Baker v. Union Pacific Railroad Company

District Court, D. Nebraska·Decided September 14, 2022·No. 8:20-cv-00315·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEBRASKA

JOHN BAKER,

Plaintiff, 8:20CV315

vs. MEMORANDUM AND ORDER UNION PACIFIC RAILROAD COMPANY,

Defendant.

This matter is before the Court on the plaintiff’s motions in limine: 1) to sequester witnesses, Filing No. 383; 2) to preclude evidence of train accidents, Filing No. 385, 3) to preclude evidence of FMLA leave, Filing No. 387; 4) to preclude evidence of the ability to grieve the adverse actions, Filing No. 389; 5) to preclude evidence of railroad retirement income and his wife's income, Filing No. 391; and on defendant Union Pacific Railroad Company’s (“U.P.”) motion in limine Numbers 1-14, Filing No. 394. This is an action for disability discrimination that is set for trial on September 19, 2022. I. LAW Although the motion in limine is an important tool available to the trial judge to ensure the expeditious and evenhanded management of the trial proceedings, performing a gatekeeping function and sharpening the focus for later trial proceedings, some evidentiary submissions, cannot be evaluated accurately or sufficiently by the trial judge in such a procedural environment. Jonasson v. Lutheran Child and Family Servs., 115 F.3d 436, 440 (7th Cir. 1997). A motion in limine is appropriate for “evidentiary submissions that clearly ought not be presented to the jury because they clearly would be inadmissible for any purpose.” Id.; see also Luce v. United States, 469 U.S. 38, 40 (1984) (stating that the key function of a motion in limine is to preclude prejudicial evidence before the evidence is actually offered). In many instances, it is necessary to defer ruling until during trial, when the trial judge can better estimate the impact of the evidence on the jury. Id. The Eighth Circuit has noted that “[e]videntiary rulings made by a trial court during motions in limine are preliminary and may change depending on what actually happens at trial.” Walzer v. St. Joseph State Hosp., 231 F.3d 1108, 1113 (8th

Cir. 2000). To the extent that a party challenges the probative value of the evidence, an attack upon the probative sufficiency of evidence relates not to admissibility but to the weight of the evidence and is a matter for the trier of fact to resolve. United States v. Beasley, 102 F.3d 1440, 1451 (8th Cir. 1996). Courts are guided by Federal Rules of Evidence 401 and 403 in resolving these motions. A court must evaluate whether the proposed evidence is relevant in that it has “any tendency to make a fact more or less probable than it would be without the evidence” and whether “the fact is of consequence in determining the action.” Fed. R. Evid. 401. Even if the evidence is relevant, a court may preclude it if “its probative value is

substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed. R. Evid. 403. Generally, “a ‘treating physician may testify about that which is related to and learned through actual treatment of the [patient], and which is based on his or her personal knowledge of the examination, diagnosis and treatment.’” Poster v. Marriott Int'l, Inc., No. 8:04-cv-534, 2005 WL 8175919, at *1 (D. Neb. Oct. 25, 2005) (quoting Starling v. Union Pac. R.R. Co., 203 F.R.D. 468, 477 (D. Kan. 2001)); see also Davoll v. Webb, 194 F.3d 1116, 1138 (10th Cir. 1999) (stating that “[a] treating physician, even when testifying as a lay witness, may state ‘expert’ facts to the jury in order to explain his testimony” (quoting 4 Jack B. Weinstein & Margaret A. Berger, Weinstein's Federal Evidence § 701.08 (Joseph M. McLaughlin ed., 2d ed. 1999)). In addition, a lay witness may testify as to any opinion “(a) rationally based on the perception of the witness and (b) helpful to a clear understanding . . . of a fact in issue.” Fed. R. Evid. 701. Opinions

offered by a lay witness doctor that are based on his experience as a physician are clearly helpful to an understanding of his decision making process in the situation. Weese v. Schukman, 98 F.3d 542, 550 (10th Cir. 1996). II. DISCUSSION A. Plaintiff’s Motions In Limine 1. Motion to sequester witnesses, Filing No. 383 U.P. does not object to this motion and it will be granted. 2. Motion to preclude evidence of train accidents, Filing No. 385 U.P. states that it will only offer evidence about two recent accidents (the Goodwell

accident and the Arden accident), both of which: (a) involved Union Pacific trains, and (b) played an important role in its decision to temporarily restrict Baker from safety-sensitive work. Baker argues the causes of the train accidents in question are wholly unrelated to the reasons for holding Baker out of work. They argue that the accidents occurred at a time such that the accidents or the findings associated with them could not have played any part in the decision not to allow Plaintiff to continue work. Baker argues the accident evidence is irrelevant, and if relevant, the evidence should nonetheless be excluded under Federal Rule of Evidence 403 because any probative value in this evidence is outweighed by the danger of unfair prejudice. U.P. contends these accidents are relevant to Union Pacific’s direct threat defense and explain why it temporarily restricted Baker from safety-sensitive work. The Court is unable to evaluate the relevance or admissibility of the accident evidence in the context of a pretrial motion. The evidence may be relevant to provide background for the Railroad’s practices or policies. However, generally speaking, it would

seem that unless the accident is close on its facts to Baker’s situation, it would either be irrelevant or its relevance would be outweighed by the potential of such evidence to confuse the issues, cause undue delay, or waste the court's time. Nevertheless, the Court will reserve ruling until it hears the evidence in context and Union Pacific has had an opportunity to explain the relevance of the evidence. Accordingly, the Court will deny the motion without prejudice to reassertion at trial. The parties should approach the bench before presenting the evidence. The parties’ concerns may warrant cautionary or limiting instructions, but the court cannot determine the ambit of such an instruction at this time. The Court will admit the evidence at issue only on a showing that it is relevant to the

issues in the case, and only to the extent that the relevance of the evidence outweighs its potential to cause prejudice or confusion under Fed. R. Evid. 403.

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