Barnson v. United States

531 F. Supp. 614, 1982 U.S. Dist. LEXIS 9294
CourtDistrict Court, D. Utah
DecidedFebruary 2, 1982
DocketCiv. C-81-0045
StatusPublished
Cited by18 cases

This text of 531 F. Supp. 614 (Barnson v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barnson v. United States, 531 F. Supp. 614, 1982 U.S. Dist. LEXIS 9294 (D. Utah 1982).

Opinion

MEMORANDUM DECISION AND ORDER

WINDER, District Judge.

This is an action for damages under the Federal Tort Claims Act arising out of the death of several persons variously employed in uranium mines near Marysvale, Utah, between 1947 and 1969. The deaths occurred as a result of cancer allegedly caused by radiation exposure in the mines. The defendant moved to dismiss plaintiffs’ amended complaint, and the motion was argued orally before the court on December 23, 1981. Following the hearing, the court took the matter under advisement and now renders the following decision and order, based additionally on a review of the memoranda and authorities presented to the court.

Dismissal is sought either because this court lacks jurisdiction of the subject matter, under Federal Rule of Civil Procedure 12(b)(1), or because the complaint fails to state a claim permitting of relief, under Rule 12(b)(6). Alternatively, defendant contends that the latter motion can be converted to a Rule 56 motion for summary judgment as no genuine issue of material fact exists.

I. RULE 12(b)(1) ANALYSIS

Defendant raises three essential grounds for its argument that this court lacks juris *617 diction of the subject matter of this case, each based on. the requirements for suit against the government mandated by the Federal Tort Claims Act (FTCA). These issues necessitate a delicate resolution of the interrelationship of a federal district court’s limited jurisdiction, the nature of a Rule 12(b)(1) motion to dismiss, and the exceptions to the waiver of sovereign immunity contained in the FTCA.

A 12(b)(1) motion is the proper avenue to challenge the court’s subject matter jurisdiction, and Rule 12(h)(3) requires that “[w]henever it appears by suggestion of the parties or otherwise that the court lacks jurisdiction of the subject matter, the court shall dismiss the action.” Courts have struggled in dealing with Rule 12(b)(1) motions in several contexts, however, and a close examination of the nature of the rule is necessary here. The more typical motion to dismiss for lack of subject matter jurisdiction addresses the complaint on its face. The motion in this context attacks procedural defects and not the merits of the action. Mortensen v. First Federal Savings & Loan Association, 549 F.2d 884, 891 (3d Cir. 1977). Facial attacks on the existence of subject matter jurisdiction, occurring at an early stage of the proceedings, like motions under Rule 12(b)(6), are accorded the similar safeguard of having all the allegations of the complaint and the inferences drawable therefrom regarded as true. E.g., Williamson v. Tucker, 645 F.2d 404, 412 (5th Cir. 1981), Mortensen, supra, 549 F.2d at 891.

Not all motions under Rule 12(b)(1) are treated in this fashion, however. Because of the nature of a federal district court’s limited jurisdiction, the court is empowered to examine its right to hear a case more broadly than the mere allegations of the complaint, and thus the court may inquire into facts that could not be considered under a 12(b)(6) motion. In fact, the court may, in determining its jurisdiction to hear the case, resolve disputed facts, which it cannot do under a 12(b)(6) motion, or even when presented with a Rule 56 motion for summary judgment. See, e.g., Land v. Dollar, 330 U.S. 731, 735 n. 4, 67 S.Ct. 1009, 1010 n.4, 91 L.Ed.2d 1209 (1947). “The district court consequently has the power to dismiss for lack of subject matter jurisdiction on any one of three bases: (1) the complaint alone; (2) the complaint supplemented by undisputed facts evidenced in the record, or (3) the complaint supplemented by undisputed facts plus the court’s resolution of disputed facts.” 1 Williamson, 645 F.2d at 413.

A difficult question in deciding a 12(b)(1) motion arises when the alleged jurisdictional defect is connected with or constitutes an element of the claimed federal statutory cause of action. The combination of the plaintiff’s burden of proof regarding jurisdiction, the court’s freedom to resolve disputed jurisdictional facts, and the timing of a jurisdictional attack, arising, as it may, any time after jurisdiction is questioned, may require the plaintiff to prove in fact the merits of his claim at the earliest possible stage of the proceeding without full benefit of discovery and trial. Moreover, this situation potentially could arise in innumerable contexts because, in a truistic sense, a district court is without jurisdiction whenever a federal cause of action is not stated for which relief can be granted. Thus, for example, courts have been faced with deciding motions to dismiss for lack of subject matter jurisdiction, early in proceedings, where the basis for dismissal is alleged to be an insufficient nexus with interstate commerce to sustain an action under the federal antitrust laws and where *618 the basis is that the interests sold were not “securities” as defined by the federal securities laws. See, e.g., id. (securities); Chatham Condominium Association v. Century Village, Inc., 577 F.2d 1002 (9th Cir. 1979) (antitrust); Mortensen, supra, 549 F.2d 884 (antitrust).

The courts have resolved these dilemmas most often by “deferring” a ruling on the jurisdictional questions until trial, or at least until the record is sufficiently complete. See, e.g., Allen v. United States, 527 F.Supp. 476 at 486 (D.Utah, 1981); Blessing v. United States, 447 F.Supp. 1160, 1167 (E.D.Pa.1978). Thus, a court finds jurisdiction, subject to the possibility that jurisdiction may eventually be shown to be lacking. If factual issues are raised, directed both to the merits of the case and to the jurisdiction of the court, this procedural route appears best to protect the rights of all parties. Moreover, this does not achieve a result inconsistent with a motion under either Rule 12(b)(6) or Rule 56. If the court cannot determine on the face of the complaint that jurisdiction is lacking, where the jurisdictional facts are intermeshed with the merits, a 12(b)(6) motion could not be granted, because the applicable test is essentially the same. Similarly, if those facts are disputed, no summary judgment is proper. This result is also supported by the provisions of Rule 12. Subdivision (g) states in applicable part: “The defenses specifically enumerated (1)-(7) in subdivision (b) of this rule ... shall be heard and determined before trial on application of any party, unless the court orders that the hearing and determination thereof be deferred until the trial.” (Emphasis added).

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Bluebook (online)
531 F. Supp. 614, 1982 U.S. Dist. LEXIS 9294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barnson-v-united-states-utd-1982.