Barton v. Government of the Virgin Islands

46 V.I. 429, 2004 WL 3048845, 2004 U.S. Dist. LEXIS 26383
CourtDistrict Court, Virgin Islands
DecidedDecember 30, 2004
DocketCiv. App. No. 2004-89
StatusPublished
Cited by3 cases

This text of 46 V.I. 429 (Barton v. Government of the Virgin Islands) is published on Counsel Stack Legal Research, covering District Court, Virgin Islands primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barton v. Government of the Virgin Islands, 46 V.I. 429, 2004 WL 3048845, 2004 U.S. Dist. LEXIS 26383 (vid 2004).

Opinion

[430]*430MEMORANDUM

(December 30, 2004)

This appeal arises from a jury conviction in the Territorial Court. For the reasons delineated below, we hold that the trial court erred in admitting a critical piece of . evidence without proper authentication. Accordingly, we will reverse the conviction and will remand the case to the Territorial Court with directions to enter an order dismissing the case with prejudice.

I. FACTUAL BACKGROUND

On February 25, 2004, the appellant, Christopher Barton, was convicted of three counts of concealing. a material fact from a governmental agency in violation of 14 Y.I.C. § 843(2). After the trial, Barton filed post-trial motions for a judgment of acquittal, new trial and arrest of judgment, all of which were denied.

The charges against Barton arise out of a custody dispute with his ex-wife, Mima Barton. In June 1999, Mrs.. Barton filed a petition for dissolution of marriage in the Circuit Court for Broward County, Florida, which was assigned to the Honorable Robert Camey. In a report dated August 6, 1999, and filed with the Circuit Court, General Master Kaplan recommended that Mrs. Barton have primary custody of the Barton children. (App. at 8-11.) Mr. Barton filed exceptions to this report within the ten day period allowed by Florida law. (App. at 13.)

On August 24, 1999, Circuit Judge Camey signed an- Order of Ratification upon Report of the General Master purporting to ratify the report “subject only to timely filed objections.” (App. at 12.) This Order of Ratification was never recorded or entered in the records of the Circuit Court because of the timely exception. No order of custody was subsequently entered by Judge Carney or any other judge in the Broward County Circuit Court. (App. at 98-99.) On December 7, 1999, Mrs. Barton filed a notice of voluntary dismissal of her petition because of a reconciliation between herself and Mr. Barton.

On March 13, 2000, Barton petitioned the Family Court Division of the Territorial Court for an order granting him custody of the children and on September 7, 2000, the Territorial Court issued an order granting Mr. Barton sole physical custody of his children. (App. at 18-20.) During this custody hearing, Mr. Barton disclosed that custody proceedings in [431]*431Florida had been initiated but were voluntarily dismissed. After becoming aware of the Territorial Court order, Mrs. Bailón filed an objection to the award of custody to Barton. In connection with these proceedings, the August 1999 General Master’s report and order came to light. Mrs. Barton falsely represented to the Territorial Court that these documents were effective orders of the Florida Circuit Court granting her custody of her children. Based on Mrs. Barton’s representations, the family court judge issued an order on June 14, 2001 amending its custody order and indicating that Barton had committed fraud upon the Territorial Court by not disclosing facts pertaining to the Florida proceedings. (App. at 27-29.)

This Order suggested the basis for the three criminal fraud claims against Mr. Barton. He was charged with three counts of violating 14 Y.I.C. § 843(2) by failing to disclose to the Territorial Court that a Florida court had awarded physical custody of the children to Mrs. Barton. (App. at 1-2.)

At trial, the government’s case presented the General Master’s report and represented to the jury that it had been adopted as an order of the Broward County Circuit Court granting Mrs. Barton custody of her children. The government also attempted to prove that Mr. Barton had misrepresented this fact to the Territorial Court. Mrs. Barton testified and identified Circuit Judge Careny’s Order of Ratification, purporting on its face to ratify the General Master’s report, which was admitted into evidence over the objection of counsel. (App. at 35-36.) The appellant objected that the document did not bear the proper signature of authentication from the court clerk and was not admissible because it was not a self-authenticating document. (App. at 36.) The government explained that two weeks before the trial it had discovered that there was no copy of the Order of Ratification in the Florida court records. (App. at 48-49.) Additionally, the government admitted that the Florida clerk of court could not forward a certified copy of the puiported Order of Ratification because the order could not be found in the Florida court records. (App. at 53.)

Mrs. Barton testified that her Florida attorney had given her a copy of the Order of Ratification. (App. at 38-39.) The trial court initially reserved ruling on the admissibility of the document, noting that “notwithstanding it has a seal, there is no certification from the Clerk of the Court which is a normal requirement for validating these [432]*432documents.” (App. at 39-40.) Eventually, the trial judge admitted the document into evidence without the clerk’s certification and even though it was not a self-authenticating document. The judge ruled that the document was admissible because the “witness testified about what it is purported to be.” FED. R. EVID. 901(b)(1). (App. at 43-44.)

After the guilty verdict was returned by the jury, Barton filed a motion for a new trial, attaching the affidavit of Circuit Judge Carney who presided over the 1999 action in Florida. Judge Carney attested that he had reviewed the records of those proceedings and noted that the General Master had heard temporary issues and filed a report on August 9, 1999. He further attested that under Florida law, a party has ten days in which to file exceptions to such a report and that a circuit judge cannot ratify the report until the ten day period has passed. Judge Carney also confirmed that a general master has no authority to enter a court order and that the report has no effect until a circuit court judge enters a ratifying order. (App. at 98.)

Judge Carney then explained why no Order of Ratification is entered on the docket of the proceedings nor contained within the records of the Broward County Circuit Court.

In this particular case it appears that I must have signed a Court Order ratifying the General Master’s Report on August 24, 1999. My office, based on the timely filed Exceptions which were filed by the Respondent [Appellant] on August 13, 1999, would have pulled this original Court Order. At times, I would not know that timely Exception had been filed prior to signing of a ratification order.
It appears that the original Ratified Order signed by me on August 24, 1999 was specifically not recorded based on the fact that a timely Exception had been filed. I set a hearing regarding the Exception for September 15, 199 and entered an Order denying the Exception, but I did not enter an Order ratifying the General Master’s Report.

(App. at 99) (emphasis added.)) The judge reiterated “No Order ratifying the General Master’s Report was ever entered in this matter, again no custody order was ever entered in this case by me granting any rights of custody to either parent regarding the above referenced children.” (App. at 99) (emphasis in original.))

[433]*433II. JURISDICTION AND STANDARD OF REVIEW

This Court has jurisdiction to review final judgments and orders of the Territorial Court in criminal actions that did not result from a guilty plea. See 4 V.I.C. § 33.1

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Barton v. Curtis
50 V.I. 783 (Virgin Islands, 2008)
Barton v. Curtis
Third Circuit, 2007

Cite This Page — Counsel Stack

Bluebook (online)
46 V.I. 429, 2004 WL 3048845, 2004 U.S. Dist. LEXIS 26383, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barton-v-government-of-the-virgin-islands-vid-2004.