Bartelson v. Dean Witter & Co.

86 F.R.D. 657, 24 Fair Empl. Prac. Cas. (BNA) 367, 29 Fed. R. Serv. 2d 302, 1980 U.S. Dist. LEXIS 10567, 23 Empl. Prac. Dec. (CCH) 30,962
CourtDistrict Court, E.D. Pennsylvania
DecidedMarch 20, 1980
DocketCiv. A. No. 78-839
StatusPublished
Cited by29 cases

This text of 86 F.R.D. 657 (Bartelson v. Dean Witter & Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bartelson v. Dean Witter & Co., 86 F.R.D. 657, 24 Fair Empl. Prac. Cas. (BNA) 367, 29 Fed. R. Serv. 2d 302, 1980 U.S. Dist. LEXIS 10567, 23 Empl. Prac. Dec. (CCH) 30,962 (E.D. Pa. 1980).

Opinion

OPINION AND ORDER

EDWARD R. BECKER, District Judge.

I. Preliminary Statement

This is an employment discrimination case brought under 42 U.S.C. § 2000e et seq. in which we are called upon to make a class action determination. The case raises interesting questions about the import of the typicality requirement of Fed.R.Civ.P. 23(a)(3), specifically whether a white female can represent a class that includes minority groups and whether, having been an employee of defendant, she can represent persons who were never hired.

Plaintiff, Mary Kay Bartelson, is a white female who was hired as an account executive by the brokerage firm of Dean Witter & Co., Inc. (Dean Witter),1 on September 22, 1976. On November 22, 1976, she was fired, allegedly because she had failed to make any sales or generate any new accounts during her two month tenure as a Dean Witter employee. On December 10, 1976, she filed a charge with the Equal Employment Opportunity Commission claiming she had been the victim of sex discrimination in that she had been “harassed” by her superiors and held to a higher standard of performance than similarly situated male coworkers. On January 7, 1977, she filed an amended charge complaining of the broader discriminatory policies she seeks to litigate here.2 On September 29,1977, the EEOC issued a right to sue letter, and this action was commenced in December of that year.

Plaintiff has moved for certification of a nationwide class made up of:

all past and future female, black, Spanish surnamed Americans and other minority employees and job applicants of Dean Witter and all such persons who were employed by or applied for employment with the defendant at any time on or after a day 300 days before Dean Witter was first charged with employment discrimination by a class member who filed a charge of discrimination with the Equal Employment Opportunity Commission.

Defendant objects to the certification of any class, arguing that Ms. Bartelson’s complaint is an individualized one, arising from circumstances unique to her. Moreover, relying on East Texas Motor Freight System, Inc. v. Rodriguez, 431 U.S. 395, 97 S.Ct. 1891, 52 L.Ed.2d 453 (1977), and certain of its progeny, defendant argues that the liberal standards that have traditionally been applied to class certification questions in [661]*661employment discrimination suits (popularly termed the “across the board” approach) are no longer permissible and that under the “new” caselaw plaintiff cannot be found to have satisfied the numerosity, commonality, typicality, or adequacy of representation requirements of Rule 23(a). Defendant also argues that, as to the class allegations of her complaint, plaintiff, by her counsel, has not complied with Fed.R. Civ.P. 11 (“The signature of an attorney [on a pleading] constitutes a certificate by him that ... to the best of his knowledge, information, and belief there is good ground to support it . ”) or demonstrated her financial ability to maintain the lawsuit she purports to bring. These lapses, coupled with “inherent” conflicts between plaintiff and certain putative class members are said to be further evidence of her inadequacy as a representative under Rule 23(a)(4).

Plaintiff rejoins that, despite certain Rodriguez -bottomed case law that might appear to restrict the availability of the class action device in employment discrimination suits, the across the board approach remains a viable one and that under this approach plaintiff has met the Rule 23 requirements. Plaintiff urges- us to reject those cases that have certified narrow classes — or refused certification altogether — on grounds of “inherent” conflict. She states that defendant’s Rule 11 argument is improperly raised and is in any event without merit. Finally, plaintiff argues that because counsel has agreed to advance the costs of the lawsuit subject to her ultimate liability for reimbursement, her financial circumstances are irrelevant to our determination of the propriety of class treatment.

While for the reasons discussed below we find ourselves in agreement with the defendant that plaintiff has not satisfied all of the Rule 23 requirements as to the broad class defined in her complaint, we nonetheless find that she would be a proper representative of a somewhat narrower class.

We have not found this case to present great difficulty in terms of the numerosity, commonality, and adequacy of representation requirements and are satisfied that plaintiff has met those prerequisites. We agree with plaintiff that in analyzing whether she would be an adequate representative, the question of her financial status and the meritless Rule 11 allegations should play no part. Similarly, we do not believe that hypothetical conflicts, which have no basis whatsoever in the record, should influence our consideration of plaintiff’s adequacy as a representative. The requirement that the claims of the named plaintiff be typical of the claims of the class members has, however, given us pause. As we explain below, a consensus seems to be emerging in the case law that accords the typicality requirement an independent vitality and a sense of linguistic or semantic integrity (vis á vis common usage). It defines typicality by notions of similarity and holds that typicality is not present when the representative plaintiff’s circumstances and/or legal theory differ markedly from those of the other class members. Against this background it appears to us self-evident that plaintiff’s claim to have been the victim of sex discrimination cannot be termed typical of claims of discrimination on account of race or national origin that would be raised by minority class members. Accordingly, we have excluded from the class those who would complain of discrimination that is not gender based.

Despite defendant’s contentions, however, we do not believe that Rodriguez signalled an end to across the board employment discrimination cases, though the recent interpretation of Rodriguez in Scott v. University of Delaware, 601 F.2d 76 (3d Cir. 1979), cert. denied, 444 U.S. 931, 100 S.Ct. 275, 62 L.Ed.2d 189 (1979), has led to some disagreement among courts in this district about the scope of the Supreme Court’s decision, particularly in cases where an employee or former employee seeks to represent a class including persons who were never hired. We have concluded that neither Rodriguez nor Scott absolutely bars such representation and that in the absence of an admission that he or she suffered from no manifestation of discrimination in [662]*662hiring, an employee or former employee may properly represent a class that includes disappointed job seekers.

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Bluebook (online)
86 F.R.D. 657, 24 Fair Empl. Prac. Cas. (BNA) 367, 29 Fed. R. Serv. 2d 302, 1980 U.S. Dist. LEXIS 10567, 23 Empl. Prac. Dec. (CCH) 30,962, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bartelson-v-dean-witter-co-paed-1980.