Barrow v. Lexington-Fayette Urban County Civil Service Commission

222 S.W.3d 237, 2006 Ky. App. LEXIS 203, 2006 WL 1867339
CourtCourt of Appeals of Kentucky
DecidedJuly 7, 2006
Docket2005-CA-001118-MR
StatusPublished

This text of 222 S.W.3d 237 (Barrow v. Lexington-Fayette Urban County Civil Service Commission) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barrow v. Lexington-Fayette Urban County Civil Service Commission, 222 S.W.3d 237, 2006 Ky. App. LEXIS 203, 2006 WL 1867339 (Ky. Ct. App. 2006).

Opinion

OPINION

BUCKINGHAM, Senior Judge

(Assigned).

William J. Barrow II appeals from an order of the Fayette Circuit Court dismissing his complaint against Lexington-Fayette Urban County Government Civil Service Commission, Lexington-Fayette Urban County Government (LFUCG), Tim Bennett, and Virgil Carter. The case involves a disciplinary action taken by the commission against Barrow, an employee of LFUCG, because he refused to answer questions relating to his employment. We affirm.

Barrow was an employee of LFUCG’s Department of Public Safety, Division of Code Enforcement. There had apparently been a series of newspaper articles suggesting improprieties in the operation of that division. On September 1, 2000, Barrow was directed by a supervisor to go to the law office of Michael J. Cox. Concerned that he was the focus of a criminal investigation, he hired an attorney to accompany him.

When Barrow and his attorney arrived at Cox’s office, Cox related to them that he had been retained by LFUCG to lead an independent investigation regarding allegations of impropriety within the division. Cox stated that he intended to ask Barrow “questions relating to the Division of Code Enforcement, to his job there, and to any matters that may impact or relate to his job with the City.” Cox further explained to Barrow that he was required to cooperate and to answer questions. Barrow’s attorney refused to allow Barrow to answer any questions, and he asserted Barrow’s Fifth Amendment right against self-incrimination on Barrow’s behalf.

Cox then sent a letter to Barrow’s attorney, dated September 1, 2000, directing Barrow to appear again in his office on September 5, 2000, to answer questions relating to his employment. The letter stated that if Barrow failed to comply, he would be subject to disciplinary action and/or termination by LFUCG for insubordination. The letter also informed Barrow that his answers would enjoy immunity for use in any subsequent criminal proceeding.

On September 5, 2000, Barrow and his attorney again went to Cox’s office. Tim Bennett, Commissioner of the Department of Public Safety which includes the Division of Code Enforcement, was present. Cox reiterated that LFUCG was directing Barrow to answer questions pertaining to his employment and that his failure to do so would subject him to potential disciplinary action or termination. Barrow’s attorney again indicated that Barrow was invoking his right against self-incrimination and that Barrow would not answer any questions.

As a result of his refusal to answer questions, on September 6, 2000, Commissioner Bennett and then-Acting Director of the Division of Code Enforcement Virgil Carter issued a disciplinary action form to Barrow charging him with insubordination and suspending him for three days (September 6-8) without pay pursuant to Section 21-14 of the LFUCG Code of Ordinances and the Government’s Uniform Urban County Disciplinary Code and Guidelines. 3

*240 Barrow appealed the suspension to LFUCG’s Civil Service Commission. Following a hearing before the commission on November 8, 2000, the commission issued an order denying Barrow’s appeal. The commission determined that Barrow was guilty of insubordination, and it upheld the three-day suspension without pay.

Barrow appealed the commission’s decision to the Fayette Circuit Court. In addition, Barrow sought an injunction and monetary damages. LFUCG, the Civil Service Commission, Tim Bennett, and Virgil Carter were named as defendants. In an opinion and order entered on March 22, 2005, the court dismissed all claims against the defendants. This appeal by Barrow followed.

Barrow’s first argument is that LFUCG wrongly suspended him for the exercise of his constitutional rights against self-incrimination. The law is otherwise. In Lefkowitz v. Cunningham, 431 U.S. 801, 97 S.Ct. 2132, 53 L.Ed.2d 1 (1977), the U.S. Supreme Court held that “[pjublic employees may constitutionally be discharged for refusing to answer potentially incriminating questions concerning their official duties if they have not been required to surrender their constitutional immunity.” 431 U.S. at 806, 97 S.Ct. 2132. See also Garrity v. State of New Jersey, 385 U.S. 493, 87 S.Ct. 616, 17 L.Ed.2d 562 (1967); Gardner v. Broderick, 392 U.S. 273, 88 S.Ct. 1913, 20 L.Ed.2d 1082 (1968); and Uniformed Sanitation Men Association v. Commissioner of Sanitation of City of New York, 392 U.S. 280, 88 S.Ct. 1917, 20 L.Ed.2d 1089 (1968). Under the authority of these cases, LFUCG could discharge Barrow for his refusal to answer questions concerning his employment since he had not been required to waive his right against self-incrimination.

Barrow relies on language in this court’s opinion in Kidd v. Montgomery, 583 S.W.2d 87 (Ky.App.1979), wherein it was stated, “This court is aware that the principle that public employees cannot be dismissed for invoking and refusing to waive their constitutional right against self-incrimination is well established in the law.” Id. at 89. Barrow’s reliance on that language is misplaced. 4

First, Barrow was not asked to waive his constitutional right against self-incrimination when he was directed by Cox to answer questions. Rather, he was told by Cox that his right was preserved. Second, the court in the Kidd case stated that its statement was based on the holding of the Supreme Court in the Gardner and Uniformed Sanitation cases. See Kidd, 583 S.W.2d at 89. Those cases allow for the disciplining of public employees who refuse to answer potentially incriminating questions about their employment if they were not required to waive their right against self-incrimination. See Cunningham, 431 U.S. at 806, 97 S.Ct. 2132. Thus, we conclude that Barrow’s reliance on Kidd to support his position is misplaced.

Barrow’s second argument is that LFUCG wrongly suspended him in violation of his constitutional rights by not giving him a pre-deprivation hearing. Barrow cites Cleveland Board of Education v. Loudermill, 470 U.S. 532, 105 S.Ct. 1487, 84 L.Ed.2d 494 (1985), in support of his argument. As the trial court herein determined, however, the Loudermill case does not apply because here there was a suspension and not a termination. Further, as the trial court noted, the post-suspension hearing conducted by the Civil Service *241 Commission was sufficient to comply with Barrow’s due process rights. See Gilbert v. Homar, 520 U.S. 924, 932, 117 S.Ct.

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Related

Garrity v. New Jersey
385 U.S. 493 (Supreme Court, 1967)
Gardner v. Broderick
392 U.S. 273 (Supreme Court, 1968)
Lefkowitz v. Cunningham
431 U.S. 801 (Supreme Court, 1977)
Cleveland Board of Education v. Loudermill
470 U.S. 532 (Supreme Court, 1985)
Gilbert v. Homar
520 U.S. 924 (Supreme Court, 1997)
Sarah E. Atwell v. Lisle Park District
286 F.3d 987 (Seventh Circuit, 2002)
Yanero v. Davis
65 S.W.3d 510 (Kentucky Supreme Court, 2001)
Lexington-Fayette Urban County Government v. Smolcic
142 S.W.3d 128 (Kentucky Supreme Court, 2004)
Kidd v. Montgomery
583 S.W.2d 87 (Court of Appeals of Kentucky, 1979)

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Bluebook (online)
222 S.W.3d 237, 2006 Ky. App. LEXIS 203, 2006 WL 1867339, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barrow-v-lexington-fayette-urban-county-civil-service-commission-kyctapp-2006.