Baker v. United States

33 Fed. Cl. 810, 1995 U.S. Claims LEXIS 160, 1995 WL 489548
CourtUnited States Court of Federal Claims
DecidedAugust 11, 1995
DocketNo. 94-453C
StatusPublished
Cited by3 cases

This text of 33 Fed. Cl. 810 (Baker v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker v. United States, 33 Fed. Cl. 810, 1995 U.S. Claims LEXIS 160, 1995 WL 489548 (uscfc 1995).

Opinion

ORDER

MILLER, Judge.

Plaintiffs filed a motion to strike the declarations of Lt. Gen. John E. Jaquish and Lt. Col. James L. Wilson, Jr., submitted by defendant in support of its cross-motion for summary judgment. Defendant opposed and plaintiffs have replied. Plaintiffs, 80 retired United States Air Force colonels, challenge their selection for retirement by the Fiscal Year 1992 Selective Early Retirement Board (the “FY92SERB”) formed pursuant to 10 U.S.C. § 688 (1988). The principal issue on the cross-motions will be whether the FY92SERB violated plaintiffs’ rights under the Equal Protection Clause by impermissibly considering factors of race and sex to the prejudice of non-Hispanie white males. The subject declarations explain that certain actions taken by the FY92SERB were actually other than those reflected by the administrative record. Plaintiffs would have defendant bound to the explanation contained in the administrative record.

FACTS

Congress created the selective early retirement process to downsize the armed forces in an orderly and equitable manner. See 10 U.S.C. § 638. Pursuant to 10 U.S.C. § 638, in August 1991 the Secretary of the Air Force (the “Secretary”) developed a plan to reduce the number of colonels on active duty as part of the congressionally-direeted force reduction.

On September 6, 1991, Headquarters, United States Air Force Military Personnel Center (the “Air Force”), sent a message to all commands officers that a FY92SERB would convene on January 6, 1992. The Air Force also stated that 1) the FY92SERB would consider for early retirement all colonels who had served at least two years of active duty as of October 31, 1991, and whose names were not on a list of officers recommended for promotion; and 2) a certain number of colonels, not to exceed 30 percent of the total potential pool of eligible officers, would be retired as a result of the FY92SERB process. See 10 U.S.C. § 638(a)(2).1 On November 12, 1991, the Secretary approved both the “Retention Recommendation Form” to be completed by officers in chain of command to recommend retirement or retention of each eligible colonel and the “Formal Charge” (the “Charge”) [812]*812or instructions used to guide the FY92SERB’s selections.

On January 6, 1992, the FY92SERB selected 29.2 percent of the eligible pool of colonels for early retirement, i.e., 610 out of 2,086. Overall, 98 of the 2,086 colonels were members of a minority group and/or women.2 Of those 93, 28 or 30.1 percent were selected for early retirement. No female officers were chosen for early retirement.

Plaintiffs are among the 610 colonels chosen by the FY92SERB for early retirement. On July 13, 1994, plaintiffs filed in the United States Court of Federal Claims a Preliminary Complaint Pursuant to RCFC 27(A) with a Motion for Leave To Take Discovery. Plaintiffs argued that the Charge, which the Secretary approved for use by the FY92SERB, was facially discriminatory in that it favored women and minorities. The section of the Charge establishing the criteria that the board was to apply in dealing with women and minorities and to which plaintiffs object states:

Your evaluation of minority and women officers must clearly afford them fair and equitable consideration. Equal opportunity for all officers is an essential element of our selection system. In your evaluations of the records of minority officers and women officers, you should be particularly sensitive to the possibility that past individual and societal attitudes, and in some instances utilization policies or practices, may have placed these officers at a disadvantage from a total career perspective. The board shall prepare for review by the Secretary and the Chief of Staff, a report of minority and female officer selections as compared to the selection rates for all officers considered by the board.3

At the end of the selection process, members of the FY92SERB certified the board proceedings to the Secretary in a letter signed on January 13, 1992, by Lt. Gen. Jaquish, the 10 FY92SERB voting members, and 17 staff personnel. On August 10, 1994, before any discovery was allowed, defendant filed this letter, included in the Force Reduction Branch Records, which were part of the administrative record. It reads, in pertinent part:

With your guidance concerning minorities and women specifically in mind, the board thoroughly reviewed the records of all minority and woman officers eligible for selective early retirement. The retention rates for blacks and women were better than the overall b.oard average. The retention rate for hispanic officers was below the board average. To ensure each minority and woman officer received fair and equitable consideration, the board president carefully reviewed their records and the scoring results. Where there was any doubt as to the competiveness [sic] of an officer, he caused the record to be rescored to resolve the doubt. It is the judgement of the board president and the members of the board that those officers recommended for retention are the best qualified officers.

Based on City of Richmond v. J.A Croson Co., 488 U.S. 469, 109 S.Ct. 706, 102 L.Ed.2d 854 (1989), plaintiffs argued that a government entity may discriminate only when acting to remedy specific prior discrimination. Incident to filing their preliminary complaint, plaintiffs sought pre-complaint discovery pursuant to RCFC 27(a) in order “to determine more precisely: what finding or determination of discrimination warranted the use of a race and sex conscious selection process by the Fiscal Year 1992 Department of the Air Force Selective Early Retirement Board____” Plfs’ Prelim.Compl. filed July 13, 1995, at 7-8.

In its brief opposing pre-complaint discovery, defendant argued that the discovery sought by plaintiffs would be inconsistent with the limited scope and standard of judicial review of military decisions. Specifically, [813]*813defendant resisted “any judicial review beyond the legal sufficiency of individual records under consideration, the legality [of the] composition of the board, and the facial legality of the Secretary’s charge to the board.” Def's Br. filed Aug. 10, 1994, at 11. Plaintiffs’ defended their request for this precomplaint discovery:

This case is unlike most military personnel eases in which the focus of review is on the correctness of an individual’s military personnel records. Rather, the discovery requested here is about processes at the Departmental level which curtailed the independence of the [FY92]SERB and made issues other than the merit of an individual’s record of service factors in determining eligibility for continued active duty____

Plfs’ Br. filed Sept. 1, 1994, at 9.

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Related

Baker v. United States
127 F.3d 1081 (Federal Circuit, 1997)
Baker v. United States
34 Fed. Cl. 645 (Federal Claims, 1995)

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Bluebook (online)
33 Fed. Cl. 810, 1995 U.S. Claims LEXIS 160, 1995 WL 489548, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-v-united-states-uscfc-1995.