BAKER v. WARD

CourtDistrict Court, E.D. Pennsylvania
DecidedJuly 8, 2025
Docket5:23-cv-01001
StatusUnknown

This text of BAKER v. WARD (BAKER v. WARD) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
BAKER v. WARD, (E.D. Pa. 2025).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA

SHAWN P. BAKER, Plaintiff, Civil No. 23-1001

v.

SPECIAL AGENT DANA WARD, Defendant.

Costello, J. July 8, 2025 MEMORANDUM Shawn P. Baker sued Special Agent Dana Ward under 42 U.S.C. § 1983 for malicious prosecution. The underlying case arose from the investigation and prosecution of Baker for the alleged sexual assault of a female referred to here as E.C.1 Ward was an investigator for the Pennsylvania Office of the Attorney General and was involved in the investigation of the alleged assault. More specifically, Ward authored an affidavit of probable cause in support of a criminal complaint charging Baker with numerous crimes related to the assault. After a trial, Baker was found not guilty of these crimes. In this lawsuit, Baker alleges that Ward’s affidavit in support of Baker’s arrest did not disclose, and affirmatively misrepresented, material facts. Baker further alleges that if the affidavit had been accurate, there would have been no probable cause to charge him. Defendant moved for summary judgment, arguing that there is no genuine dispute that probable cause existed to charge Baker. As is detailed below, the Court agrees and will grant the motion for summary judgment.

1 E.C.’s full identity is known to the parties. She and the witnesses referred to in the affidavit are referred to here by initials to protect their privacy. I. FACTS A. The Probable Cause Affidavit. According to Ward’s affidavit, on the evening of November 14, 2020, E.C. and her friend, T.L., went to a restaurant where they each had had some mixed drinks and beers. Aff. of Prob. Cause, ECF No. 29-9 at 6-8.2 T.L. received a call from Baker inviting her to come to his

house. Id. at 6. E.C. and T.L. went to Baker’s house, and while there, E.C. drank some beer. Id. Prior to the alleged sexual assault, E.C., T.L., and Baker picked up T.L.’s daughter, M.S., and brought her to Baker’s house. Id. M.S. did not drink alcohol that evening. Id. When the group returned to Baker’s house, he offered to grill some food and asked for E.C.’s help. Id. When E.C. went outside to help Baker, her hair was up in a ponytail, in a black hair tie, and she was wearing a buttoned blouse. Id. Once outside, Baker grabbed E.C., yanked her hair by her ponytail, and physically forced E.C. into a sexual encounter with him. Id. E.C. stated that the alleged sexual assault happened quickly. Id. During the investigation E.C. gave Ward the buttoned blouse she wore on November 14th. Id. at 7. The shirt was missing three buttons which E.C. claimed were ripped off during the

assault. Id. at 6-7. E.C.’s black hair tie was also missing. Id. at 7. Ward searched Baker’s house and found two of the missing buttons from E.C.’s blouse. Id. Ward did not find E.C.’s black hair tie. Id. During the search, Ward interviewed Baker. Id. at 7-8. Ward reported that Baker confirmed that E.C.’s hair was in a ponytail during the encounter. Id. B. Inconsistencies Between the Investigation and the Probable Cause Affidavit The affidavit’s version of events somewhat differs with the facts developed by Ward’s

2 The affidavit docketed at ECF No. 29-9 is the affidavit of probable cause supporting the criminal complaint filed against Baker. Def.’s Stmt. of Add’l Facts, ECF No. 29-2 ¶¶ 19-20; Pl.’s Resp. to Def.’s Stmt. of Add’l Facts, ECF No. 33-4 (no response to these paragraphs). investigation. For instance, E.C. told police that she had two shots at the restaurant rather than two mixed drinks. Joint Stip. of Mat. Facts, ECF No. 29-1 ¶ 5. E.C. also told Ward that in addition to the beer she had at Baker’s house, she also had two double shots of whiskey. Id. ¶ 44. In addition, Ward failed to mention in the affidavit that T.L., E.C.’s friend who was present

at Baker’s residence, told Ward that she blacked out from her drinking and did not recall many of the events of that night. See Aff. of Prob. Cause, ECF No. 29-9 at 6-8; Pl.’s Resp. to Def.’s Stmt. of Add’l Facts, ECF No. 33-5 ¶ 6; Ward’s Dep., ECF No. 29-5 at 67:4-8. Also, in contrast to E.C.’s statement that the assault happened quickly, M.S., T.L.’s daughter, told Ward that Baker and E.C. were alone for ten to fifteen minutes. Joint Stip. of Mat. Facts, ECF No. 29-1 ¶ 58. Finally, during his interview, Baker told Ward that E.C.’s hair was down at her shoulders and not in a ponytail as the affidavit stated. Id. ¶ 69. Additional information not included in the affidavit was the fact that E.C. found the black hair tie in the pocket of a jacket she was wearing the night of the alleged assault. Pl.’s Stmt. of Mat. Facts, ECF No. 33-4 ¶ 40. E.C. found the hair tie on the day Ward’s affidavit was filed. Id.

C. Procedural History Based on Ward’s affidavit, Baker was charged with one count of involuntary deviate sexual intercourse, one count of sexual assault, two counts of aggravated indecent assault, two counts of indecent assault, and one count of false imprisonment. Joint Stip. of Mat. Facts, ECF No. 29-1 ¶ 87. On April 21, 2021, a preliminary hearing was held. Id. ¶ 89. During the preliminary hearing, E.C. acknowledged that she was unsure whether her hair was up or down during the alleged sexual assault. Prelim. Hr’g Tr., ECF No. 29-8 at 29:15-19. E.C. also acknowledged that she believed that she had two shots of whiskey while at Baker’s house. Id. at 20:10-25. Upon the conclusion of the preliminary hearing, the magisterial district judge found that probable cause existed for the charges and the case proceeded to trial. Joint Stip. of Mat. Facts, ECF No. 29-1 ¶¶ 89, 91. After the trial, Baker was found not guilty. Id. ¶¶ 92-93. Baker then filed this complaint against Ward asserting malicious prosecution claims under both state3 and federal law. Compl., ECF No. 1. The case proceeded through discovery and Ward now

moves for summary judgment. Def.’s Mot., ECF No. 29. II. LEGAL STANDARDS A. Summary Judgment Summary judgment is appropriate when “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A fact is material when its determination “might affect the outcome of the suit under the governing law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute of fact is genuine if a jury could rationally find in favor of the non-moving party. Id. The moving party has the initial burden of demonstrating the lack of a genuine dispute of material fact. Fed. R. Civ. P. 56(a). Once this burden is satisfied, the non-moving party must counter with “specific facts showing

that there is a genuine issue for trial.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (citation omitted). In making this determination, the Court views the facts and all reasonable inferences in favor of the party opposing the motion. Popa v. Harriet Carter Gifts, Inc., 52 F.4th 121, 125 (3d Cir. 2022). Disagreements over what reasonable inferences may be drawn from undisputed facts preclude summary judgment. Ideal Dairy Farms, Inc. v. John Labatt, Ltd., 90 F.3d 737, 744 (3d Cir. 1996). The Court’s role at the summary judgment

3 Baker has consented to the dismissal of his state law malicious prosecution claim. See Pl.’s Opp., ECF No.

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