Banos v. Shepard

419 N.W.2d 364, 1988 Iowa Sup. LEXIS 29, 1988 WL 11183
CourtSupreme Court of Iowa
DecidedFebruary 17, 1988
DocketNo. 87-40
StatusPublished
Cited by4 cases

This text of 419 N.W.2d 364 (Banos v. Shepard) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Banos v. Shepard, 419 N.W.2d 364, 1988 Iowa Sup. LEXIS 29, 1988 WL 11183 (iowa 1988).

Opinion

McGIVERIN, Chief Justice.

In this appeal, the defendant, commissioner of the Iowa department of public safety, questions whether the trial court [365]*365had subject matter jurisdiction to entertain the petition of plaintiff James Banos. Ba-nos wrote to the department and requested removal from his criminal history files of two terms referring to him which he contested as inaccurate. The department removed one of those terms. Banos then petitioned the court in equity under Iowa Code chapter 692 (1985) to have the remaining term removed from his files. Over the defendant’s objection that Iowa Code chapter 17A was the exclusive statutory route for reviewing administrative action in this regard, the trial court ordered the department to expunge the contested term from Banos’ records. Defendant appeals and we reverse.

I. Factual and procedural background. Plaintiff James Banos was arrested on charges arising out of a traffic stop in Warren County on June 6, 1985. Banos was taken into custody and his vehicle was impounded. During a subsequent routine inventory search of Banos’ vehicle, officers of the Warren County sheriff’s department found two handguns, one in a case in the luggage compartment and the other tightly wrapped in plastic bags in the engine compartment. Based presumably upon information gathered during the inventory search, documents prepared by the Warren County sheriff’s department noted that Banos was a “member of the posse comitatus” and was “known to go armed.” These documents were later forwarded to the Iowa department of public safety and became part of its criminal history data file on Banos.

Pursuant to Iowa Code section 692.5, Ba-nos requested and was given access by the department to his “criminal history data.” He objected to the presence of the references to going armed and membership in the posse comitatus in his files and wrote to the department to request removal of those terms. On behalf of the department, the director of the division of criminal investigation notified Banos that all references to posse comitatus membership would be expunged from his files, but that the reference to going armed would not be removed.

Banos then filed a petition in equity in the Iowa district court for Polk County requesting that the defendant, commissioner of the department of public safety, provide him, first, a list of all agencies and departments that had received criminal history data on him, and second, expungement of the term .“known to go armed” from all files concerning him.

Recognizing Banos’ petition as a complaint arising out of administrative action, the clerk of court refiled the petition as an administrative judicial review appeal. When subsequently informed of this action, Banos objected. He moved to have his case refiled as a case in equity pursuant to Iowa Code section 692.5, and his motion was granted. Thus, this case was processed and submitted for decision as an equity action and not as a judicial review action.

Defendant filed a motion to dismiss stating that the court lacked subject matter jurisdiction over Banos’ case because Ba-nos failed to follow the Iowa administrative procedure act, specifically Iowa Code section 17A.19, to seek his requested relief. Defendant noted in his brief supporting his motion that he did not object to producing the list Banos requested. Banos resisted defendant’s motion, arguing in essence that Iowa Code section 692.5 created a cause of action independent of Iowa Code section 17A.19.

The court ruled that Banos could proceed in this action outside the Iowa administrative procedure act to seek an order under Iowa Code section 692.5 directing the defendant to give Banos a list of those persons given access to his criminal history data file.

The case came before the district court for submission on November 14, 1986. During the hearing, the defendant again asserted that he had no objection to producing the list Banos requested, but continued to resist any expungement of terms in the department’s history files, citing the same jurisdictional objection. After the hearing, the department gave Banos the list he requested and that matter is no longer in dispute.

[366]*366On December 5, after submission of the case for decision, Banos sought leave to amend his pleadings to include a prayer for relief under Iowa Code section 692.6, as well as under other statutory sections not at issue in this appeal. Defendant resisted the amendment because he read the trial court ruling on defendant’s earlier motion to dismiss as limiting Banos to an action under Iowa Code section 692.5 seeking a list of all persons and agencies that received criminal history data on Banos from defendant.

The motion to amend was granted. In the same ruling, the court ordered the department to expunge the term “known to go armed” from all of Banos’ files on the basis that it was inaccurate or nonfactual.

Defendant appealed the trial court’s decision. We do not reach the merits of Banos’ contention. Rather, we conclude that the trial court exceeded its authority, and we now reverse.

II. Subject matter jurisdiction. Ba-nos originally filed this equity case under Iowa Code section 692.5 seeking to expunge the term “known to go armed” from his record because he claimed the term was inaccurate. The relevant portion of section 692.5 states:

Any person who files with the bureau a written statement to the effect that a statement contained in the criminal history data that refers to the person is nonfactual, or information not authorized by law to be kept, and requests a correction or elimination of that information that refers to that person shall be notified within twenty days by the bureau, in writing, of the bureau’s decision or order regarding the correction or elimination. Judicial review of the actions of the bureau may be sought in accordance with the terms of the Iowa administrative procedure Act.

(Emphasis added.)

Banos wrote to the department of public safety requesting expungement of the reference to going armed. The department refused. Its refusal qualified as agency action. See Iowa Code 17A.2(9);1 Polk County v. Iowa State Appeal Board, 330 N.W.2d 267, 276 (Iowa 1983). Banos’ statutory remedy at that point was to seek judicial review pursuant to the Iowa administrative procedure act found in Iowa Code chapter 17A. Section 17A.19 outlines the judicial review provisions and limits judicial review in this manner:

Except as expressly provided otherwise by another statute referring to this chapter by name, the judicial review provisions of this chapter shall be the exclusive means by which a person or party who is aggrieved or adversely affected by agency action may seek judicial review of such agency action.

Banos, however, initially sought equity relief under section 692.5, which does not give an equity court any independent power to fashion a remedy for inaccurately kept criminal history data records. The remedy mentioned in section 692.5 is that of judicial review and is found in section 17A.19. That remedy is exclusive.

Banos later amended his petition to seek equity relief under section 692.6. The defendant contends that the amendment was improperly granted.

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419 N.W.2d 364, 1988 Iowa Sup. LEXIS 29, 1988 WL 11183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/banos-v-shepard-iowa-1988.