Baker v. Patrick

345 F. App'x 840
CourtCourt of Appeals for the Third Circuit
DecidedSeptember 18, 2009
DocketNo. 07-1766
StatusPublished

This text of 345 F. App'x 840 (Baker v. Patrick) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker v. Patrick, 345 F. App'x 840 (3d Cir. 2009).

Opinion

OPINION

SLOVITER, Circuit Judge.

Anthony Baker was convicted after a jury trial in the Court of Common Pleas of Philadelphia of third degree murder, conspiracy, and possession of an instrument of crime. He appeals the District Court’s denial of his petition for habeas corpus made on the ground that his trial counsel was ineffective for failing to interview and call at trial two potential alibi witnesses. We will affirm.

I.

Background

A. The Trial Court Proceedings

James Ward was murdered when two assailants shot him as he walked with three men on a Philadelphia street.

[841]*841On two occasions — first just after the murder and again several months later— Cleveland Scott, one of the men with whom Ward was walking, told detectives that he could not identify the assailants. However, he later identified from an array of photographs Tyreek Corbett and petitioner Baker, whom Scott had known for nine years, as the gunmen. At trial, Scott explained that his earlier statements to detectives were intentionally false because he feared retaliation.

Another witness, Marion Cooper, claimed that she, too, could identify the shooters from her vantage point through a second floor window in a nearby abandoned house. During her first interview by detectives, Cooper falsely identified two random men from the photographs that she was shown but later, like Scott, identified the real gunmen as Corbett and Baker. At trial, Cooper claimed that she had lied because she was frightened and had not wanted to get involved.

The court sentenced Baker to an aggregate of ten to twenty years of imprisonment.

B. The PCRA Proceedings

Baker filed a pro se petition under the Pennsylvania Post Conviction Relief Act (“PCRA”), 42 Pa. Cons.Stat. §§ 9541-9546, in relevant part arguing that trial counsel was ineffective for failing to interview and present at trial two purported alibi witnesses: Nakia Thrones, Baker’s live-in girlfriend at the time of the murder, and her sister, Takena Thrones. The PCRA Court held a hearing over three days and took testimony from the Thrones sisters, from Baker, from Baker’s mother, and from Baker’s trial counsel, Mark Green-berg.

Baker testified that, pre-trial, he had given Greenberg the Thrones sisters’ names as potential alibi witnesses, as well as the name of a friend named Cody who had visited Baker the day of the murder. Baker stated that he never told police about his alibi because it was only “during [his] incarceration” after “sitting and thinking about it over and over again” that he remembered that he had been in Na-kia’s apartment the night of Ward’s murder and that Takena had visited and told them that Ward had been shot. PCRA Tr. 11, Mar. 19, 2003. According to Baker, Greenberg had advised him not to call Nakia or Takena at trial because their close relationship with Baker and the one year time lapse between the date of the murder and the date when Baker was arrested would expose them to damaging impeachment. Baker admitted that he had agreed with Greenberg’s strategy to focus instead on undermining the prosecution’s case.

Sandra Baker, Baker’s mother, testified that she, too, told Greenberg about the Thrones sisters. Ms. Baker admitted, however, that she never introduced Nakia to Greenberg as an alibi witness even though she and Nakia had attended the trial together. Ms. Baker further acknowledged that, although she had addressed the quality of the Commonwealth’s case before the sentencing court, she did not mention any alibi witnesses.

Nakia testified generally that she was at home with Baker at the time of the murder. She also stated that one day, when she had jury duty, she stopped by Baker’s trial to “see what was going on” and met Greenberg, but that she did not discuss the alibi with him. PCRA Tr. 46, Mar. 19, 2003. She claimed that she did not tell the police that she could provide Baker an alibi because she “did not take [the murder charge] seriously because they probably could not get [Baker] on another charge and this was just an attempt to keep him incarcerated.” Id. at 51.

[842]*842Takena testified that she first became aware that Baker had been charged with Ward’s murder when she read about his conviction in the newspaper. She also asserted that on the night of the murder, she was at a friend’s house when they heard shots close enough that they “jumped down” to the floor and then looked out the window. About “two minutes” later, Take-na left that apartment to meet a friend who was giving her a car ride to Nakia’s home. Id. at 39. On the way, they passed the scene of Ward’s murder where friends informed her that Ward had been shot. When she arrived at Nakia’s apartment, Takena told Natía and Baker that Ward had been gunned down.

Greenberg testified that he had no recollection of being given the names of alibi witnesses. He emphasized that he had interviewed all of the individuals whose names he was given. Baker’s counsel produced a letter dated March 2, 1998 from Greenberg to Baker in which Greenberg quoted Baker as having said that he was “with Nikia [sic] ... at the time of the shooting with an individual named Coty [sic] LNU,” and had “heard from three different sources the day after the shooting that [Ward] had gotten shot.” App. at 104. When asked if this refreshed his memory, Greenberg said:

[A]s I stand here today five years later, I don’t remember whether or not I spoke to [Natía]. I can say, however, that Mrs. Baker ... was very involved in this case and very involved in giving me witnesses to interview; and I can only assume ... that ... I would have interviewed Nikia [sic] based on Mrs. Baker’s involvement....

PCRA Tr. 5, Mar. 9, 2003. The Court asked Greenberg point-blank whether “[i]f he had been given the name ‘Nikia’ [sic] as a possible alibi witness, [he] certainly would have conducted an investigation and interviewed that person[?]” Id. at 6. Greenberg answered “Yes,” explaining that it was his “given practice” that “if there’s a witness who has to be interviewed, [he] will interview that witness.” Id. For further support, Greenberg referenced a March 9, 1998 memo from himself to Baker stating that Greenberg had interviewed Cody and that Cody had told him that, on the night of the murder, Cody and Baker were together at Baker’s apartment watching television and smoking marijuana. In that same memo, Greenberg also noted that Cody’s version of events was “contrary to [Baker’s] statement ... that he was with his girlfriend as well,” and requested that Baker “review [the] memo carefully, and get back to [him] with ... comments.” App. at 107-08.

Greenberg testified that he would not have put on a witness whom he found to be incredible even if what she stated might appear “on paper” to help the defense because she might, in the end, make the defendant look bad. PCRA Tr. 11, Mar. 18, 2003. Greenberg speculated that Na-kia’s testimony would have done just that because, as he had advised Baker, the jury would have seen her as biased and questioned her ability to remember that night after a year-long time lapse.

Applying Pennsylvania law for ineffective assistance of counsel, which the parties recognize is materially the same as federal law, compare Strickland v. Washington,

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345 F. App'x 840, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-v-patrick-ca3-2009.