Barnes v. Prince George's County

214 F.R.D. 379, 55 Fed. R. Serv. 3d 1037, 2003 U.S. Dist. LEXIS 8656, 2003 WL 21204536
CourtDistrict Court, D. Maryland
DecidedMay 8, 2003
DocketNo. CIV.A. DKC 2002-1610
StatusPublished
Cited by6 cases

This text of 214 F.R.D. 379 (Barnes v. Prince George's County) is published on Counsel Stack Legal Research, covering District Court, D. Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barnes v. Prince George's County, 214 F.R.D. 379, 55 Fed. R. Serv. 3d 1037, 2003 U.S. Dist. LEXIS 8656, 2003 WL 21204536 (D. Md. 2003).

Opinion

MEMORANDUM OPINION

CHASANOW, District Judge.

On March 26, 2002, Joanne Barnes, Plaintiff, filed suit in the Circuit Court for Prince George’s County, Maryland, against the County, Chief of Police John S. Farrell,1 Officer Katherine Provost, Corporal Jessie Standifer, an Officer “John Doe” of the Police Department and Officers “John and/or Jane Does 2 — 5” of the Department of Corrections, alleging violations of her rights on March 27-28, 1999. The ease was subsequently removed to this court on May 6, 2002. By motion filed March 26, 2003, Plaintiff seeks leave to amend to name Corporal James Fournier in place of Police Officer John Doe. The issues are fully briefed, and the court now rules pursuant to Local Rule 105.6, no hearing being deemed necessary. For the reasons that follow, the motion will be denied.

I. Standard of Review

A party may move to amend her complaint pursuant to Rule 15(a) and “leave shall be freely given when justice so requires.” Fed. R. Civ. P. 15(a). Under Rule 15(a), “[t]he decision to grant a party leave to amend its pleadings rests within the sound discretion of the district court.” HealthSouth Rehabilitation Hospital v. American Red Cross, 101. F.3d 1005, 1010 (4th Cir.1996), cert. denied, 520 U.S. 1264, 117 S.Ct. 2432, 138 L.Ed.2d 194 (1997), citing Sandcrest Outpatient Serv. v. Cumberland County Hosp. Sys., 853 F.2d 1139, 1148 (4th Cir.1988). The general and oft-cited rule is that leave sought should be freely given, “in the absence of any apparent or declared reason such as undue delay, bad faith or dilatory motive on the part of the movant, ... undue prejudice to the opposing party by virtue of allowance of the amendment, futility of the amendment, etc.....” Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962).

One circumstance rendering amendment futile is when the statute of limitations has run and the amendment would not relate back under Rule 15(e). If relation back is not appropriate and the claim in the amendment is subject to a motion to dismiss, denial of leave to amend is appropriate. Frank M. McDermott, Ltd. v. Moretz, 898 F.2d 418, 420-21 (4th Cir.1990). Rule 15(c) provides:

An amendment of a pleading relates back to the date of the original pleading when
(1) relation back is permitted by the law that provides the statute of limitations applicable to the action, or
(2) the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, or
(3) the amendment changes the party or the naming of the party against whom a claim is asserted if the foregoing provision (2) is satisfied and, within the period provided by Rule 4(m) for service of the summons and complaint, the party to be brought in by amendment (A) has received such notice of the institution of the action that the party will not be prejudiced in maintaining a defense on the merits, and (B) knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against the party.

II. Analysis

The claims Plaintiff seeks to assert against Corporal Fournier are subject to a three-year statute of limitations, which has already run. Thus, unless the proposed amendment relates back to the date of the original filing, the claims will be time-barred and the proposed amendment futile.

Plaintiff contends, of course, that the proposed substitution of Corporal Fournier for Officer John Doe No. 1 meets all of the requirements of Rule 15(c)(2) and (3).2 How[381]*381ever, Plaintiff cannot meet the “mistake” requirement in Rule 15(c)(3)(B) because a lack of knowledge of the true identity of a party does not qualify as a “mistake” as that term is interpreted by a majority of circuits, including the Fourth. A recent opinion in the Central District of California identified some of the many courts that have held that lack of knowledge of identity does not constitute mistake:

[T]he courts of appeal that have confronted the issue are in near-unanimity that lack of knowledge is not a “mistake.” See [Wayne v.] Jarvis, 197 F.3d [1098] at 1103-04 [(11th Cir.1999)]; Baskin [v. City of Des Plaines], 138 F.3d [701] at 704 [(7th Cir. 1998)]; Jacobsen v. Osborne, 133 F.3d 315, 321 (5th Cir.1998)(“[F]or a ‘John Doe’ defendant, there was no mistake in identifying the correct defendant; rather, the problem was not being able to identify that defendant.”); Cox v. Treadway, 75 F.3d 230, 240 (6th Cir.1996)(lack of knowledge of identity of Doe defendant does not “satisfy the ‘mistaken identity' requirement of Rule 15(c)(3)(B)”); Barrow v. Wethersfield Police Dep’t, 66 F.3d 466, 470 (2d Cir.1995) (“[Plaintiffs] amended complaint ... did not correct a mistake in the original complaint, but instead supplied information [plaintiff] lacked at the outset. Since the new names were added not to correct a mistake but to correct a lack of knowledge, the requirements of rule 15(c) for relation back are not met.”), modified, 74 F.3d 1366 (2d Cir.1996); Wilson v. United States Gov’t, 23 F.3d 559, 563 (1st Cir.1994) (holding that there was “no ‘mistake concerning the identity of the proper party,’ as required by Rule 15(c)(3). Rather, [plaintiff] merely lacked knowledge of the proper party.”); Western Contracting Corp. v. Bechtel Corp., 885 F.2d 1196, 1201 (4th Cir.1989)(noting that Rule 15(c) “does not permit relation back where ... there is a lack of knowledge of the proper party”)

Butler v. Robar Enterprises, Inc., 208 F.R.D. 621, 623-24 (C.D.Ca.2002).

The Fourth Circuit jurisprudence on this subject is squarely in line with the majority. In Western Contracting Corp. v. Bechtel Corp., 885 F.2d 1196, 1201 (4th Cir.1989), the court adopted the following rationale stated by the Seventh Circuit:

Rule 15(c)(2)3 permits an amendment to relate back where there has been an error made concerning the identity of the proper party and where that party is chargeable with knowledge of the mistake, but it does not permit relation back where, as here, there is a lack of knowledge of the proper party. Wood v. Warachek, 618 F.2d 1225, 1230 (7th Cir.1980) (citation omitted).

See also Worthington v. Wilson,

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Bluebook (online)
214 F.R.D. 379, 55 Fed. R. Serv. 3d 1037, 2003 U.S. Dist. LEXIS 8656, 2003 WL 21204536, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barnes-v-prince-georges-county-mdd-2003.