Baird v. Owczarek

93 A.3d 1222, 2014 WL 2199981, 2014 Del. LEXIS 231
CourtSupreme Court of Delaware
DecidedMay 28, 2014
DocketNo. 504, 2013
StatusPublished
Cited by13 cases

This text of 93 A.3d 1222 (Baird v. Owczarek) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baird v. Owczarek, 93 A.3d 1222, 2014 WL 2199981, 2014 Del. LEXIS 231 (Del. 2014).

Opinion

HOLLAND, Justice:

This is an appeal from a final judgment of the Superior Court that was entered after a jury verdict in favor of defendants-appellees, Frank R. Owczarek, M.D. (“Dr. Owczarek”), Eye Care of Delaware, LLC, and Cataract and Laser Center, LLC (collectively, the “Appellees”). The plaintiff-appellant, Thomas Baird (“Baird”), appeals on a number of grounds. We have concluded that the Superior Court’s failure to conduct any investigation into alleged egregious juror misconduct (internet research), which violated the Superior Court's direct instruction to refrain from consulting outside sources of information, constituted reversible error. In addition, the Superior Court’s failure to exclude evidence of informed consent in this medical negligence action also constituted reversible error. Accordingly, the judgments of the Superior Court are reversed and this matter is remanded for a new trial.1

Facts

On January 27, 2004, Baird underwent a LASIK2 procedure on both eyes performed by Dr. Owczarek. On October 14, 2009, Baird underwent a second LASIK surgery on his left eye — a LASIK “enhancement.” Baird alleged that as a result of the surgeries, he developed post-LASIK ectasia, a vision-threatening corneal disease that required a DALK3 procedure.

On September 30, 2011, Baird filed a medical negligence action, alleging that the Dr. Owczarek was negligent, not during his performance of the surgeries themselves, but in his decision to perform the surgeries in the first place. Baird also brought a claim, based on a lack of informed consent, which he later withdrew.

Having withdrawn his informed consent claim, Baird moved to exclude the defense of assumption of risk and evidence of informed consent. In the same motion, Baird requested that the trial judge exclude the expert testimony of Dr. Steven Siepser, the defendant’s standard of care expert. The trial judge denied the motions, but agreed to give a limiting instruction on the issue of informed consent.

An eight-day trial began on April 1, 2013. The jury returned a verdict in favor of the defendants. Over a two-week period following the trial, Juror No. 6 left a telephone message with Baird’s counsel and repeatedly attempted to contact the trial judge to inform him of juror misconduct. Eventually, Juror No. 6 wrote a letter to the trial judge alleging that Juror No. 9 had done internet research during the jury’s deliberations. Baird moved for [1226]*1226a new trial based upon the allegations of misconduct by Juror No. 6. After hearing oral argument, the trial judge summarily denied the motion for a new trial without conducting any investigation.

Delaware Constitution

The historical origins of the right to trial by jury which is provided for in the Delaware Constitution was reviewed by this Court in Claudio v. State.4 When the Delaware Constitution of 1792 was adopted, the right to trial by jury set forth in the federal Bill of Rights as the Sixth5 and Seventh6 Amendments to the United States Constitution was only a protection against action by the federal government.7 In Claudio, this Court noted that when Delaware adopted its Constitution in 1792, notwithstanding the ratification of the first ten amendments or federal Bill of Rights in 1791, it did not create “a mirror image of the United States Constitution” with regard to trial by jury.8

Following the adoption of the Fourteenth Amendment to the United States Constitution, the Sixth Amendment right to trial by jury in criminal proceedings has been deemed to have been incorporated by the Due Process clause and now also provides protection against state action.9 Nevertheless, the United States Supreme Court has not held that the Seventh Amendment’s guarantee of jury trials in civil proceedings was made applicable to the states by the incorporation doctrine10 with the adoption of the Fourteenth Amendment to the United States Constitution.11 Accordingly, the right to a jury trial in civil proceedings has always been and remains exclusively protected by provisions in the Delaware Constitution.12

Jury Determines Facts

When the Delaware Constitution was rewritten in 1897, the General Assembly included several significant provisions regarding the right to trial by jury. Article I of the 1897 Delaware Constitution was denominated for the first time as the “Bill of Rights.” Section 4 of that article provided for the right to trial by jury as “heretofore.” Article IV, Section 19 was a new addition in the 1897 Constitution and provided: “Judges shall not charge juries with respect to matters of fact, but may [1227]*1227state the questions of fact in issue and declare the law.”13 The reason given during the Constitutional Debates for the adoption of Section 19 was to ensure “that Judges shall confine themselves to their business, which is to adjudge the law and leave juñes to determine the facts.”14

In Storey, this Court characterized Section 19 as perpetuating Delaware’s commitment to trial by jury in civil actions at law with regard to issues of fact.15 In examining when a trial judge may set aside a jury verdict, this Court described Delaware’s long history of commitment to trial by jury.16 We explained that Section 19 reaffirmed Delaware’s commitment to the common law principles regarding trial by jury:

In the policy of the law of this state, declared by the courts in numberless decisions, the jury is the sole judge of the facts of a case, and so jealous is the law of this policy that by express provision of the Constitution the court is forbidden to touch upon the facts of the case in its charge to the jury.17

Accordingly, under the Delaware Constitution, an essential element of the right to trial by jury is for verdicts to be based solely on factual determinations that are made from the evidence presented at trial.18 The accused’s rights to eonfron-tation, cross-examination and the assistance of counsel19 assure the accuracy of the testimony which the jurors hear and safeguard the proper admission of other evidence.20 Those rights can be exercised effectively only if evidence is presented to the jury in the courtroom,21 where that evidence can be subjected to the adversarial process under the authoritative guidance of a trial judge. These principles are equally applicable to the parties’ rights in a Delaware civil jury trial. In addition, the Delaware Constitution provides that, in a civil proceeding that is appealed to this Court, “from a verdict of a jury, the findings of the jury, if supported by the evidence, shall be conclusive.”22

Ascertaining Juror Misconduct

The right to an impartial jury is compromised if even one juror is improperly influenced.23

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Cite This Page — Counsel Stack

Bluebook (online)
93 A.3d 1222, 2014 WL 2199981, 2014 Del. LEXIS 231, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baird-v-owczarek-del-2014.