BALTHASER v. SAUL

CourtDistrict Court, E.D. Pennsylvania
DecidedJuly 20, 2022
Docket5:20-cv-06181
StatusUnknown

This text of BALTHASER v. SAUL (BALTHASER v. SAUL) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
BALTHASER v. SAUL, (E.D. Pa. 2022).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF PENNSYLVANIA

BRUCE C. BALTHASER, : Plaintiff, : CIVIL ACTION : v. : : KILOLO KIJAKAZI, : No. 20-cv-06181-RAL Commissioner of Social Security,1 :

RICHARD A. LLORET July 20, 2022 U.S. Magistrate Judge

MEMORANDUM OPINION

Bruce Balthaser filed a claim for disability insurance benefits (“DIB”) with the Commissioner of Social Security. An Administrative Law Judge (“ALJ”) denied his application, and the Appeals Council affirmed the ALJ’s decision. Mr. Balthaser alleges that the ALJ failed to adequately consider evidence concerning his psychiatric limitations. The Commissioner responds that the ALJ’s conclusions are supported by substantial evidence. After carefully reviewing the record, I find that the ALJ’s decision was not capable of meaningful review because the ALJ did not adequately account for evidence of Mr. Balthaser’s bipolar disorder that contradicted her conclusions. I also find that the ALJ erred in her evaluation of Mr. Balthaser’s treating physician opinion. I will reverse the Commissioner’s denial of benefits and remand this matter for further proceedings consistent with this opinion.

1 Kilolo Kijakazi became the Acting Commissioner of Social Security on July 9, 2021. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Ms. Kijakazi should be substituted for the former Commissioner of Social Security, Andrew Saul, as the defendant in this action. No further action need be taken to continue this suit pursuant to section 205(g) of the Social Security Act. 42 U.S.C. § 405(g) (Social Security disability actions “survive notwithstanding any change in the person occupying the office of Commissioner of Social Security or any vacancy in such office”). PROCEDURAL HISTORY On September 25, 2018, Mr. Balthaser filed claims for DBI, alleging a disability beginning on January 1, 2016. Administrative Record (“R.”) 15. His claim was initially denied on February 4, 2019. R. 67. On February 24, 2019, Mr. Balthaser requested an administrative hearing before

an ALJ. R. 72. The ALJ held a hearing on January 9, 2020 and issued a decision denying Mr. Balthaser’s claim on February 26, 2020. R. 12, 15, 24–25. On March 4, 2020, Mr. Balthaser appealed the ALJ’s unfavorable decision to the Social Security Administration’s Appeals Council. R. 131. The Appeals Council denied Mr. Balthaser’s request for review on September 30, 2020. R. 1. On December 7, 2020, Mr. Balthaser filed this appeal in federal court. Doc. No. 1. The parties consented to my jurisdiction (Doc. No. 6) and have briefed the appeal. Doc. No. 20 (“Pl. Br.”) and 21 (“Comm’r Br.”). FACTUAL BACKGROUND A. The Claimant’s Background Mr. Balthaser was forty-nine years old on the date he was last insured, December

31, 2018, making him a “younger person” at that point under the regulations, but he “subsequently changed age category to closely approaching advanced age.” R. 17, 23; 20 C.F.R. § 404.1563. He has at least a high school education and can communicate in English. R. 23. He was unable to perform his past relevant work as a grain operator through the date he was last insured. Id. On September 25, 2018, Mr. Balthaser applied for DBI, alleging disability based on bipolar disorder (mood instability), anxiety disorder not otherwise specified, auditory hallucinations, post-traumatic stress disorder, low frustration tolerance, difficulty following directions, depression, symptoms of psychosis, back problems, and diabetes. R. 15, 53. B. The ALJ’s Decision On February 26, 2020, the ALJ issued his decision finding that Mr. Balthaser was not eligible for DBI because he was not under a disability, as defined by the Social

Security Act. R. 12, 24–25. In reaching this decision, the ALJ made the following findings of fact and conclusions of law pursuant to Social Security’s five-step sequential evaluation.2 At step one, the ALJ concluded that Mr. Balthaser had not engaged in substantial gainful activity (“SGA”) between January 1, 2016 and December 31, 2018. R. 17. At step two, the ALJ determined that Mr. Balthaser had the following severe impairments: degenerative disc disease of the lumbar spine, obesity, and depression. Id. At step three, the ALJ compared Mr. Balthaser’s impediments to those contained in the Social Security Listing of Impairments (“listing”).3 The ALJ found that Mr. Balthaser did not meet listing 1.04 for disorders of the spine. R. 18–19. Furthermore, the ALJ found that Mr. Balthaser’s depression did not meet or medically equal listing 12.04,

2 An ALJ evaluates each case using a sequential process until a finding of “disabled” or “not disabled” is reached. The sequence requires an ALJ to assess whether a claimant: (1) is engaging in substantial gainful activity; (2) has a severe “medically determinable” physical or mental impairment or combination of impairments; (3) has an impairment or combination of impairments that meet or equal the criteria listed in the social security regulations and mandate a finding of disability; (4) has the residual functional capacity to perform the requirements of his past relevant work, if any; and (5) is able to perform any other work in the national economy, taking into consideration his residual functional capacity, age, education, and work experience. See 20 C.F.R. § 404.1520(a)(4)(i)–(v).

3 The regulations contain a series of “listings” that describe symptomology related to various impairments. See 20 C.F.R. Pt. 404, Subpt. P., App. 1. If a claimant’s documented symptoms meet or equal one of the impairments, “the claimant is conclusively presumed to be disabled.” Bowen v. Yuckert, 482 U.S. 137, 141 (1987). If not, the sequential evaluation continues to step four, where the ALJ determines whether the impairments assessed at step two preclude the claimant from performing any relevant work the claimant may have performed in the past. Id. as he did not have one extreme or two marked limitations in the “paragraph B” criteria and did not establish the presence of any “paragraph C” criteria. R. 19–20. Prior to undertaking his step four analysis, the ALJ assessed Mr. Balthaser’s residual functional capacity (“RFC”), or “the most [Mr. Balthaser] can still do despite [his] limitations.” 20 C.F.R. § 404.1545(a)(1). The ALJ found that Mr. Balthaser could

undertake light work as defined in 20 C.F.R. § 404.1567(b), subject to certain limitations.4 R. 20–23. At step four, the ALJ found that Mr. Balthaser could not perform his past relevant work as a grain operator, as defined by 20 C.F.R. § 404.1565. R. 23. At step five, the ALJ identified three jobs that Mr. Balthaser could perform considering his age, education, work experience, and RFC: price marker, hand packager, and electrical assembler. R. 23–24. Because the ALJ identified jobs that Mr. Balthaser could perform which exist in substantial numbers in the national economy, he found that Mr. Balthaser was “not disabled.” R. 24–25. STANDARDS OF REVIEW My review of the ALJ's decision is deferential; I am bound by his findings of fact to the extent those findings are supported by substantial evidence in the record. Knepp

v.

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