Barton v. Kijakazi

District Court, N.D. California·Decided October 12, 2022·No. 1:21-cv-09662·Unknown

Opinion

LENORE B.,1 Case No. 21-cv-09662-RMI

Plaintiff, ORDER RE: CROSS-MOTIONS FOR v. SUMMARY JUDGMENT

KILOLO KIJAKAZI, Re: Dkt. Nos. 19, 20 Defendant.

Plaintiff seeks judicial review of an administrative law judge (“ALJ”) decision denying her application for disability insurance benefits under Title II of the Social Security Act. See Admin. Rec. at 1085-1114.2 In August of 2015, Plaintiff filed an application for Title II benefits alleging an onset date of February 4, 2011.3 Id. at 299. On November 24, 2017, an ALJ entered an unfavorable decision, finding Plaintiff not disabled. Id. at 13-27. In January of 2019, the Appeals Council denied Plaintiff’s request for review. Id. at 1-4. Plaintiff sought judicial review of the decision in March of 2019 (see id. at 1176-99), but in November 2019 the parties stipulated to a voluntary remand of the case to the Commissioner for further proceedings. See id. at 1200-04. The

1 Pursuant to the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States, Plaintiff’s name is partially redacted.

2 The Administrative Record (“AR”), which is independently paginated, has been filed in ninety-six attachments to Docket Entry #16. See (dkts. 16-1 through 16-96). Appeals Council vacated the 2017 decision and remanded the case to an ALJ, finding that “[t]he hearing decision d[id] not contain an adequate evaluation of the report by James O’Dowd, Psy.D. . . . .” Id. at 1202. The Council also instructed the ALJ to “[g]ive further consideration to the claimant’s maximum residual functional capacity during the entire period at issue and provide rationale with specific references to evidence of record in support of assessed limitations.” Id. at 1203. After a hearing in July of 2021 (see id. at 1116-47), the ALJ issued a second unfavorable decision on September 29, 2021, finding Plaintiff not disabled. Id. at 1085-1104. A few months later, in December of 2021, Plaintiff sought review in this court (see Compl. (dkt. 1) at 1-2) and the instant case was initiated. Because Plaintiff did not file written exceptions within thirty days of the ALJ’s decision nor did the Appeals Council otherwise assume jurisdiction within sixty days without written exceptions being filed (see 20 C.F.R § 404.984(a)), the ALJ’s decision is the “final decision” of the Commissioner of Social Security which this court may review. See 24 U.S.C. §§ 405(g), 1383(c)(3). Both parties have consented to the jurisdiction of a magistrate judge (dkts. 3 & 11), and both parties have moved for summary judgment (dkts. 19 & 20). For the reasons stated below, Plaintiff’s motion for summary judgment is granted, and Defendant’s motion is denied. The Commissioner’s findings “as to any fact, if supported by substantial evidence, shall be conclusive.” 42 U.S.C. § 405(g). A district court has a limited scope of review and can only set aside a denial of benefits if it is based on legal error. Flaten v. Sec’y of Health and Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995). The phrase “substantial evidence” appears throughout administrative law and directs courts in their review of factual findings at the agency level. See Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019). Substantial evidence is defined as “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. (quoting Consol. Edison Co. v. NRLB, 305 U.S. 197, 229 (1938)); see also Sandgathe v. Chater, 108 F.3d 978, 979 (9th Cir. 1997). “In determining whether the Commissioner’s findings are supported by substantial evidence,” a district court must review the administrative record as a Commissioner’s conclusion.” Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998). The Commissioner’s conclusion is upheld where evidence is susceptible to more than one rational interpretation. See Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). Plaintiff raises four claims, the first—and perhaps most important—of which assigns error to the ALJ’s failure, at step two of the sequential analysis, to discuss or analyze a number of Plaintiff’s mental and physical impairments. See Pl.’s Mot. (dkt. 19) at 5. Because the court finds reversible error at step two, requiring remand, the following is a recitation of the evidence that is relevant to that claim. Cervical Radiculopathy and Relevant Symptoms Magnetic resonance imaging (“MRI”) of the Plaintiff’s spine during the relevant period revealed moderate to severe foraminal stenosis at several levels. See AR at 640, 854, 2919, 3200, 3312. Foraminal stenosis, also referred to as foraminal narrowing, is a common cause of cervical radiculopathy. See Lee, Han-Dong, Is the Severity of Cervical Foraminal Stenosis Related to the Severity and Sidedness of Symptoms?, Healthcare, available at: https://www.ncbi.nlm.nih.gov/pmc /articles/PMC8701450/ (lasted visited Oct. 5, 2022 at 4:03 p.m.). Plaintiff also displayed other common symptoms of cervical radiculopathy, including decreased range of motion (see AR at 569, 582, 865, 1543-44), tenderness (see id. at 566, 682, 887, 1014), diminished sensation (see id. at 1529, 1542), and diminished pinch strength (see id. at 1544-45). See Radiculopathy, Penn Medicine, available at: https://www.pennmedicine.org/for-patients-and-visitors/patient-informatio n/conditions-treated-a-to-z/radiculopathy (last visited Oct. 5, 2022 at 4:19 p.m.). Upon an evaluation of Plaintiff and a review of the above-mentioned evidence, Dr. Lavorgna diagnosed Plaintiff with cervical radiculopathy. See AR at 1510. Other physicians also referenced Plaintiff’s cervical radiculopathy in recommending treatment plans. See, e.g., id. at 2108 (“[W]ill refer to spine clinic for further evaluation and management of cervical radiculopathy.”). Posttraumatic Stress Disorder (“PTSD”), Personality Disorder, and Learning Disorder Following an evaluation of Plaintiff in 2017, Eleanor Souza MFT diagnosed Plaintiff with Lukk LMFT MFC, who treated Plaintiff weekly for roughly two years. See id. at 3180 (“She is experiencing PTSD, according to DSM 5 . . . .”). These diagnoses are not at all unexpected, given the particularly difficult childhood that Plaintiff experienced. See id. at 1005-06 (reporting that Plaintiff’s father was physically and verbally abusive and that Plaintiff’s sister accused the father of sexual assault, resulting in Plaintiff being placed in foster care). Plaintiff’s medical histories, recorded by physicians at various points over the relevant period, also include multiple references to PTSD. See id. at 1582 (“[H]istory of . . . PTSD.”); see also id. at 1612 (“[H]x PTSD.”). In addition to PTSD, the record reveals a host of other serious mental conditions. Plaintiff has been observed as displaying the following conditions: major depressive disorder, anxiety disorder, panic disorder, personality disorder, and learning disorder. See, e.g., id. at 1007 (major depressive disorder), 1008 (anxiety disorder, panic disorder), 809-10 (personality disorder, learning disorder). Plaintiff has been prescribed, and is actively taking, various medications in an effort to reduce her symptoms to the extent possible. See, e.g., id. at 1073, 1527, 1555. THE FIVE-STEP SEQUENTIAL ANALYSIS FOR DETERMINING DISABILITY A person filing a claim for soci

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