Balch v. Haas

73 F. 974, 20 C.C.A. 151, 1896 U.S. App. LEXIS 1865
Court of Appeals for the Eighth Circuit·Decided April 13, 1896·No. No. 710·Published·Cited by 28 cases

Opinion

THAYER, Circuit Judge.

This case was before us at a previous term on a writ of error that was sued out by Julius Haas, the present defendant in error, who was the plaintiff in the circuit court. Hans v. Balch, 12 U. S. App. 5;M, (j C. C. A. 201, and 56 Fed. 9(84. A full statement of the case will be found in our former opinion. On the second trial in the circuit court, Haas recovered a judgment against the present plaintiffs in error, Foster L. Balch and Henry E. Wetherbee, in the sum of $7,500, and they in turn have brought the proceedings on the second, trial here for review.

The present record presents but two questions which we deem' if necessary to consider. The first of these Is whether the former decision of this court conclusively established the fact that Louis Clausen, the foreman of the gang under whom Haas worked, was a vice principal of the plaintiffs in error, so as to preclude all further consideration of that; point; and, in the event that the proposition last stated, which is maintained by the defendant in error, proves to be untenable, the second inquiry is whether Haas and Clausen were in fact fellow servants. It is a well-established doctrine, in the federal courts at least, that a second writ of error or a second appeal in the same case only brings up for review the proceedings of the [976] trial court subsequent to the mandate, and that it does not authorize a reconsideration oí any questions, either of law or fact, that were considered and determined on the first appeal or writ of error, provided the testimony on each trial was substantially the same. This doctrine results from the fact that a judgment rendered by an appellate court in a given case is conclusive on the parties thereto, and that an appellate court, like a nisi prius court, is powerless to review or revise its own judgments after the lapse of the term at which they were rendered, except in cases of fraud. Another form of stating the doctrine is that propositions of law which were considered and decided on a first appeal become the law of that particular case, and, whether right of wrong, must be adhered to on a second appeal. Thatcher v. Gottlieb, 19 U. S. App. 469, 8 C. C. A. 334, and 59 Fed. 872, and cases there cited; Tyler v. Magwire, 17 Wall. 253, 283; Supervisors v. Kennicott, 94 U. S. 498; Clark v. Keith, 106 U. S. 464, 1 Sup. Ct. 568; Sizer v. Many, 16 How. 98; Corning v. Nail Factory, 15 How. 478, 494; Sibbald v. U. S., 12 Pet. 488, 492; Martin v. Hunter, 1 Wheat. 304, 355. Conceding the foregoing doctrine to be sound, it is to be observed, in the first place, that this court was not asked to determine on the first appeal whether Haas and Clausen were fellow servants, and no opinion was in fact expressed on that point. Haas v. Balch, 12 U. S. App. 534, 6 C. C. A. 201, and 56 Fed. 984. That question was not discussed by counsel for either party, either by brief or on the oral argument. Besides, on the former hearing, the case came before this court on a record which showed very clearly, as we think, that the fellow-servant question was not debated in the circuit court, and that the judgment below was predicated on other grounds. The former record not only disclosed that the decision of the lower court had not turned on the fellow-servant question, but the printed argument then filed in behalf of the plaintiff in error contained the statement' that “at the close of plaintiff’s testimony the trial court directed a verdict for defendant on the ground that plaintiff was guilty of contributory negligence”; and the entire argument so filed was devoted to a discussion of the questions whether the view thus entertained by the trial court was correct, and whether the plaintiff had sustained the injury complained of in consequence of one of the known risks of the employment which he had voluntarily assumed. Very naturally, therefore, and very properly, this court confined its former decision to these points. Our rules, particularly rule 24 — have been framed for the express purpose — among others, of preventing surprises, as far as possible, by requiring counsel on both sides of a case to specify in their briefs with reasonable certainty the grounds upon which they will rely either for a reversal or an affirmance. When this has been done, we do not consider it our duty to travel outside of the lines as they have been laid, or to decide questions which counsel have not seen fit to discuss, especially if they are mixed questions of law and fact which may be presented on different evidence, and in a new light on a second appeal. It is doubtless true that this court might have been called upon to decide on the former appeal whether, on the state of facts •then disclosed, Haas and Clausen occupied the relation of fellow [977] servants; but counsel on both sides were ap] arently content to routine the ruling then made to the single question whether there was any evidence oí culpable negligence, either on the part of Haas or Clausen, inasmuch as that was the only question that had been determined by the circuit court.

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Balch v. Haas, 73 F. 974, 20 C.C.A. 151, 1896 U.S. App. LEXIS 1865 (8th Cir. 1896).

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