1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 AZLYNNE HOARD and CHIQUITA Case No.: 24-CV-1133 JLS (VET) PLENTY, individually and on behalf of 12 themselves and all others similarly ORDER DENYING MOTIONS TO 13 situated, SEAL
14 Plaintiffs, (ECF Nos. 60, 76, 79, 82) 15 v. 16 CAPITAL ONE, N.A., 17 Defendant. 18 19 Presently before the Court are various motions for leave to file documents under seal 20 in this matter: (1) Plaintiffs Azlynne Hoard’s and Chiquita Plenty’s Motion for Leave to 21 File Documents Under Seal Regarding Plaintiffs’ Motion for Class Certification (“Mot. to 22 Seal re Class Cert.,” ECF No. 60); (2) Defendant Capital One, N.A.’s Motion for Leave to 23 File Documents Under Seal Regarding Defendant’s Opposition to Plaintiffs’ Motion for 24 Class Certification (“Mot. to Seal re Opp’n,” ECF No. 76); (3) Defendant’s Motion for 25 Leave to File Documents Under Seal Regarding Defendant’s Motion to Exclude Plaintiffs’ 26 Expert Prof. Ronald J. Mann (“Mot. to Seal re Mot. to Exclude,” ECF No. 79); and (4) 27 Defendant’s Motion for Leave to File Documents Under Seal Regarding Defendant’s 28 Motion to Strike Plaintiffs’ Deposition Errata (“Mot. to Seal re Mot. to Strike,” 1 ECF No. 82). 2 Given the overlap in issues related to this matter and mutual deficiencies in the 3 Parties’ motions to seal, the Court finds it appropriate to address the motions to seal in 4 tandem. Having considered the law and the Parties’ motions, the Court DENIES the 5 motions to seal (ECF Nos. 60, 76, 79, 82). 6 LEGAL STANDARD 7 “[T]he courts of this country recognize a general right to inspect and copy public 8 records and documents, including judicial records and documents.” Nixon v. Warner 9 Commc’ns, Inc., 435 U.S. 589, 597 (1978). “Unless a particular court record is one 10 ‘traditionally kept secret,’ a ‘strong presumption in favor of access’ is the starting point.” 11 Kamakana v. City & County of Honolulu, 447 F.3d 1172, 1178 (9th Cir. 2006) (citing Foltz 12 v. State Farm Mut. Auto Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption 13 of access is ‘based on the need for federal courts, although independent—indeed, 14 particularly because they are independent—to have a measure of accountability and for the 15 public to have confidence in the administration of justice.’” Ctr. for Auto Safety v. Chrysler 16 Grp., LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting United States v. Amodeo, 71 F.3d 17 1044, 1048 (2d Cir. 1995)). 18 A party seeking to seal a judicial record bears the burden of overcoming the strong 19 presumption of access. Foltz, 331 F.3d at 1135. The showing required to meet this burden 20 depends upon whether the documents to be sealed relate to a motion that is “more than 21 tangentially related to the merits of the case.” Ctr. for Auto Safety, 809 F.3d at 1102. When 22 the underlying motion is more than tangentially related to the merits, the “compelling 23 reasons” standard applies. Id. at 1096–98. When the underlying motion does not surpass 24 the tangential relevance threshold, the “good cause” standard applies. Id. Under either 25 standard, “an order sealing the documents must be narrowly drawn to seal only those 26 portions of the record that, upon a balancing of the relevant interests, ought to be sealed.” 27 Acad. of Motion Picture Arts & Scis. v. GoDaddy.com, Inc., No. CV 10-03738-AB (CWX), 28 2015 WL 12698301, at *1 (C.D. Cal. Jan. 22, 2015) (collecting cases). 1 “In general, ‘compelling reasons’ sufficient to outweigh the public’s interest in 2 disclosure and justify sealing court records exists when such ‘court files might have 3 become a vehicle for improper purposes,’ such as the use of records to gratify private spite, 4 promote public scandal, circulate libelous statements, or release trade secrets.” Kamakana, 5 447 F.3d at 1179 (quoting Nixon, 435 U.S. at 598). However, “[t]he mere fact that the 6 production of records may lead to a litigant’s embarrassment, incrimination, or exposure 7 to further litigation will not, without more, compel the court to seal its records.” Id. (citing 8 Foltz, 331 F.3d at 1136). The decision to seal documents is “one best left to the sound 9 discretion of the trial court” upon consideration of “the relevant facts and circumstances of 10 the particular case.” Nixon, 435 U.S. at 589, 599. 