Barbourville Nursing Home v. United States Department of Health & Human Services

174 F. App'x 932
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 6, 2006
Docket05-3421
StatusUnpublished
Cited by1 cases

This text of 174 F. App'x 932 (Barbourville Nursing Home v. United States Department of Health & Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barbourville Nursing Home v. United States Department of Health & Human Services, 174 F. App'x 932 (6th Cir. 2006).

Opinion

PER CURIAM.

The federal government, through the agency of the Department of Health and Human Services (“Department”), requires facilities that choose to participate in the Medicare or Medicaid programs to comply with certain minimum standards of care. Based on the unsanitary actions of its staff while treating nursing home patients during a June 2001 compliance survey, the Department found Barbourville Nursing Home (“BNH” or “Facility”), a Medicare participant, to have been substantially non-compliant with the standards of care in the Medicare regulations. BNH does not challenge that finding, nor does the Facility specifically challenge the Department’s imposition of civil money penalties (“CMP”) for noncompliance. Instead, BNH challenges the determination that its noncompliance created an “immediate jeopardy” to its residents’ safety, a severity that warranted the highest level of penalties. An administrative law judge (“ALJ”) upheld the “immediate jeopardy” findings, and the Departmental Appeals Board (“DAB” or “Board”) later affirmed. BNH now appeals to this court, arguing that the Department’s immediate jeopardy findings were not supported by substantial evidence. We affirm.

I

Based in Barbourville, Kentucky, BNH is a skilled nursing facility participating in the federal Medicare and Medicaid programs. To continue participating in the federal programs, such facilities must comply with certain health and safety requirements, and the Centers for Medicare and Medicaid Services (“CMS”), the Department’s enforcement agency, assesses compliance through surveys that are typically conducted by state agencies. 1 In June *934 2001, the Commonwealth of Kentucky’s Office of Inspector General (“OIG”), pursuant to an agency agreement with CMS, conducted a survey of operations at BNH. During this time, OIG’s surveyors uncovered and observed numerous instances where BNH did not act in substantial compliance with the minimum standards of care required by law. Specifically, the surveyors determined that BNH was non-compliant with respect to 29 separate items, and OIG further found that at least three of those violations were so serious that they warranted the immediate jeopardy level of severity. We shall limit our discussion to the acts that were found to have risked immediate jeopardy to the residents. We shall refer to specific residents by code number, as did the surveyors, to ensure patient confidentiality.

During the observation of Resident 4’s pressure sore treatment, the nurse began by using a pair of unsanitized scissors that she had removed from her pocket to change pressure sore dressings. While she was changing the soiled dressing on the resident’s coccyx, the resident had a bowel movement “and feces were observed on the resident’s peri-anal area, under [the] pad, and bed sheets.” The nurse wiped the resident’s coccyx sore with a pad and, though the resident continued to move her bowels, the nurse simply placed new dressing on the sore, thereby “covering the pressure sore and the fecal material on the resident’s skin directly below the pressure sore.” That nurse and another staff member then proceeded to clean the fecal material from the resident’s skin, pushing it “up under the dressing on the resident’s coccyx.” During this process, the nurse was observed cleaning the fecal material from the resident’s peri-anal area by wiping “the stool from the back (anal area) to the front (supra-pubic area)” despite the fact the resident had a Foley catheter in place in her urethra. When finished, the nurse repositioned the resident “in bed while wearing the same soiled gloves that the nurse had worn when she cleansed the stool from the resident’s skin.”

A different nurse was observed changing Resident 2’s pressure sore dressings. This nurse also began by cutting soiled dressing with a pair of unsanitized scissors that had been in her pants pocket. She used the same contaminated scissors to cut clean dressing that was then applied to the resident’s sores, and continued to reuse those same scissors. The nurse placed the soiled dressing materials in a bag that later contaminated her box of personal cleansing washcloths, yet the nurse and the staff assistant continued to use cloths from that contaminated box to cleanse their hands.

Surveyors also found fault with Resident 2’s general pressure sore care. The resident had been admitted on November 17, 2000 with a history of vulnerability to pressure sores, but there is no evidence that any assessment of the resident’s skin had been conducted at the time of admission, despite the Facility’s own written policies. Nevertheless, an examination on November 30 indicated that the resident had developed an advanced pressure sore that was “purple, black and necrotic” on her left heel. Yet the Facility’s medical records indicated that the staff had applied heel protectors daily, which should have provided the staff with a daily opportunity to observe the resident’s skin in that area. Therefore, surveyors found that the resident developed a avoidable pressure sore at the Facility in spite of BNH’s record of care, and BNH does not refute that finding.

The same nurse who treated Resident 2 made similar and more egregious mistakes with Resident 13. The resident had a *935 bowel movement while the nurse changed her pressure sore bandages “and feces were observed on the resident’s peri-anal area as well as on the resident’s bed sheets.” But the nurse simply “push[ed] the fecal matter away from the Stage II pressure sore on the resident’s coccyx with the bed sheet without thoroughly cleansing the resident of stool prior to performing the dressing change.” The nurse then contaminated a tube of ointment by touching the tip of the tube to the resident’s sores, but she continued to use the same tube on the resident’s other sores. When some of the contaminated ointment slid off the resident’s sore and onto the surrounding skin that was contaminated by feces, the nurse “was observed to take the Vigi-lon dressing and scoop the ointment from the resident’s skin onto the Stage II pressure sore.” She then used the same gloves that she had previously employed to dress the pressure sore on the resident’s contaminated coccyx to reposition the resident’s body after the treatment was complete.

As a result of these findings, the surveyors concluded that the Facility had failed to conform to the applicable regulations. Specifically, the surveyors found that their “[rjeview of the facility’s infection control program revealed that the facility failed to have an effective infection control program to ensure that the facility staff were providing pressure sore treatments utilizing accepted infection control techniques to prevent the spread of infection.” Therefore “[t]his failure to provide pressure sore treatment in accordance with accepted infection control practices and failure to follow facility policies and procedures in order to promptly identify new skin breakdown requiring treatment, placed residents at risk of death or serious physical harm.”

CMS thus found that the Facility was substantially noncompliant with 29 regulatory requirements, three of which were of immediate jeopardy severity. CMS notified the Facility of a $4,050 daily CMP, an amount within the range authorized for immediate jeopardy violations, until the jeopardy was abated.

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Bluebook (online)
174 F. App'x 932, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barbourville-nursing-home-v-united-states-department-of-health-human-ca6-2006.