, none of his claims has merit. We therefore affirm.

I

FACTS

A. The Original Complaint and the Deed of Trust

Bautzer filed an original complaint in his capacity as the trustee of his deceased

mother’s revocable trust, which owns real property in Ojai containing a single-family

2 residence. The complaint alleged the following. In July 2014, “while acting as an agent of

Assurant,” Select “offered [him] to have the premises protected by fire insurance through

an insurance policy that Select would purchase from Assurant.” Select represented it

would purchase a policy with limits “sufficient to cover the rebuilding cost of the

premises” in the event of a fire and would bill Bautzer for the premiums and the

mortgage payments on a monthly basis. Bautzer “accepted Select’s offer,” and Select

then purchased a policy from Assurant that, unbeknownst to Bautzer, was insufficient to

cover rebuilding costs. Bautzer made monthly premium payments to Select in the amount

of $306.67.

When a fire destroyed the home in December 2017, Assurant paid out the policy

limit of $866,977, which covered neither the cost to rebuild the residence nor the balance

of the mortgage (which at that time was approximately $1,013,000). Select applied the

proceeds to the mortgage, then initiated foreclosure proceedings to collect the remaining

balance of about $150,000. Although the value of the land was appraised at only

$645,000, Select would not accept payments from Bautzer that were less than “what was

called for by the terms of the loan.”

The complaint asserted a breach of contract claim against Select for failing to

purchase fire insurance with policy limits sufficient to cover rebuilding costs (despite its

promise to do so). The complaint also asserted a third party beneficiary breach of contract

claim against Assurant, on the theory Select had actually requested the correct policy

from Assurant, but Assurant failed to provide it. The complaint also contained negligence

and unfair business practices claims against both Select and Assurant predicated on this

3 same conduct. Bautzer alleged it was both negligent and unfair to promise a borrower one

type of insurance but procure (or in Assurant’s case, provide) another.

Select filed a demurrer arguing, first and foremost, that Bautzer lacked standing

because he hadn’t alleged he was the real party in interest, that is, the borrower on the

loan. Select also argued Bautzer’s claims failed on their merits. It argued the deed of trust

contained the only covenant it had with the borrower regarding insurance and asked the

court to take judicial notice of the document. Select asserted the deed of trust provides

that when the borrower fails to procure fire insurance, it is authorized to obtain insurance

in any amount, to protect the lender’s interest.

The deed of trust was recorded on July 12, 2006. It reflects that Bautzer’s mother,

Dana Wynter, had obtained a $1 million loan from Washington Mutual Bank, FA, that

was secured by the real property in Ojai. Section 5 of the deed of trust is entitled

“Property Insurance” and, as the name suggests, it sets out the borrower’s and lender’s

covenants regarding insurance. That section says the “Borrower shall keep . . . the

Property insured against loss by fire.” (Italics added.) However, it also says if the

borrower “fails to maintain any of the coverages,” including fire insurance, the “Lender

may obtain insurance coverage, at Lender’s option and Borrower’s expense.” (Italics

added.) The insurance industry often commonly refers to this type of insurance scenario

as “force-placed” or “lender-placed” insurance. (See, e.g., Valdez v. Saxon Mortg. Servs.,

Inc. (C.D. Cal. Sept. 29, 2014) No. 2:14-CV-03595-CAS, 2014 WL 7968109, at *4;

Cannon v. Wells Fargo Bank, N.A. (N.D. Cal. 2013) 917 F.Supp.2d 1025, 1029.)

4 Section 5 also says the “Lender is under no obligation to purchase any particular

type or amount of coverage.” (Italics added.) It further provides that “such [force-placed]

coverage shall cover Lender, but might or might not protect Borrower, Borrower’s equity

in the Property, or the contents of the Property, against any risk, hazard or liability” and

that it “might provide greater or lesser coverage than was previously in effect.” (Italics

added.) Section 5 requires the lender be named a “loss payee” on any policy obtained

under the deed of trust and mandates that any proceeds must be used to repair the

property unless “restoration or repair is not economically feasible or Lender’s security

would be lessened,” in which case the proceeds must “be applied to the sums secured by

[the deed of trust].”

The trial court did not rule on the request for judicial notice because it sustained

Select’s demurrer on the ground Bautzer had failed to allege standing. In its written

ruling, the court reasoned that Bautzer had alleged he was the administrator of his

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