11 Under the “compelling reasons” standard, the party seeking protection must “present 12 ‘articulable facts’ identifying the interests favoring continued secrecy and . . . show that 13 these specific interests overc[o]me the presumption of access by outweighing the ‘public 14 interest in understanding the judicial process.’” Kamakana, 447 F.3d at 1181 (internal 15 citations omitted) (first quoting Foltz, 331 F.3d at 1136; and then quoting Hagestad v. 16 Tragesser, 49 F.3d 1430, 1434 (9th Cir. 1995)). “The movant must make this required 17 particularized showing for each document it seeks to seal.” Avnet, Inc. v. Avana Techs. 18 Inc., No. 2:13-CV-00929-GMN, 2014 WL 4181831, at *1 (D. Nev. Aug. 20, 2014) (citing 19 San Jose Mercury News, Inc. v. U.S. Dist. Ct., 187 F.3d 1096, 1103 (9th Cir. 1999)). And 20 if the movant wishes to seal an entire document, they must show that their compelling 21 interest cannot be protected by redacting only the sensitive portions of said document. See 22 In re Roman Cath. Archbishop, 661 F.3d 417, 425 (9th Cir. 2011); Foltz, 331 F.3d at 1136– 23 37. If, by contrast, compelling reasons do not support sealing an entire document, the 24 movant must offer compelling reasons to seal each portion of the documents they believe 25 should be sealed. See Apex.AI, Inc. v. Langmead, No. 5:23-CV-02230-BLF, 2023 WL 26 4157629, at *1 (N.D. Cal. June 23, 2023); see also In re Roman Cath. Archbishop, 661 27 F.3d at 425. 28 / / / 1 To show good cause, the moving party must make a “particularized showing . . . 2 with respect to any individual document,” San Jose Mercury News, Inc., 187 F.3d at 1103, 3 that “specific prejudice or harm will result if no protective order is granted,” Phillips ex 4 rel. Ests. of Byrd, 307 F.3d 1206, 1210–11 (9th Cir. 2002). “Simply mentioning a general 5 category of privilege, without any further elaboration or any specific linkage with the 6 documents, does not satisfy the burden.” Kamakama, 447 F.3d at 1184. Likewise, 7 “[b]road allegations of harm, unsubstantiated by specific examples or articulated 8 reasoning,” are also insufficient. Phillips, 307 F.3d at 1211. Further, if the movant wishes 9 to seal an entire document, it must show that the possibility of prejudice or harm would not 10 be defeated by redacting only the sensitive portions of said document. See In re Roman 11 Cath. Archbishop, 661 F.3d at 425; Foltz, 331 F.3d at 1137. 12 ANALYSIS 13 I. Motions to Seal Regarding Plaintiffs’ Motion for Class Certification 14 Plaintiffs seek to file under seal portions of and exhibits submitted with their Motion 15 for Class Certification (ECF No 62). See generally ECF No. 60. Plaintiffs contend that 16 their Motion for Class Certification relies heavily upon materials designated as confidential 17 pursuant to the Protective Order (ECF No. 33) in this matter, including documents related 18 to Defendant’s business, Defendant’s interrogatory responses, and various deposition 19 transcripts. Id. at 3.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 AZLYNNE HOARD and CHIQUITA Case No.: 24-CV-1133 JLS (VET) PLENTY, individually and on behalf of 12 themselves and all others similarly ORDER DENYING MOTIONS TO 13 situated, SEAL
