Bassett v. State

895 N.E.2d 1201, 2008 Ind. LEXIS 1044, 2008 WL 4837631
Indiana Supreme Court·Decided October 28, 2008·No. 15S00-0611-CR-474·Published·Cited by 21 cases

Opinion

SULLIVAN, Justice.

Robert Bassett, Jr., appeals his four convictions for murder and sentences of life imprisonment without the possibility of parole primarily on grounds that the prosecuting attorney in this case listened to a number of non-confidential telephone conversations that Bassett had with his lawyer. This conduct did not violate Bassett’s legal rights or prejudice him at trial. We affirm the convictions and sentences.

Background

Bassett was convicted of the 1998 murders of Jamie Engleking, her two little children, J.B. (age 2) and B.E. (less than one year), and the daughter of a Mend of Jamie Engleking, A.D. (age twelve). He was sentenced to four consecutive terms of life without parole. In an earlier appeal, this Court found that hearsay evidence and testimony about Bassett’s prior criminal acts had been improperly presented to the jury and reversed his convictions. Bassett v. State, 795 N.E.2d 1050, 1051 (Ind.2003). Bassett was tried a second time and the jury again convicted him on all four counts. He was again sentenced to life without parole on each count. The sentences were predicated on the aggravating circumstances that Bassett committed multiple murders, 1 that he was on parole at the time of these murders, 2 that J.B. was less than twelve years old at the time she was killed, 3 and that B.E. was less than twelve years old at the time he was killed. 4

*1205 Pending the resolution of his charges, the record shows that he was housed at the Bartholomew County Jail from November, 2003, to November, 2005. During this time period, Bassett’s attorney, Ross Thomas, visited him at least eleven times. Inmates could also call their attorneys using the jail’s automated phone system, which recorded all outgoing calls with a warning to both speakers that their conversations were subject to being recorded. The recipients of the calls were then given the option of paying for or refusing the calls.

Although Chief Deputy Prosecutor Kathleen Burns had principal responsibility for Bassett’s case, Prosecuting Attorney Bill Nash was actively involved and served as her co-counsel at trial. After taking the deposition of State witness Jimmy Wiles, Burns reported to Nash her concern that Bassett was using his attorney to threaten and intimidate Wiles. Evidence, later used at trial, had also accumulated that Bassett had attempted to hire a hit man to kill Burns herself. In light of these developments, Nash decided to investigate the alleged intimidation of Wiles by requesting the jail’s recordings of Bassett’s outgoing calls. Nash reviewed nine conversations between Bassett and Thomas, his attorney, before concluding that there was no evidence in the recordings that suggested a conspiracy to intimidate Wiles or any other witness. Nash did not review any other recorded phone conversations between Bassett and Thomas.

Bassett and Thomas were not aware that Nash had reviewed some of their conversations until Nash inadvertently mentioned it to Thomas during a sidebar near the conclusion of the trial. Thomas moved for a mistrial on this basis but the motion was denied. The trial court also denied Bassett’s motion to correct error on this basis following a hearing.

Bassett appeals on the following grounds: (1) Nash’s review of Bassett’s telephone conversations with Thomas constituted an interference with Bassett’s attorney-client relationship warranting reversal of his convictions; (2) the trial court committed reversible error when it permitted certain evidence to be introduced during the trial; (3) the trial court committed reversible error when it refused to permit two defense witnesses to testify; and (4) Bassett’s sentence of life without possibility of parole should be reversed.

We have jurisdiction over this direct appeal under Ind. Appellate Rule 4(A)(1)(a) because a sentence of life without possibility of parole has been imposed under I.C. § 35-50-2-9.

Discussion

I

Bassett argues that the State violated his right to counsel under the Sixth Amendment of the United States Constitution and article I, section 13 of the Indiana Constitution by “purposefully] and deliberately] interfering] with confidential attorney-client communications.” (See App. 377-78.) He also contends that Nash’s actions constituted prosecutorial misconduct in violation of the Indiana Rules of Professional Conduct. Bassett maintains that the remedy for these violations is reversal of his convictions and sentences, and remand for a new trial.

A

The Sixth Amendment guarantees all criminal defendants the right “to have the assistance of counsel for his de *1206 fense.” U.S. Const, amend. VI- 5 Similarly, article I, section 13, of the Indiana Constitution provides that in “all criminal prosecutions, the accused shall have the right ... to be heard by himself and counsel.” Ind. Const, art. I, § 13(a). In order to encourage clients to share information openly with their attorneys and thereby facilitate more effective assistance of counsel, common law courts created the attorney-client privilege. Although the Sixth Amendment right to counsel is distinguishable from the attorney-client privilege, the two concepts overlap. “The fundamental justification for the sixth amendment right to counsel is the presumed inability of a defendant to make informed choices about the preparation and conduct of his defense. Free two-way communication between client and attorney is essential if the professional assistance guaranteed by the sixth amendment is to be meaningful.” United States v. Levy, 577 F.2d 200, 209 (3d Cir.1978).

From the earliest days, this Court has held “that when an attorney is consulted on business within the scope of his profession, the communications on the subject between him and his client should be treated as strictly confidential.” Jenkinson v. State, 5 Blackf. 465, 466, 1840 WL 2315 (Ind.1840), quoted in Colman v. Heidenreich, 269 Ind. 419, 381 N.E.2d 866, 869 (1978). However, “[t]he burden of proof is on the person asserting the privilege to show that the consultation was a professional one.” Colman, 381 N.E.2d at 869 (citations omitted). More recently, this Court has held that

[t]he essential prerequisites to invocation of the privilege are to establish by a preponderance of the evidence (i) the existence of an attorney-client relationship and (ii) that a confidential communication was involved. To meet the burden of showing that an attorney client relationship existed, the [party asserting the privilege] had to, at the very least, establish that the communication at issue occurred in the course of an effort to obtain legal advice or aid, on the subject of the client’s rights or liabilities, from a professional legal advisor acting in his or her capacity as such.

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Bassett v. State, 895 N.E.2d 1201, 2008 Ind. LEXIS 1044, 2008 WL 4837631 (Ind. 2008).

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