BAILEY v. SWINDELL

District Court, N.D. Florida·Decided December 4, 2021·No. 3:15-cv-00390·Unknown

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF FLORIDA PENSACOLA DIVISION

KENNETH BAILEY,

Plaintiff,

v. Case No. 3:15cv390/MCR/HTC

SHAWN T. SWINDELL,

Defendant. /

ORDER1

Defendant Shawn T. Swindell’s Renewed Motion for Judgment as a Matter of Law, or Alternatively, Motion for Remittitur, is now before the Court. See ECF No. 283. Having considered the law, the record, and the parties’ arguments, the Court rules as follows. This is an action for deprivation of civil rights. As relevant to the instant motion, Plaintiff Kenneth Bailey alleged that Defendant Shawn T. Swindell, a deputy employed by the Santa Rosa County Sheriff’s Office, detained him without reasonable suspicion, arrested him without probable cause, and entered his home to initiate the arrest without a warrant or exigent circumstances justifying the

1 The Court assumes the parties’ familiarity with the claims, defenses, and evidentiary record in this case. Thus, this Order recites only those facts necessary to the resolution of Defendant Shawn T. Swindell’s motion for judgment as a matter of law. warrantless entry. Based on those allegations, Bailey asserted claims for false arrest/unlawful entry under federal and state law against Deputy Swindell.2 This

Court granted summary judgment to Deputy Swindell on the false arrest/unlawful entry claims on the basis of qualified immunity, and the Eleventh Circuit reversed and vacated that judgment. See Bailey v. Swindell, 940 F.3d 1295, 1303-04 (11th

Cir. 2019). More specifically, the Eleventh Circuit held that Deputy Swindell was not entitled to qualified immunity at the summary judgment stage because the record at that time—viewed in the light most favorable to Bailey—showed that the deputy initiated Bailey’s arrest while he was “completely inside his parents’ home,” see id.

at 1301, without a warrant or exigent circumstances justifying a warrantless entry, which “violated clearly established Fourth Amendment . . . protection[s] against unreasonable seizures,” see id. at 1303-04. With qualified immunity removed from

the case (for summary judgment purposes, at least), Bailey’s false arrest/unlawful entry claims were reinstated for a trial on the merits. A four-day jury trial was held on June 1-4, 2021. At the close of Bailey’s case-in-chief, Deputy Swindell moved for judgment as a matter of law on the basis

2 Bailey’s complaint also asserted claims for excessive force, battery, and stalking against Deputy Swindell, as well as claims against the Santa Rosa County Sheriff (false arrest, battery, and a public records violation under state law) and another Sheriff’s deputy (stalking and assault). His excessive force and battery claims previously went to trial and the jury returned a verdict in favor of Deputy Swindell; Bailey never challenged that verdict on appeal. The remaining state law claims were remanded to state court. of qualified immunity, among other issues. See ECF No. 282-3 at 73. The Court took the motion under advisement. Consistent with Federal Rule of Civil Procedure

49(a), special verdict interrogatories were given to the jury on each issue of fact to be resolved in connection with its verdict. See Verdict Form, ECF No. 273. The jury returned a verdict in favor of Bailey, specifically finding as follows: (1) Deputy

Swindell had reasonable suspicion to detain Bailey for a law enforcement investigation; (2) Deputy Swindell had probable cause to arrest Bailey for knowingly resisting, obstructing, or opposing a law enforcement officer who was engaged in the lawful execution of a legal duty; (3) the arrest was initiated outside of Bailey’s

parents’ home; (4) no exigent circumstances justified Deputy Swindell’s warrantless entry into the home to complete the arrest; (5) Deputy Swindell’s conduct caused Bailey’s injuries; and (6) Bailey should be awarded $625,000 in compensatory

damages. See id. Deputy Swindell has now filed a renewed motion for judgment as a matter of law on grounds that the jury’s verdict compels a finding that he is entitled to qualified immunity. The doctrine of qualified immunity shields government officials performing

discretionary functions from personal liability for civil damages “insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Pearson v.

Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). Recognition of qualified immunity “reflects an attempt to balance competing values: not only the importance of a damages remedy to protect the rights

of citizens, but also the need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority.” Simmons v. Bradshaw, 879 F.3d 1157, 1162 (11th Cir. 2018).

To that end, the doctrine gives officials room to make reasonable but mistaken judgments about open legal questions. See Malley v. Briggs, 475 U.S. 335, 343 (1986). When properly applied, it protects “all but the plainly incompetent or those who knowingly violate the law.” Id. at 341.

The availability of the qualified immunity defense is a legal question to be decided by the court and cannot be submitted to a jury. Simmons, 879 F.3d at 1163; Cottrell v. Caldwell, 85 F.3d 1480, 1488 (11th Cir. 1996). Where, as here, qualified

immunity was denied at summary judgment based on a determination that its availability turned on a genuine issue of material fact, the defense “remains intact,” the case proceeds to trial, and a jury decides the historical facts bearing on qualified immunity. See Simmons, 879 F.3d at 1164. However, the jury does not apply the

law of qualified immunity to the historical facts it finds. See id. at 1166. Rather, on a defendant’s timely motion for judgment as a matter of law under Rule 50, the court uses the jury’s factual findings to render its legal determination on the issue of

qualified immunity. See id. at 1164-65. “In other words, the question of what circumstances existed at the time of the encounter is a question of fact for the jury— but the question of whether the officer’s perceptions and attendant actions were

objectively reasonable under those circumstances[, in light of clearly established law,] is a question of law for the court.” See id. at 1164. For qualified immunity to apply, a government official first must establish he

was acting within his discretionary authority when the allegedly unlawful acts occurred. Lee v. Ferraro, 284 F.3d 1188, 1194 (11th Cir. 2002). Once this showing is made, the burden shifts to the plaintiff to show that the official is not entitled to qualified immunity. Id. To overcome qualified immunity, the plaintiff must

establish that: (1) the official’s conduct violated a statutory or constitutional right; and (2) the right at issue was clearly established at the time of the violation such that every reasonable official would have understood his conduct was unlawful in the

circumstances he confronted. Saucier v. Katz, 533 U.S. 194, 201-02 (2001). A right is clearly established where existing precedent “placed the statutory or constitutional question beyond debate and thus g[ave] the official fair warning that his conduct violated the law.” Ashcroft v. al-Kidd, 563 U.S.

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