Barefoot & Zweig Act 250 Appeal

CourtVermont Superior Court
DecidedApril 5, 2013
Docket46-4-12 Vtec
StatusPublished

This text of Barefoot & Zweig Act 250 Appeal (Barefoot & Zweig Act 250 Appeal) is published on Counsel Stack Legal Research, covering Vermont Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barefoot & Zweig Act 250 Appeal, (Vt. Ct. App. 2013).

Opinion

State of Vermont Superior Court—Environmental Division

====================================================================== ENTRY REGARDING MOTION ======================================================================

In re Barefoot et al. Act 250 Application Docket No. 46-4-12 Vtec (Appeal of the District 5 Envtl. Commission determination)

Title: Motion to Dismiss Questions on Cross-Appeal (Filing No. 4) Filed: July 2, 2012 Filed By: Applicants Thomas Barefoot III, Joni Zweig, and True North Wilderness Program Response filed on 7/31/12 by Interested Person Francis Kincaid (Kinny) Perot Reply to Response filed on 8/22/12 by Applicant-Appellants Response to Reply to Response filed 9/25/12 by Interested Person Kinny Perot Reply to Response to Reply to Response filed 10/15/12 by Applicant-Appellants

X Granted (in part) X Denied (in part) ___ Other

The pending appeal concerns a project that requires both local and state land use review and approval. While the pending appeal only concerns the latter review, we provide a bit of procedural background so that we may properly address the legal issues raised in the pending motion. On December 20, 2010 the Town of Waitsfield Development Review Board (“DRB”) approved a permit application submitted by Applicants Tom Barefoot III, Joni Zweig, and True North Wilderness Programs, LLC (“Applicants”) to operate a wilderness therapy program on a 25-acre tract owned by Mr. Barefoot and Ms. Zweig off Dana Hill Road in the Town of Waitsfield, Vermont. The Town of Waitsfield (“Town”) has not elected to conduct its development review process on the record, and no party has indicated that any record of the proceeding exists. The DRB’s decision is five pages long. Interested Person Francis Kincaid Perot (“Ms. Perot”) participated in the hearing, and did not appeal the DRB approval. Since the project also required approval under the state land use standards, commonly referred to as Act 250, Applicants subsequently went before the District 5 Environmental Commission (“the Commission”) with a modified version1 of the proposal. Ms. Perot participated in the hearing and retained final party status under Act 250 Criteria 4 and 10. The Commission denied the Act 250 application in a 22-page decision on December 30, 2011. One of the primary reasons the Commission announced for its denial of the state land use permit application was that Applicants lacked a wastewater permit sufficient to cover the project as proposed.

1 The version of the project that Applicants presented to the Commission added a third composting toilet and a drilled drinking water well with associated piping and water storage tank. Re Barefoot Act 250 Application, No. 46-4-12 Vtec (EO on Mot. to Dismiss Questions) (4-5-13) Pg. 2 of 8.

On April 2, 2012, Applicants appealed the Commission’s decision, and Ms. Perot cross- appealed on May 4, 2012. On May 24, 2012, Ms. Perot filed a motion for party status simultaneously with a multifaceted statement of 27 questions seeking party status on multiple Act 250 criteria and, if granted party status, the appellate right to challenge the proposed project’s conformance to those criteria. On July 2, 2012 Applicants submitted a filing seeking to dismiss all of the questions in Ms. Perot’s Statement of Questions. This filing is styled both as an “objection to Kinny Perot’s motion for party status” and as a “motion to dismiss Kinny Perot’s statement of questions.” Applicants broadly reason that the doctrines of claim or issue preclusion obligate this Court to deny Ms. Perot party status and to dismiss all of her substantive claims, based upon the factual and legal determinations rendered in the previous municipal permit application proceeding. Preclusion arguments in the municipal-Act 250 permitting context often arise when an applicant who was denied a permit later submits a new application for the same project. In those cases, the well established successive application doctrine functions as a form of preclusion to bar applicants from presenting new applications for the same project with only minor revisions.2 Here, in contrast, Applicants urge us to adopt a somewhat novel preclusion theory that a determination by an appropriate municipal panel should preclude a determination by a state Act 250 district commission (and this Court, standing in its shoes as we review the Act 250 permit application de novo). Specifically, Applicants argue that because Ms. Perot failed to appeal the prior DRB determination approving their project, preclusion should bar her from participating in the Act 250 appeal that Applicants now bring before this Court. Before reaching these questions, however, we regret that we must again address issues of civil procedure. Insofar as Applicants’ filing was an objection to Ms. Perot’s motion for party status, we decided party status issues in a separate March 13, 2013 decision. We explained that preclusion is an affirmative defense, distinct from the preliminary issue of party status, and we determined that Ms. Perot has party status to cross appeal under Criteria 1, 1(A), 1(B), 1(E), 8, 8(A), 4, and 10 only. Remaining before us are the portions of Applicants’ July 2, 2012 filing that constitute a motion to dismiss Ms. Perot’s substantive questions.3 Applicants do not identify a traditional ground for dismissal, such as those found in V.R.C.P. 12(b). However, while affirmative defenses are typically inappropriate to raise in a motion to dismiss, courts may grant motions to dismiss based on preclusion where “it is clear from the face of the complaint, and matters of which the court may take judicial notice, that the plaintiff's claims are barred as a matter of law.” Conopco, Inc. v. Roll Int'l, 231 F.3d 82, 86 (2d Cir. 2000). Otherwise, preclusion defenses must be proven either on summary judgment or at trial. See McKenna v. Wright, 386 F.3d 432, 437 (2d Cir. 2004). See also 18 C. Wright, A. Miller & E. Cooper, Federal Practice & Procedure §§ 4405, 1277.

I. Applicants’ motion to dismiss Ms. Perot’s Questions 11–14, 18, 19, and 23. This case presents one of the rare instances in which we need not go beyond the face of the pleadings to conclude that the equitable defenses of claim and issue preclusion are not

2For a thorough discussion of the successive application doctrine, see In re Woodstock Cmty. Trust, 2012 VT 87, ¶¶ 4–7, __ Vt. __. 3 Questions 11–14, 18, 19, 23, and 26 ask whether Applicants’ project complies with Act 250 Criteria 1, 1(A), 1(B), 1(E), 8, 8(A), 4, and 10, respectively. Question 27 relates to the project’s scope. Re Barefoot Act 250 Application, No. 46-4-12 Vtec (EO on Mot. to Dismiss Questions) (4-5-13) Pg. 3 of 8.

sufficient to dismiss Applicants’ Questions 11–14, 18, 19, and 23. These Questions ask whether Applicants’ project complies with Act 250 Criteria 1, 1(A), 1(B), 1(E), 8, 8(A), and 4, respectively. Claim preclusion (res judicata) generally bars the litigation of a claim if there exists an earlier final judgment in which “the parties, subject matter[,] and causes of action are identical or substantially identical.” Russell v. Atkins, 165 Vt. 176, 179 (1996) (internal citations omitted). Claim preclusion is not applicable here, because the same causes of action are not involved. The DRB could not and did not adjudicate Ms. Perot’s claims that the Project violates the state standards set out in the Act 250 criteria. Rather, the DRB was limited by its jurisdiction to determining whether the proposal conformed to the applicable municipal bylaws.

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Bluebook (online)
Barefoot & Zweig Act 250 Appeal, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barefoot-zweig-act-250-appeal-vtsuperct-2013.