Baron v. Bausch & Lomb, Inc.

621 F. Supp. 316, 228 U.S.P.Q. (BNA) 666, 3 Fed. R. Serv. 3d 428, 1985 U.S. Dist. LEXIS 14682
CourtDistrict Court, W.D. New York
DecidedOctober 22, 1985
DocketNo. CIV-79-2C
StatusPublished
Cited by1 cases

This text of 621 F. Supp. 316 (Baron v. Bausch & Lomb, Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baron v. Bausch & Lomb, Inc., 621 F. Supp. 316, 228 U.S.P.Q. (BNA) 666, 3 Fed. R. Serv. 3d 428, 1985 U.S. Dist. LEXIS 14682 (W.D.N.Y. 1985).

Opinion

CURTIN, Chief Judge.

Plaintiff Henry J. Baron claims that several hundred soft contact lenses produced by defendant Bausch & Lomb, Inc., a leading contact lens manufacturer, infringe his patent No. 3,698,802 [802] issued October 17, 1972, and his patent No. 4,048,890 [890] issued April 18, 1978.

History

This action was commenced in Colorado nearly seven years ago. It was transferred to the late Honorable Harold P. Burke of this district on January 2, 1979. At the time it reached my docket in mid-1981, plaintiff’s only action, except for responding to defendant’s papers, had been the filing of a single set of interrogatories. In response to an order to show cause why the case should not be dismissed for failure to prosecute, plaintiff stated that “[t]he only thing remaining in the course of discovery [by plaintiff] is to set a series of depositions and, thereafter, any pretrial matters____”

Relying on these representations, the court did not dismiss the action, but ordered that discovery be completed within 90 days (Item 17). No discovery was undertaken by plaintiff, and defendant moved to dismiss in February of 1982. That motion was denied, and plaintiff was ordered to proceed vigorously with discovery (Item 32).

In mid-1982, defendant gave more than 400 contact lenses to plaintiff. Bausch & Lomb also provided plaintiff with more than 500 confidential design drawings depicting each accused lens. These drawings are protected by a stipulated protective order filed July 23, 1982 (Item 49). The order limits the number of people who can see the drawings to those on the staff of plaintiff’s attorney and to independent consultants agreed to by both parties. Although the number of consultants who had access to the drawings was limited, Baron has been free, for the past three years, to show the actual lenses to any consultant for study and photographing. These lenses are available on the open market.

In April of 1984, defendant again moved for dismissal for failure to prosecute. Although little appeared to have been done by plaintiff during the intervening two years, the court was reluctant, in view of discovery disputes between the parties, to impose such a harsh sanction and again denied defendant’s motion (Item 147).

[317]*317 Pending Motions

Plaintiff has moved to compel discovery of, among other things, information as to defendant’s manufacturing processes, the physical characteristics of its lenses, and reports relating to the design progression of the lenses. Defendant has moved for partial summary judgment on the issue of infringement by Bausch & Lomb’s “minus” contact lenses. The court has carefully reviewed the record and considered the positions the parties advanced at oral argument. For the reasons below, plaintiff’s motion to compel is denied, and defendant’s motion for partial summary judgment is granted.

The Claims

Baron’s 802 patent has three claims, the latter two being dependent upon Claim 1, the most significant portion of which reads:

[S] aid lens being provided with a thickened annular bead portion extending outwardly from said convex surface between the optical zone and the lens edge, said bead portion having a curved, convex outer surface and a generally centrally located portion defining the area of maximum thickness of the lens.

The 890 patent has six claims, with the final five dependent on the first. Claim 1 of the 890 patent reads, in pertinent part:

[T] he juncture of said optical zone and said peripheral portion being defined by a visually apparent change in the shape of said outer surface of said optical zone at said juncture, said peripheral portion having a region intermediate said edge and said juncture, said region being thicker than at said edge or said juncture.

Bausch & Lomb, Inc., produces both “minus” and “plus” lenses. The minus lenses are worn by near-sighted people; the plus correct farsightedness. Only the minus lenses are at issue in defendant’s motion for partial summary judgment. Defendant urges that none of its minus contact lenses has the features required by claims of the 802 and 890 patents. Rather than an annular bead, as described in the 802 patent, or thickened region following a visually apparent break, as described in the 890 patent, defendant maintains that the peripheral region of its minus lenses continuously tapers to the edge.

Baron’s Motion to Compel Discovery

Plaintiff maintains that he needs further discovery to ultimately prove infringement and, more importantly, to properly defend against the motion for partial summary judgment. (This position is somewhat contradictory, since two of plaintiff’s consultants have expressed the opinion that certain lenses infringe plaintiff’s 802 patent based solely on the drawings and/or photographs.)

The design drawings provided by defendant were prepared by a computer. As stated in response to one of plaintiff’s interrogatories:

The computer is provided with confidential processing details such as the identity of the materials and procedures used to manufacture the rotating mold in which the soft contact lenses are produced, the amount and physical properties of the chemical mixture used to form the soft contact lenses and which is placed in the rotating mold, the rotational speed of the rotating mold to form the lens and the reaction conditions.

Item 176, Exh. 5, Interrogatory # 33.

Plaintiff primarily seeks all the information used by the computer in preparing the drawings. He seeks information about the flexibility, absorption, and optical characteristics of the material used to make the lenses.1 Plaintiff also requests all reports regarding progress in design of the lenses, as set out in his request for production (Item 194, # 1). Two of plaintiff’s expert consultants, Mr. Richard Lindmark and Dr. Allan Isen, state that they need this infor[318]*318mation as it relates to the “dimensions, thicknesses, curvatures and configurations” of the lens (Item 176, Exhs. 2 and 8).

Dr. Baron’s patents, however, do not cover a manufacturing process or describe in any detail the characteristics of the material used. No specific measurements or dimensions are required by the patents. What the patent protects is the geometric configuration of the lens as described in the claims. Plaintiff has in his possession both the design drawings2 and the actual contact lenses. Plaintiff has shown his ability to photograph these lenses and enlarge the photographs, to compare them with the design drawings, and to compare them with the claims of the patents (Item 176, Exhs. 2 and 4).

Defendant has stated that the production of documents and reports requested by plaintiff would be greatly burdensome, since thousands of documents are involved. Furthermore, the manufacturing information demanded by plaintiff is highly confidential. Counsel for defendant described Bausch & Lomb’s unique “spin-casting” manufacturing technique. The details of this process would be highly prized in the competitive contact lens market. Since plaintiff has the actual lenses, and keeping in mind the nature of the claims which govern his patents, the information sought by plaintiff is unnecessary to defend against the summary judgment motion.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Harris v. Office of Personnel Management
985 F.2d 549 (Federal Circuit, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
621 F. Supp. 316, 228 U.S.P.Q. (BNA) 666, 3 Fed. R. Serv. 3d 428, 1985 U.S. Dist. LEXIS 14682, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baron-v-bausch-lomb-inc-nywd-1985.