Bastien v. Capielo CA4/1

CourtCalifornia Court of Appeal
DecidedApril 18, 2016
DocketD067647
StatusUnpublished

This text of Bastien v. Capielo CA4/1 (Bastien v. Capielo CA4/1) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bastien v. Capielo CA4/1, (Cal. Ct. App. 2016).

Opinion

Filed 4/18/16 Bastien v. Capielo CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

ROCHELLE T. BASTIEN, D067647

Plaintiff and Appellant,

v. (Super. Ct. No. 37-2014-00017176- CU-PN-CTL) GEORG CAPIELO et al.,

Defendants and Respondents.

APPEAL from a judgment of the Superior Court of San Diego County, Joan M.

Lewis, Judge. Affirmed in part and reversed in part.

Law Office of Stan Stern and Stan Stern for Plaintiff and Appellant.

Klinedinst PC, Gregor A. Hensrude and David M. Majchrzak for Defendants and

Respondents.

Rochelle T. Bastien appeals following judgment on the pleadings in her legal

malpractice lawsuit against Georg M. Capielo and Jack B. Winters who represented her

in two proceedings, namely: (1) a request to set aside a stipulated dissolution of marriage judgment and to divide omitted assets in the dissolution of Bastien's marriage to Dennis

Dominguez (Bastien v. Dominguez (Super. Ct. San Diego County, 2014, No. ED55622)

(the dissolution action); and (2) a malpractice lawsuit against Bastien's certified financial

planner, Theodore Roman, that was resolved through binding arbitration (Bastien v.

Roman (Super. Ct. San Diego County, 2011, No. 37-2007-00070967-CU-BC-CTL) (the

Roman action).

With respect to the portion of the legal malpractice claim arising from the

dissolution action, Bastien contends that the trial court erred in granting judgment on the

pleadings, as the motion did not address the part of her legal malpractice claim arising

from the request to divide omitted assets. In the alternative, she argues that she should at

least have been granted leave to amend to clarify that her legal malpractice claim

encompasses a claim arising from the request to divide omitted assets. Regarding the

portion of the legal malpractice case arising from the Roman action, Bastien contends that

the trial court erred in concluding that the statute of limitations barred that claim.

We conclude that Bastien's argument has merit with respect to the portion of her

legal malpractice claim arising from the request to divide omitted assets in the dissolution

action. The motion for judgment on the pleadings should have been granted with leave to

amend to allow Bastien to allege legal malpractice claims arising from the request to

divide omitted assets in the dissolution action. We accordingly reverse and remand for

further proceedings.

2 I

FACTUAL AND PROCEDURAL BACKGROUND

To understand Bastien's allegations in the current legal malpractice lawsuit, it is

necessary to review the previous legal proceedings in which Bastien has been involved,

two of which gave rise to opinions in this court: Bastien v. Kershek (Apr. 17, 2012,

D058424) (nonpub. opn.) (Kershek); and In re Marriage of Bastien and Dominquez

(Sept. 18, 2013, D061209) (nonpub. opn.) (the 2013 Opinion). All of Bastien's previous

litigation arose from Bastien's dissatisfaction with the marital settlement agreement

(MSA) that Bastien and Dominguez entered into and which was incorporated into the

judgment of dissolution in August 2002.

A. The Lawsuit Against Mediator Denny Kershek

As we explained in previous opinions, Bastien became dissatisfied with the MSA

at least by 2005, when she wrote a series of letters to the attorney and family friend who

mediated the MSA, Denny Kershek. Bastien accused Kershek of being biased against

her and colluding with Dominguez to hide assets.

In 2009, Bastien filed a lawsuit against Kershek, alleging fraud and other causes of

action, based on the claim that Kershek had a preexisting attorney-client relationship with

Dominguez, and instead of acting as a neutral mediator, Kershek colluded with

Dominguez to prevent Bastien from receiving a full and fair division of the marital estate.

Bastien argued that although she first suspected the collusion between Kershek and

Dominguez in 2005, her 2009 lawsuit was not barred by the statute of limitations because

3 she had recently discovered a cancelled check purportedly showing Kershek and

Dominguez had a preexisting attorney-client relationship.

The trial court dismissed the lawsuit based on the statute of limitations, and in

Kershek, supra, D058424, we affirmed the judgment. We explained that Bastien

discovered her cause of action for fraud against Kershek in 2005, not in 2009, because

that is when she began accusing Kershek of colluding with Dominguez.

B. The Roman Action

Meanwhile, in 2007, Bastien filed the Roman action, alleging fraud and breach of

fiduciary duty against certified financial planner Roman, who had advised her and

Dominguez during their marriage.1 According to the parties, the Roman action was

ordered to binding arbitration.

Bastien alleges that in 2009 she hired Capielo to represent her in the Roman

action. According to Bastien, Capielo became associated with Winters's law firm

sometime in 2011, so that both Capielo and Winters allegedly represented her after that

date. In August 2011, the arbitrator issued a decision explaining that Roman "is not

liable to Dr. Bastien on her complaint for damages on any theory." Dismissal with

prejudice of the Roman action was entered in the trial court on November 16, 2011.

1 The appellate record does not contain the complaint in the Roman action, but it is described in the 2013 Opinion as a complaint alleging fraud and breach of fiduciary duty. In her appellate brief, Bastien represents that the operative first amended complaint alleged (1) negligence and malpractice; (2) breach of contract; (3) fraud; and (4) accounting and breach of fiduciary duty. She states that the gravamen of the complaint was that "Roman had fraudulently failed to disclose financial information in connection with the settlement of Dr. Bastien's divorce from Dr. Dominguez, which resulted in assets being omitted from the divorce settlement." 4 C. The Dissolution Proceeding

Although the record before us does not contain extensive information about all of

the proceedings that have occurred in the dissolution action since judgment was entered

on the MSA in 2002, the 2013 Opinion contains some pertinent information on that

subject.

First, "[i]n January 2006 [Bastien] filed a motion to divide the Putnam retirement

account, which she asserted was a missing asset. [Dominguez] contended the Putnam

account was considered in the MSA and fell under a TD Waterhouse IRA."

Second, "[i]n July 2007 [Bastien] sought additional funds for their daughter's

college tuition. She filed a motion in family court to force [Dominguez] to pay a $10,000

loan their daughter had incurred. [Bastien's] request . . . was denied by the court, the

court finding it was not clear from the MSA terms that [Dominguez] was liable for the

$10,000 loan."

Third, "[i]n February 2008 [Bastien] sought the appointment of a special master to

determine if there were missing assets. This request was denied. A pension was valued

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