Baer v. Regents of the University of California

1999 NMCA 005, 972 P.2d 9, 126 N.M. 508
New Mexico Court of Appeals·Decided October 30, 1998·No. 18,560·Published·Cited by 17 cases

Opinion

OPINION

BOSSON, Judge.

{1} In this medical negligence appeal we examine the question of causation and recovery of damages based on a so-called “loss of a chance.” 1 We discuss the circumstances under which the victim of a negligent misdiagnosis of a preexisting medical condition, like a terminal disease, may recover, at least partially, for wrongful death, even when the victim’s chance of recovery with a correct diagnosis would have been less than 50%. In this case the district court applied an appropriate legal theory of recovery, but it nonetheless directed a verdict for Defendant because there was insufficient evidence at trial to show a causal connection between the misdiagnosis and Plaintiffs death. Based on these deficiencies in the evidence, we affirm the judgment for Defendant.

BACKGROUND

{2} This lawsuit was previously before this Court on a motion for summary judgment. See Baer v. Regents of Univ. of California, 118 N.M. 685, 884 P.2d 841 (Ct.App.1994). The facts set forth in that opinion remain essentially unchanged, and we summarize them here in the light most favorable to Plaintiffs position, as we must do in reviewing a directed verdict for the defense. See Melnick v. State Farm Mut. Auto. Ins. Co., 106 N.M. 726, 728-29, 749 P.2d 1105, 1107-08 (1988) (discussing standard of proof in reviewing directed verdict).

{3} Helmut Baer was employed as a nuclear physicist at Los Alamos National Laboratories (LANL). As part of the regular employment practice at LANL, Baer was required to undergo periodic physical examinations. During his 1985 exam, chest x-rays revealed a lesion in the right lung. A little over one year later, the lesion was interpreted as benign, but the doctor recommended periodic exams and x-rays for the future. As late as 1988, x-rays failed to reveal any changes in the lesion, and another follow-up visit was recommended. In July 1989, Baer was reexamined at LANL by a physician’s assistant, James Pederson, but not by a medical doctor. For the first time no chest x-rays were taken, and Pederson offered Baer no medical advice concerning the lesion. A year later, Baer was independently diagnosed as having large cell carcinoma, and despite subsequent medical treatment, Baer died in October 1991. It was alleged at trial that Pederson inadequately reviewed Baer’s medical history and negligently failed to order follow-up x-rays.

{4} Baer’s widow initiated this wrongful death lawsuit as the personal representative of her husband’s estate. Her complaint alleged that during the 1989 examination, Pederson negligently failed to diagnose a cancerous nodule in Baer’s lungs. At trial, Plaintiff presented expert testimony that Pederson had departed from the accepted standard of medical practice in the community in that considering Baer’s medical history, Pederson’s examination should have included a follow-up x-ray. However, Plaintiff did not present evidence that Baer more likely than not had cancer at the time of Pederson’s exam or that the cancer would have been reasonably detectable by the omitted x-ray. On cross examination, Defendant elicited an admission from Plaintiffs expert that it would be “absolutely pure speculation” to say whether an x-ray taken in 1989 would have shown the cancer that was ultimately discovered in 1990.

{5} At the close of Plaintiffs case, Defendant argued that on this state of the record, Pederson’s failure to order an x-ray could not be proximately connected to Baer’s death or the loss of a chance of recovery. The district court agreed and directed a verdict for Defendant, finding in part that “even if ¿Pederson] were negligent, such negligence has not, as a matter of law, been shown to be a proximate cause of [Plaintiffs injuries and damages.” On appeal, Plaintiff argues that (1) Plaintiff is entitled to recover for Baer’s lost chance of survival even if that chance was less than 50%, and (2) there was sufficient evidence of proximate cause connecting Defendant’s medical negligence to Baer’s loss of a chance to submit the case to a jury.

DISCUSSION

{6} This Court has never directly addressed the question of whether a person with a preexisting medical condition, whose chance of recovery is reduced because of medical negligence, can recover for that lost chance if the odds of recovery would have been less than 50% even with the correct medical treatment.

Loss of a Chance

{7} Under established principles of tort theory, negligence must proximately cause an injury for the defendant to be liable for the resulting damages. See Coleman v. Eddy Potash, Inc., 120 N.M. 645, 650, 905 P.2d 185, 190 (1995). Thus, a plaintiff must prove that the defendant’s negligence more likely than not caused the injury, or was a cause of the injury, for which the plaintiff seeks recovery. As a consequence, a plaintiff with a preexisting medical condition such as cancer, whose chance of survival due to the condition is less than 50% (less likely than not) before any negligence occurs, cannot sue a negligent medical care provider for the entire value of the plaintiffs lost life. See Baca v. Baca, 81 N.M. 734, 740, 472 P.2d 997, 1003 (Ct.App.1970) (requiring a probability, not a mere possibility of recovery, to sue in negligence for entire loss of life); see also Alfonso v. Lund, 783 F.2d 958, 963-65 (10th Cir.1986) (citing Buchanan v. Downing, 74 N.M. 423, 394 P.2d 269 (1964) (discussing that in New Mexico proximate cause must be shown as a probability, rather than a possibility, that the plaintiff would have recovered)); Rival v. Atchison, Topeka & Santa Fe Ry. Co., 62 N.M. 159, 167, 306 P.2d 648, 653 (1957). The rule in these cases only measures what a plaintiff cannot recover. These cases do not address the possibility of recovering for a subset of the plaintiffs damages.

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Baer v. Regents of the University of California, 1999 NMCA 005, 972 P.2d 9, 126 N.M. 508 (N.M. Ct. App. 1998).

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