Battaglini v. United States

198 F. Supp. 3d 465, 2016 WL 4060116, 2016 U.S. Dist. LEXIS 99908
CourtDistrict Court, E.D. Pennsylvania
DecidedJuly 29, 2016
DocketCRIMINAL ACTION NO. 09-496-11; CIVIL ACTION NO. 14-4170
StatusPublished
Cited by1 cases

This text of 198 F. Supp. 3d 465 (Battaglini v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Battaglini v. United States, 198 F. Supp. 3d 465, 2016 WL 4060116, 2016 U.S. Dist. LEXIS 99908 (E.D. Pa. 2016).

Opinion

MEMORANDUM

EDUARDO C. ROBRENO, District Judge

Petitioner Gary Battaglini (“Petitioner”), a federal prisoner, seeks habeas relief under 28 U.S.C. § 2255. Among other things, Petitioner claims that his privately retained trial counsel, Lawrence O’Connor, Jr., Esquire (“Counsel”), provided ineffective assistance of counsel in violation of the Sixth Amendment when he failed to file a post-sentencing appeal. For the reasons set forth below, the Court will grant Petitioner’s habeas petition as to his claim of ineffective assistance of counsel, which is set forth in Ground 1 of his petition, based on Counsel’s constitutionally deficient consultation with Petitioner concerning whether to take an appeal and his concomitant failure to file a post-sentencing appeal. Accordingly, the Court will vacate the sentence and order the resentencing of Petitioner (in order to allow Petitioner to take an appeal).

I. PROCEDURAL HISTORY

On January 5, 2011, a federal grand jury returned a superseding indictment charging Petitioner with Racketeer Influenced and Corrupt Organization Act (“RICO”) conspiracy, in violation of 18 U.S.C. § 1962(d) (Count 1), as well as conducting an illegal gambling business, in violation of 18 U.S.C. § 1955 (Count 49), in connection with his involvement in the Philadelphia La Cosa Nostra family (“LCN”), an organized crime ring, and its criminal activity over a number of years. ECF No. 3. A third superseding indictment was unsealed on July 25, 2012, charging Petitioner with the same offenses. ECF No. 723. Thirteen other defendants were charged in the same indictment. Id.

Petitioner proceeded to trial with six other defendants1 beginning in October [468]*4682012. Although another privately retained attorney—Louis T. Savino, Jr., Esquire— represented Petitioner for much of the pretrial proceedings, see ECF No. 885, Counsel represented Petitioner during the trial and through sentencing, see ECF No. 866.

The trial, which lasted over four months, included testimony from dozens of FBI agents, cooperators, and other government witnesses. See United States v. Massimino, 641 Fed.Appx. 153, 2016 WL 192652, at *1 (3d Cir.2016) (describing the trial). The Government also introduced “voluminous amounts of wiretap material and other covertly recorded conversations.” Id. “The evidence on the whole established that the Philadelphia LCN, as an organization, exercised control over illegal gambling, bookmaking, and loansharking operations, all bolstered by implicit or explicit threats of physical violence.” Id.

During the trial, the Government contended that Petitioner was an LCN “associate”2 who participated in loansharking and illegal bookmaking activities in furtherance of the racketeering conspiracy. Throughout this case, the Government grouped Petitioner’s conduct in furtherance of the conspiracy into four categories: (1) extortion of Michael Orlando, (2) extortion of Peter Albo, (3) extortion of Joseph Comerer, and (4) illegal gambling and sports bookmaking.

On February 5, 2013, following several weeks of deliberation, a jury convicted Petitioner of racketeering conspiracy (Count 1) and acquitted him of conducting an illegal gambling business (Count 49). ECF Nos. 1167,1182.

Following the trial, Counsel filed a motion for a new trial and judgment of acquittal on Petitioner’s behalf. ECF No. 1350. In the motion, Petitioner asserted that (1) the evidence at trial was insufficient to sustain the jury’s verdict on RICO conspiracy; (2) the Court erred in admitting consensual recordings made by Albo, where Albo did not testify at trial; (3) the court erred in limiting cross-examination of FBI agents concerning matters relating to their credibility; and (4) the Court erred in failing to declare a mistrial after it learned that the jury was exposed to extraneous information. Id. On July 8, 2013, the Court denied Petitioner’s post-trial motion.3 ECF No. 1386.

Prior to sentencing, Petitioner, through Counsel, filed objections to the Pre-Sen-tence Investigation Report (“PSI”). In particular, Petitioner objected to the inclusion of illegal sports bookmaking as relevant conduct, because the jury acquitted him of the substantive charge of conducting an illegal gambling business in Count 49. He also objected to the inclusion of offense conduct relating to extortionate credit transactions with Orlando, arguing that the trial evidence did not support it. The Court ultimately overruled both objections at the sentencing hearing on July 12, 2013, ECF No. 1692, and sentenced Petitioner to ninety-six months’ (eight years’) imprisonment, three years’ supervised release, a $1000 fine, and a $100 special assessment, [469]*469ECF No. 1399. The Judgment was entered the same day. Id.

Following entry of the Judgment against him, Petitioner did not file a notice of appeal. Conversely, three of Petitioner’s co-defendants who were also convicted— Massimino, Canalichio, and Staino—filed direct appeals to the Third Circuit.4 See generally Massimino, 641 Fed.Appx. 153.

On July 7, 2014, roughly a year after his sentencing, Petitioner filed a pro se motion to vacate, set aside, or correct his sentence, pursuant to 28 U.S.C. § 2255. ECF No. 1679. In his § 2255 petition, Petitioner alleges six ways in which Counsel provided constitutionally ineffective assistance. First, he claims that Counsel failed to file a notice of appeal. Pet. at 5-A; Mem. Law at 7-22. Second, he argues that Counsel failed to identify, investigate, and procure exculpatory evidence related to Orlando. Pet. at 5-A; Mem. Law at 22-27. Third, he asserts that Counsel failed to argue grounds to exclude statements and consensual recordings made by Albo. Pet. at 5-A; Mem. Law at 27-32. Fourth, he submits that Counsel failed to object to portions of defense counsel Edwin Jacobs’ opening statement conceding Petitioner’s guilt on an element of the RICO conspiracy charge. Pet. at 5-A; Mem. Law at 32-36. Fifth, he contends that Counsel failed to object to several inflammatory statements made by witness Peter Caprio.5 Pet. at 5-A; Mem. Law at 36-38. Sixth, and finally, he maintains that Counsel failed to argue on Sixth Amendment and Apprendi grounds that use of acquitted conduct to increase Petitioner’s sentence was an invasion of the jury’s exclusive province. Pet. at 5-B; Mem. Law at 39-42.

The Government filed a response in opposition to the petition. ECF No. 1687.

Thereafter, Petitioner filed a reply, ECF No. 1688, and later supplemental briefs, ECF Nos. 1719, 1722. On March 1, 2016, the Court appointed Hope Lefeber, Esquire, to represent Petitioner in connection with his § 2255 petition. ECF No. 1744. The Court held an evidentiary hearing for May 18, 2016, during which it received evidence only as to Petitioner’s claim of ineffective assistance of counsel for failure to file a direct appeal (Ground 1), ECF No. 1758. Following'the hearing, the Court ordered that all other claims in Petitioner’s habeas petition would be held in abeyance until the disposition of Ground 1. ECF No. 1761.

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Bluebook (online)
198 F. Supp. 3d 465, 2016 WL 4060116, 2016 U.S. Dist. LEXIS 99908, Counsel Stack Legal Research, https://law.counselstack.com/opinion/battaglini-v-united-states-paed-2016.