Bancroft Information Group, Inc. v. Comptroller of Treasury

603 A.2d 1289, 91 Md. App. 100, 20 Media L. Rep. (BNA) 1016, 1992 Md. App. LEXIS 66
CourtCourt of Special Appeals of Maryland
DecidedApril 6, 1992
Docket810, September Term, 1991
StatusPublished
Cited by13 cases

This text of 603 A.2d 1289 (Bancroft Information Group, Inc. v. Comptroller of Treasury) is published on Counsel Stack Legal Research, covering Court of Special Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bancroft Information Group, Inc. v. Comptroller of Treasury, 603 A.2d 1289, 91 Md. App. 100, 20 Media L. Rep. (BNA) 1016, 1992 Md. App. LEXIS 66 (Md. Ct. App. 1992).

Opinion

ROSALYN B. BELL, Judge.

Bancroft Information Group, Inc. is a Maryland Corporation which, since September 1, 1989, has published a biweekly publication circulated among the general public, known as The Maryland Report. The Maryland Report *103 contains news items, legal and general intelligence, reports of current events, editorial comments, advertising matter and other miscellaneous information of public interest. Bruce Bortz is President and sole owner of Bancroft. Bancroft and Bortz together are the appellants in the instant case.

Although he was advised by appellee, the Comptroller of the Treasury, that the publication did not qualify as a newspaper and was thus subject to sales tax under the provisions of COMAR .03.06.01.04 1 (the regulation), Bancroft nevertheless filed with the Comptroller a refund application relating to the four previous quarters of sales tax. Bancroft attached to its refund application — which was founded on the “constitutional invalidity of tax as applied to newspaper publishers under Arkansas Writers’ Project v. *104 Ragland, 481 U.S. 221, 107 S.Ct. 1722, 95 L.Ed.2d 209 (1987),” 2 — copies of the quarterly tax returns in question.

The Comptroller returned the application to Bancroft with a request that additional information be supplied within 45 days. Bancroft and Bortz instead brought suit in the Circuit Court for Anne Arundel County. Bancroft’s and Bortz’s complaint alleged that the Comptroller was acting beyond the scope of his authority in enacting the regulation. Bancroft and Bortz also alleged First Amendment violations by the Comptroller and asked for damages equal to the amount of sales tax Bancroft had paid, injunctive relief to halt further implementation of the regulation, and attorney’s fees under 42 U.S.C. § 1988 (1989).

Count 1 of appellants’ complaint alleged that the regulation was ultra vires the authority of the Comptroller. Count 2 alleged that the regulation violated the First Amendment and Equal Protection clause of the United States Constitution. Count 3 alleged deprivations of constitutionally protected personal and property rights under 42 U.S.C. § 1983 (1986) and attorney’s fees under § 1988. Each of these counts incorporated by reference the allegations contained in all other counts.

The circuit court granted the Comptroller’s Motion to Dismiss on the grounds that Bancroft and Bortz had not exhausted their administrative remedies. The circuit court also stayed any determination of constitutionality of the statute pending the exhaustion of administrative remedies. Bancroft and Bortz have appealed, contending:

—the circuit court erred in staying a facial attack on a regulation asserted to violate the First Amendment;
—the circuit court erred in dismissing on exhaustion grounds an attack on regulations affecting First *105 Amendment rights asserted to be ultra vires any statutory authorization;
—a regulation according the Comptroller discretion to determine what constitutes a nontaxable newspaper violates the First Amendment; and
—the periodicity requirement in the State regulation violates the First Amendment.

We prefer to rephrase the issues appellants’ raise and will address them as follows:

—the First Amendment challenge to the regulation and the Comptroller’s authority to promulgate that regulation;
—appellants’ § 1983 cause of action 3 ; and
—the exhaustion of administrative remedies requirement and the circuit court’s disposition of the case.

We will hold that appellants were not required to exhaust their administrative remedies before making a First Amendment challenge to the regulation. In reviewing the portion of the regulation upon which the Comptroller based his decision, we find it to be constitutional. Furthermore, we hold that appellants are required to exhaust their administrative remedies prior to bringing any additional causes of action in the circuit court. We explain.

THE FIRST AMENDMENT

Appellants’ challenges to the regulation and the Comptroller’s exercise of authority in implementing it revolve *106 around what appellants consider to be the regulation’s infringement on their First Amendment rights. 4 Specifically, appellants attack the grant of discretion in the regulation to the Comptroller to determine what constitutes a taxable newspaper. Appellants also attack the periodicity (frequency of publication) requirement of the regulation.

The circuit court stayed further proceedings on appellants’ action with respect to the First Amendment challenges to the regulation, pending appellants’ exhaustion of all other claims. In delivering its ruling, the court declared:
“COURT: Well, of course, unfortunately I’ve probably had too much exposure to this type of case before. I did have another one very similar with the Pennysaver and got to read all of those Supreme Court cases on the question, but what it really boils down to I think is that the — I think under the existing law the comptroller does have a right to have regulations with regard to what is or isn’t a newspaper. He also can promulgate those regulations so they apply, and, of course, a publication has the right to contest that, but before you contest it, I think you have to establish yourself as a — as fitting within the category of something that’s been denied. We don’t even have anything here where there’s been a refund claim made and denied. All it was sent back for further information, and so I think what you’re really asking for is a premature advisory opinion as to whether this category of bi-weekly publication is — is unconstitutionally being denied it status as a newspaper, but I think there’s certainly some other thing that or some other basis that the comptroller could find that might be a reason for his denial of your status as a newspaper. I don’t think you call yourself a newspaper. You call yourself a bi-weekly newsletter. You have volumes and issues that apparently appear to be of a nature to be put together as a book *107 which is another requirement that it not be, and so there are a lot of things that are at issue here other than the fact that it’s a bi-weekly publication, and I’m not going to make a preliminary advisory decision or allow anyone to jump ahead of the process that requires some kind of a evidentiary hearing after a denial.

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Bluebook (online)
603 A.2d 1289, 91 Md. App. 100, 20 Media L. Rep. (BNA) 1016, 1992 Md. App. LEXIS 66, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bancroft-information-group-inc-v-comptroller-of-treasury-mdctspecapp-1992.