Bainbridge v. Walton

104 F.2d 808, 26 C.C.P.A. 1417, 42 U.S.P.Q. (BNA) 138, 1939 CCPA LEXIS 206
CourtCourt of Customs and Patent Appeals
DecidedJune 26, 1939
DocketNo. 4141
StatusPublished
Cited by2 cases

This text of 104 F.2d 808 (Bainbridge v. Walton) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bainbridge v. Walton, 104 F.2d 808, 26 C.C.P.A. 1417, 42 U.S.P.Q. (BNA) 138, 1939 CCPA LEXIS 206 (ccpa 1939).

Opinion

Hatfield, Judge,

delivered the opinion of the court:

This is an appeal from the decision of the Board of Appeals of the United States Patent Office affirming the decision of the Examiner of Interferences awarding priority of invention of the subject matter defined in the five counts in issue to appellee, George William Walton.

The invention relates to photo-electric tubes, and, for the purpose of this decision, is sufficiently described in the counts in issue, of which count 1 is illustrative. It reads:

1. A photo-electric cell arrangement comprising a photo-electric cathode, a source of electrons, an anode and means for applying to said cathode, said source and said anode potentials of such magnitude that the path between said cathode and said anode has a negative resistance.

[1418]*1418The interference is between appellant’s application No. 389,066, filed August 28, 1929, and appellee’s application No. 427,880, filed February 12, 1980.

It is conceded by appellant that appellee is the senior party by virtue of his application (No. 4,965) filed in Great Britain February 14.1929.

The counts in issue originated in appellee’s involved application.

Appellant being the junior party, the burden was upon him to establish priority of invention by a preponderance of the evidence.

Appellee submitted no evidence, and relies upon the filing date of his British application (February 14, 1929) for conception and constructive reduction of the invention to practice.

Appellant introduced evidence for the purpose of establishing conception of the invention in June 1927, successful reduction to practice in September 1928, and diligence during the critical period at and immediately prior to the time appellee entered the field (February 14, 1929) and thereafter until appellant filed his application, August 28, 1929.

With the exception of evidence pertaining to certain tests made in July 1935 immediately prior to the submission of appellant’s evidence, which will be hereinafter discussed, the Examiner of Interferences, in his decision, reviewed and carefully analyzed the evidence submitted by appellant, and held that appellant was entitled to a date as early as June 10, 1927 for conception of the invention; that the evidence was insufficient to establish that appellant reduced the invention to practice prior to his filing date (August 28, 1929); and that it also failed to establish that appellant was diligent in reducing the invention to practice at and immediately prior to the time appel-lee entered the field (February 14, 1929), and thereafter until June 25.1929.

Although it did not expressly so state in its decision, the Board of Appeals evidently concurred in the decision of the Examiner of Interferences that appellant conceived the invention as early as June 10, 1927, and held, one member dissenting, that appellant had failed to establish either an actual reduction to practice or diligence during the critical period, and, accordingly, affirmed the decision of the Examiner of Interferences awarding priority of invention to appellee.

Due to: the fact that the Examiner of Interferences has carefully analyzed the evidence submitted by appellant, except as hereinbefore noted, we d,eem it unnecessary to review all of it here.

Appellant has clearly established that he conceived the invention on or about June 10, 1927. Relative to his claimed reduction to practice, appellant testified that he tested two tubes conforming to the counts in issue in September 1928 in the research laboratory of the [1419]*1419'General Electric Company at Schenectady, New York, and that those tubes operated successfully. The tubes were introduced in evidence as Exhibits E and L, and bear the Nos. 19,569 and 19,688, respectively, which were fused into the glass envelopes of the tubes.

William A. Buggies, one of appellant’s witnesses, testified that he was supervisor of vacuum tube work in the research laboratory of the General Electric Company at Schenectady, New York; that, in ■conformity with appellant’s request, he made six tubes, among which were Exhibits E and L; that Exhibit E was made on August 29, 1928, .and Exhibit L was made on September 24, 1928; that the tubes were ■delivered to appellant on or, about those dates; that at the time the tubes were delivered to appellant they were not in complete form, in that the plates were not sensitized and the tubes “were not exhausted.”

Appellant testified that the tubes were not in complete form when he received them, and that he “evacuated the tube and made the two plate electrodes photo-sensitive, and sealed the tube off from the ■evacuating system.”

Appellant identified his Exhibit G, which consists of seventeen pages of data, which data appellant said he obtained from the' tests ■claimed to have been made by him during the month of September 1928.

It further appears from the record that the tests allegedly made by appellant were not. witnessed by anyone, although the witness Dr. Saul Dushman, appellant’s immediate superior, under whom appellant was working during the summer and fall of 1928, testified that he knew in a general way the work being done by appellant, :and that, although he had no recollection of appellant showing him the test data (Exhibit G) at the time it was prepared or immedi.ately thereafter, he had no reason to doubt that appellant had shown it to him at about that time.

It appears from the record that subsequent to the making of the alleged tests in September 1928, appellant prepared a written report (Exhibit I), referred to in the record as appellant’s “Summer Be-port,” which includes the test data contained in Exhibit G, a part ■of which “was put in graph form.” The report was signed by appellant, and his signature was witnessed by Miss B. A. Becker and •the witness Lewis B. Koller, on January 3, 1929.

Counsel for appellant, evidently realizing that the evidence in their possession relative to the activities of appellant during August and ■September 1928 was not sufficient to, establish an actual reduction to practice, had the tube No. 19,569 (Exhibit E) tested on July 2, 1935. Those tests were made- by appellant and his witness Dr. Xewis B. Koller, a physicist, employed by the General Electric Com[1420]*1420pany, whose duties consisted of research work in photo-electric and thermionic devices in the research laboratory of that company.

Dr. Koller testified that, on July 2, 1935, he and appellant made tests on tube No. 19,569 (Exhibit E); that they “attempted to duplicate the conditions as they were described in Bainbridge’s report [Exhibit I] and * * * [that they] obtained excellent experimental agreement with the curves shown in” that report. The witness stated that that tube was found by him “stored in the cabinet with a group of tubes [presumably] made by Bainbridge,” and that it had been in the possession of his (Koller’s) department since the fall of 1928.

Relative to the evidence relied upon by appellant to establish actual reduction to practice by him in September 1928, the Board of Appeals stated, inter alia:

While Dr. Dushman, under whom Bainbridge was working', ancl Dr.

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Bluebook (online)
104 F.2d 808, 26 C.C.P.A. 1417, 42 U.S.P.Q. (BNA) 138, 1939 CCPA LEXIS 206, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bainbridge-v-walton-ccpa-1939.