Battista v. Board of Estimate

51 Misc. 2d 962, 274 N.Y.S.2d 729, 1966 N.Y. Misc. LEXIS 1376
CourtNew York Supreme Court
DecidedOctober 31, 1966
StatusPublished
Cited by8 cases

This text of 51 Misc. 2d 962 (Battista v. Board of Estimate) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Battista v. Board of Estimate, 51 Misc. 2d 962, 274 N.Y.S.2d 729, 1966 N.Y. Misc. LEXIS 1376 (N.Y. Super. Ct. 1966).

Opinion

Abraham J. Gellinoff, J.

This is a motion for an order: (1) declaring void a resolution of the Board of Estimate, adopted at its meeting of June 23, 1966, which increased certain water and sewer rates, and (2) enjoining the City Comptroller from attempting to collect the increases.

The proceeding is brought by Vito P. Battista and United Taxpayers Party, Inc. Battista alleges that he is the owner of real property affected by the increases and that his copetitioner is an organization comprised of thousands of owners of real property similarly affected.

Section 734 of the New York City Charter confers jurisdiction upon the Department of Water Supply, Gas and Electricity to make rules and regulations, “ subject to the approval of the board of estimate ”, fixing annual charges for the supply of water. Section 683a4-9.0 of the Administrative Code of the City of New York provides for “ sewer rents ” to be paid by owners of property “connected with the sewer system” (§ 683a4-9.0, subd. b). It authorizes the Commissioner of Water Supply, Gas and Electricity to fix the 1 ‘ sewer rents ” at an amount equal to “ one-third of the charges for water supplied to such property” from the city’s water supply system (§ 683aL-9.0, subd. b, par. 2).

On June 20, 1966, the Acting Commissioner of Water Supply, Gas and Electricity informed the Mayor that he had promulgated an amendment to the rules and regulations fixing water charges and requested that the amendment be submitted to the Board of Estimate for its required approval. The general effect of the amendment was to double the frontage and extra and miscellaneous water charges and to increase the sewer rents which are fixed at one third of the water charges. The request for approval of the amendment was included in the board’s printed calendar for its June 23, 1966 meeting and bore calendar No. 347. The printed calendar was on file and open to public inspection in the office of the Secretary of the board on and after June 21,1966.

Although Mayor Lindsay was present at 10:50 a.m. when the meeting of June 23 commenced, calendar No. 347 was not reached until after midnight, about 13 hours later. By that time, the Mayor had left the meeting, and Robert W. Sweet, Executive Assistant to the Mayor, had taken his place as chairman of the [964]*964meeting. Aji executive order of the Mayor had been filed with the City Clerk and the Board of Estimate on January 10, 1966, purporting to authorize Sweet “ to sit and act for me [the Mayor] at any and all meetings of the Board of Estimate at which I am not present.” When the item bearing calendar No. 347 was reached, petitioner Battista, on behalf of the copetitioner, was heard in opposition to approval of the proposed amendment, as was one Grace Liota, representing the Independent Property Owners’ Association. The resolution calling for approval of the proposed amendment was then adopted.

Petitioners contend that the proposed amendment was not validly adopted because: (1) neither the Mayor nor the President of the City Council presided at the meeting of June 23 at the time the resolution for approval was considered and passed; (2) inadequate notice of the meeting was given to property owners; and (3) neither the Department of Water Supply nor the Board of Estimate, “ both branches of the executive ”, had the power to raise the water and sewer taxes — an exclusively legislative function. These objections of the petitioners will be discussed seriatim.

It is true that section 63 of -the present Charter, which took effect January 1, 1963, provides that “ the mayor, or in his absence the president of the council, shall preside at all meetings ” of the Board of Estimate. However, section 3 of the Charter expressly empowers the Mayor, by executive order, to “delegate to * * * any member of said office [the executive office of the Mayor] specified functions, powers and duties, except his power to act on local laws or resolutions of the council, to act as a magistrate or to appoint or remove officials ” (emphasis supplied). The Mayor’s power to delegate his functions is thus subject to only three specified exceptions, none of which includes his duty to act as presiding officer at meetings of the Board of Estimate. Many of the other duties of the Mayor under the Charter are also expressed as duties which the Mayor “ shall ” perform. The provisions imposing said duties must, however, be read in conjunction with the provision of section 3, expressly conferring on the Mayor the power to delegate all but three of his powers to any member of his executive office. The established rule of statutory construction, known as “ expressio unius est exclusio alterius ” (the specific mention of one person or thing implies the exclusion of other persons or things), requires a holding that the Mayor’s power to delegate is subject only to the three specific exceptions set forth in section 3 of the Charter, and to no others. Section 63 of the Charter, in the light of the Mayor’s power to delegate his duties, must, [965]*965therefore, be read as providing that the mayor [in person, or by any member of his executive office to whom he may delegate such duty], or in his absence the president of the council, shall preside at all meetings.”

The soundness of this view is confirmed by the statements made in the affidavit of Reuben A. Lazarus, who served as counsel to the Charter Revision Commission of 1961, which formulated the 1963 Charter and submitted it to the electorate of this city. Mr. Lazarus declares that it was he who drafted section 3 of the Charter at the direction of the commission, with the intent to include among the delegable powers and duties of the Mayor the function of presiding at meetings of the Board of Estimate, and to exclude — as exceptions to the Mayor’s power of delegation — only the three powers expressly listed in section 3.

Mr. Lazarus points out that the 1936 Charter, which preceded the one now in effect, was very different in its provisions for delegating the Mayor’s powers and functions. Section 9 of the 1936 Charter, which authorized the Mayor to appoint a Deputy Mayor, expressly excepted from the Mayor’s right to delegate powers to the deputy mayor the ‘ ‘ power to hold any hearing which the mayor is required by law to hold personally and it also contained the three exceptions which have been continued in section 3 of the present Charter. Mr. Lazarus points out that the elimination in the 1963 Charter of the prohibition against delegating the Mayor’s function of presiding at hearings was deliberately designed to permit such delegation.

The 1963 Charter, as Mr. Lazarus demonstrates, vastly increased the powers, duties and responsibilities of the Mayor and correspondingly reduced the powers of the Board of Estimate. Because the Charter Revision Commission recognized that, without an increase in the Mayor’s power to delegate his duties and functions, it would be very difficult if not impossible for him to discharge his increased responsibilities, the new Charter, at the same time that it widened and enlarged the Mayor’s duties, also enlarged his powers of delegation and abandoned the provision in the former Charter restricting the Mayor from delegating the power to preside at hearings at which he was required to preside.

The view that the Mayor may validly delegate to a member of his executive office the power and duty to preside at Board of Estimate hearings has been uniformly followed ever since the Charter took effect. It was questioned for the first time only a few months ago.

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Bluebook (online)
51 Misc. 2d 962, 274 N.Y.S.2d 729, 1966 N.Y. Misc. LEXIS 1376, Counsel Stack Legal Research, https://law.counselstack.com/opinion/battista-v-board-of-estimate-nysupct-1966.