Baker v. United States

34 Fed. Cl. 645, 1995 U.S. Claims LEXIS 236, 69 Fair Empl. Prac. Cas. (BNA) 1089, 1995 WL 746559
United States Court of Federal Claims·Decided December 12, 1995·No. No. 94-453C·Published·Cited by 6 cases

Opinion

OPINION

MILLER, Judge.

This case comes before the court on cross-motions for summary judgment. Eighty-three retired United States Air Force colonels (“plaintiffs”) challenge their selection for retirement by the Fiscal Year 1992 (“FY92”) Selective Early Retirement Board (the “SERB”)1 formed pursuant to 10 U.S.C. §§ 638, 638a (1994). The parties cross-moved on the following counts in the amended complaint: Count 1 — alleging that the [649]*649Department of the Air Force’s (the “Air Force”) SERB violated plaintiffs’ constitutional right to equal protection guaranteed under the Due Process Clause of the Fifth Amendment; Count 2 — that the SERB was conducted in violation of 10 U.S.C. § 277 (1988), repealed by Pub.L. No. 108-337, § 1661(a)(2)(A), 108 Stat. 2979 (Oct. 5, 1994) (prohibiting discrimination in laws applying to both reserves and regulars); Count 3— that the SERB was conducted in violation of 32 C.F.R. §§ 51.4-.5 (prohibiting discrimination); and Count 7 — that the SERB was conducted in violation of Department of Defense (“DOD”) Directive 1332.32 (Jan. 22, 1982) (requiring Air Force to use centralized boards to process reports for SERB). Defendant moved for summary judgment on the remaining three counts: Count 4 — alleging that the SERB was conducted in violation of 10 U.S.C. § 638(e)(2)(B)(i) (exempting from consideration by the SERB officers retired pursuant to 10 U.S.C. § 8911 (1994)); Count 5 — alleging that the SERB was conducted in an arbitrary and capricious manner because of a series of misleading Air Force actions; and Count 6 — that the SERB was conducted in violation of DOD Directive 1332.32, HD (requiring involuntary early retirement of Air Force colonels be done sparingly).

FACTS

The following facts are undisputed, except where noted. Congress created the selective early retirement process to downsize the armed forces in an orderly and equitable manner. Under the early retirement system, “[a] regular officer on the active-duty list of the Army, Navy, Air Force, or Marine Corps may be considered for selective early retirement by a selection board convened under section 611(b) of this title____” 10 U.S.C. § 638(a)(1) (1994). Section 611(b) states: “[T]he Secretary of Defense, the Secretary of the military department concerned, whenever the needs of the service require, may convene selection boards to recommend officers ... for early retirement____” Section 612(a)(1) states: “A selection board shall consist of five or more officers who are on the active-duty list of the same armed force as the officers under consideration by the board.”

In August 1991 the Secretary of the Air Force (the “Secretary”) developed a plan to reduce the number of colonels on active duty as part of a congressionally-directed force reduction that projected the Air Force to shrink in size from 486,800 active duty personnel to 437,200 by FY95. On August 2, 1991, in order to comply with this force reduction, the Secretary determined that it was necessary to convene a Colonel SERB to reduce the number of active duty colonels. See 10 U.S.C. §§ 611-13. In order to ensure that junior officers would not be impacted disproportionally by the SERB, the Air Force was required to reduce the retirement-eligible population of officers to FY95 levels before forcing other officers to be involuntarily retired through the SERB. The Secretary determined that the SERB would select 30 percent of eligible colonels for involuntary retirement in order to meet reduction in force requirements.

In September 1991 the Air Force sent a message to all commands that a SERB would convene on January 6, 1992. The Air Force also announced that 1) the SERB would consider for early retirement all colonels who had served at least two years of active duty as of October 31, 1991, and whose names were not on a list of officers recommended for promotion; and 2) a certain number of colonels, not to exceed 30 percent of the total potential pool of eligible officers, would be retired as a result of the SERB process. See 10 U.S.C. § 638(a)(2). On October 10, 1991, Deputy Chief of Staff for Personnel Gen. Billy J. Boles advised Air Force Personnel worldwide of the SERB and noted: “Legislation is pending that would make officers with a mandatory or voluntary retirement in FY92 ineligible for the SERB.” On November 8, 1991, Maj. Gen. John E. Jackson, Jr., Commander of the Air Force Military Personnel Center (the “AFMPC”), sent an informational package to all officers eligible for the SERB, explaining the procedures the SERB would follow along with six pages of commonly asked questions and answers.

On December 5, 1991, Congress, through title V § 503(a) of the National Defense Authorization Act for Fiscal Years 1992 and [650]*6501993, Pub.L. No. 102-190, 105 Stat. 1290, 1355 (1991) (codified at 10 U.S.C. § 638(e)(2)(B)(i)), excluded from consideration by the SERB any officer “who has been approved for voluntary retirement under section 3911, 6323, or 8911 of this title, or who is to be involuntarily retired under any provision of law during the fiscal year in which the selection board is convened or during the following fiscal year.”2 On December 6, 1991, the AFMPC transmitted a message to Air Force personnel worldwide informing them of these provisions stating: “[0]fficers with an approved voluntary or a mandatory retirement from 1 February 1992 thru 1 September 1993, as of board convening date, will not be considered by the 6 Jan 92 SERB.” On December 9, 1991, a proposal was made to the Air Force Chief of Staff, among others, to expand the retirement application time for SERB eligible officers allowing for “an exception to current AF [Air Force] policy which limits retirement projection to 12 months. It extends that window by two months so SERB eligible officers can benefit from the expected Jan 93 pay raise (ie., apply in Dec 1991 for retirement NLT [not later than] 1 Feb 93).” The purpose of this proposal was to make it possible for officers to apply for voluntary retirement early, so that they would not be forced to wait until January 1, 1992 (only six days before the SERB) to apply in order to take advantage of the 1993 pay raise. The proposal was approved on December 12, 1991, and on December 16, 1991, the AFMPC notified Air Force units worldwide of the new policy and directed personnel officers to “ensure this exception to policy receives widest possible dissemination.”

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Baker v. United States, 34 Fed. Cl. 645, 1995 U.S. Claims LEXIS 236, 69 Fair Empl. Prac. Cas. (BNA) 1089, 1995 WL 746559 (uscfc 1995).

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