Baltimore S. S. Co. v. Phillips

9 F.2d 902, 1925 U.S. App. LEXIS 2482, 1926 A.M.C. 544
CourtCourt of Appeals for the Second Circuit
DecidedNovember 9, 1925
DocketNo. 47
StatusPublished
Cited by10 cases

This text of 9 F.2d 902 (Baltimore S. S. Co. v. Phillips) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baltimore S. S. Co. v. Phillips, 9 F.2d 902, 1925 U.S. App. LEXIS 2482, 1926 A.M.C. 544 (2d Cir. 1925).

Opinion

HAND, Circuit Judge (after staling the facts as above).

The first point is whether the cause was before the District Court at the time when Judge Inch vacated the order dismissing the complaint and set down the case for trial. The term had not yet expired, because 90 days had not passed since the entry of the judgment, and the rules of the District Court for the Eastern District of New York then in force extended all terms for such purposes for that period. Except for the writ of error, the judgment was therefore still in gremio, and the court might have taken any action in respect of it which seemed to;, it proper. However, the writ had removed the cause into this court, and, while outstanding, it prevented any action by the District Court without our leave.

The parties and the learned judge plainly proceeded under the authority of Roemer v. Simon, 91 U. S. 149, 23 L. Ed. 267. That was the case of an application to the Supreme Court to remit to the Circuit Court for the admission of new evidence. The decree appealed from was final and the term had expired, for which reason the court denied the motion, as the Circuit Court could have done nothing in the cause after remittitur. But they laid down the proper practice, if the term had been open, which is for the appellant to apply to the lower court to reopen the decree, and for that court to request the upper court to remit.

Of course, the appellant may always move to dismiss his appeal (Greene v. United, etc., Co., 124 F. 961, 60 C. C. A. 93 [C. C. A. 1]), and no request is necessary for that purpose. But in so doing he risks all on his cast in the District Court, for it may be too late after decision for a new appeal. Similarly, if on the appellant’s motion - the District Court asks for a remittitur before deciding the motion, as was apparently the case in Mossberg v. Nutter, 124 F. 966, 60 C. C. A. 98 (C. C. A. 1), and as the District Court did in the case at bar. The safest way is for the District Court, if disposed to entertain the motion at all, to ask leave of this court to do so. If this is given, it may proceed, the appeal still pending. Should it decide to reopen, it may then request remittitur, and the appellant will have risked nothing. This was the course approved by the Circuit Court of Appeals for the Sixth Circuit in Meccano v. Wagner (C. C. A.) 235 F. 890, and wo also approve it. Sundh Elec. Co. v. Cutler-Hammer Mfg. Co., 244 F. 163, 170, 171, 156 C. C. A. 591.

In the ease at bar it does not appear that the District Court entertained the motion on the merits at all before asking for the remittitur. The affidavits answering the rule nisi were sworn to on April 28th, and the cause was remitted on request of the court on May 2d. While the District Court should not entertain the motion on the merits without leave, obviously it must read the papers, so far as to learn the nature of the application and whether it will proceed [904]*904with it to request either leave of this court, or a remittitur. In requesting a remittitur, perhaps the District Court imperiled the plaintiff’s rights to any review, if it remained of the same opinion, but still it got jurisdiction. If it was necessary for the plaintiff specifically to move the District Court to request a remittitur because of this danger to his rights, that was an error of which the defendants may not complain. Assuming it was also error to request the remittitur without notice to the defendants, which might have an interest in maintaining the pendency of the writ, that is not assigned here, and we see no reason to take it up nostra sponte. The writ was. automatically dismissed on the remittitur, the District Court got jurisdiction, and the point is not well taken.

On the question of res judicata the pleadings show that the- issue of the negligence of the ship’s officers was not presented in the admiralty suit. It is true that the libel in article third alleged that the respondents had been guilty of negligence, not- only in failing to provide Phillips with a safe place to work and in furnishing unseaworthy and insufficient gear, but also “in failing to use reasonable care to avoid striking him.” The last clause, standing alone, might have admitted evidence of the negligence of his fellow servants in handling seaworthy gear, but it did not so stand. The respondents excepted to the libel because the allegations of negligence were “too general, vague and indefinite,” and asked that the libelant should allege “specific and definite acts of alleged negligence.” The exceptions apparently never came on for hearing, but instead the libelant prayed leave to amend “by adding the following specifications of negligence to the third paragraph (sic) of the libel.” Then follows the proposed amendment:' “Libelant alleges the negligence claimed consists” in the failure of the respondent, United States of America, “to provide a proper cleat, in manning the ship with incompetent officers, and in failing in special care of the libelant because of his youth.”

We think that this amendment, being in answer to an exception for informality in the statement of the cause of suit, was plainly intended as a videlicet to the general allegations of article 3. True, the prayer was to amend by “adding the following specifications of negligence,” but the amendment is to be read in the light of its purpose and that was to stand upon the specific faults therein alleged. If so, there was no allegation of negligence in handling the winch, and the libel would not have admitted the evidence on which recovery was had. in the case at bar. That this was in fact the view taken by all sides is apparent from the opinion of Judge Rose dismissing the libel.

However, while it is true, for the reasons just given, that the libelant could not have recovered under his libel as amended, it by no means follows that the decree is not a bar to this action. An earlier judgment is a bar, not only when the facts actually litigated are the same; but also as to any other relevant facts which would have supported the same cause of action. U. S. v. California, etc., Co., 192 U. S. 355, 24 S. Ct. 266, 48 L. Ed. 476. The rule is too well settled to require abundant citation, but much difficulty arises over the meaning of the phrase “cause of action.”

In the ease of a suit for personal injuries, it is indeed possible to regard the action as based alone upon the plaintiff’s bodily injury. So viewed, a battery would be the same cause of action as an action on the case for unintentional injury. The question would be irrelevant, whether the injury, in fact caused by the defendant, was intentional or careless. The material fact would be, the injury itself and its causation by the defendant. History alone forbids such a view, though eventually the law may assume that form. , 8 Harv. Law Review, 1.

Nevertheless, among actions on the case it would still be possible to adopt the theory, somewhat mutilated, to be sure, but consistent so far as it went. Confined to acts which were unintentional, the law might regard the injury and its causation as alone constituting the cause of action, treating as a variant, immaterial in the definition of the species, the kind of neglect which cut off the defendant’s excuse that the injury was not intended. So viewed, it would be the same cause of action, whether the defendant had installed unseaworthy gear or had been careless in the use of seaworthy gear.

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Bluebook (online)
9 F.2d 902, 1925 U.S. App. LEXIS 2482, 1926 A.M.C. 544, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baltimore-s-s-co-v-phillips-ca2-1925.