14 Plaintiffs, (ECF Nos. 60, 76, 79, 82) 15 v. 16 CAPITAL ONE, N.A., 17 Defendant. 18 19 Presently before the Court are various motions for leave to file documents under seal 20 in this matter: (1) Plaintiffs Azlynne Hoard’s and Chiquita Plenty’s Motion for Leave to 21 File Documents Under Seal Regarding Plaintiffs’ Motion for Class Certification (“Mot. to 22 Seal re Class Cert.,” ECF No. 60); (2) Defendant Capital One, N.A.’s Motion for Leave to 23 File Documents Under Seal Regarding Defendant’s Opposition to Plaintiffs’ Motion for 24 Class Certification (“Mot. to Seal re Opp’n,” ECF No. 76); (3) Defendant’s Motion for 25 Leave to File Documents Under Seal Regarding Defendant’s Motion to Exclude Plaintiffs’ 26 Expert Prof. Ronald J. Mann (“Mot. to Seal re Mot. to Exclude,” ECF No. 79); and (4) 27 Defendant’s Motion for Leave to File Documents Under Seal Regarding Defendant’s 28 Motion to Strike Plaintiffs’ Deposition Errata (“Mot. to Seal re Mot. to Strike,” 1 ECF No. 82). 2 Given the overlap in issues related to this matter and mutual deficiencies in the 3 Parties’ motions to seal, the Court finds it appropriate to address the motions to seal in 4 tandem. Having considered the law and the Parties’ motions, the Court DENIES the 5 motions to seal (ECF Nos. 60, 76, 79, 82). 6 LEGAL STANDARD 7 “[T]he courts of this country recognize a general right to inspect and copy public 8 records and documents, including judicial records and documents.” Nixon v. Warner 9 Commc’ns, Inc., 435 U.S. 589, 597 (1978). “Unless a particular court record is one 10 ‘traditionally kept secret,’ a ‘strong presumption in favor of access’ is the starting point.” 11 Kamakana v. City & County of Honolulu, 447 F.3d 1172, 1178 (9th Cir. 2006) (citing Foltz 12 v. State Farm Mut. Auto Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption 13 of access is ‘based on the need for federal courts, although independent—indeed, 14 particularly because they are independent—to have a measure of accountability and for the 15 public to have confidence in the administration of justice.’” Ctr. for Auto Safety v. Chrysler 16 Grp., LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting United States v. Amodeo, 71 F.3d 17 1044, 1048 (2d Cir. 1995)). 18 A party seeking to seal a judicial record bears the burden of overcoming the strong 19 presumption of access. Foltz, 331 F.3d at 1135. The showing required to meet this burden 20 depends upon whether the documents to be sealed relate to a motion that is “more than 21 tangentially related to the merits of the case.” Ctr. for Auto Safety, 809 F.3d at 1102. When 22 the underlying motion is more than tangentially related to the merits, the “compelling 23 reasons” standard applies. Id. at 1096–98. When the underlying motion does not surpass 24 the tangential relevance threshold, the “good cause” standard applies. Id. Under either 25 standard, “an order sealing the documents must be narrowly drawn to seal only those 26 portions of the record that, upon a balancing of the relevant interests, ought to be sealed.” 27 Acad. of Motion Picture Arts & Scis. v. GoDaddy.com, Inc., No. CV 10-03738-AB (CWX), 28 2015 WL 12698301, at *1 (C.D. Cal. Jan. 22, 2015) (collecting cases). 1 “In general, ‘compelling reasons’ sufficient to outweigh the public’s interest in 2 disclosure and justify sealing court records exists when such ‘court files might have 3 become a vehicle for improper purposes,’ such as the use of records to gratify private spite, 4 promote public scandal, circulate libelous statements, or release trade secrets.” Kamakana, 5 447 F.3d at 1179 (quoting Nixon, 435 U.S. at 598). However, “[t]he mere fact that the 6 production of records may lead to a litigant’s embarrassment, incrimination, or exposure 7 to further litigation will not, without more, compel the court to seal its records.” Id. (citing 8 Foltz, 331 F.3d at 1136). The decision to seal documents is “one best left to the sound 9 discretion of the trial court” upon consideration of “the relevant facts and circumstances of 10 the particular case.” Nixon, 435 U.S. at 589, 599. 11 Under the “compelling reasons” standard, the party seeking protection must “present 12 ‘articulable facts’ identifying the interests favoring continued secrecy and . . . show that 13 these specific interests overc[o]me the presumption of access by outweighing the ‘public 14 interest in understanding the judicial process.’” Kamakana, 447 F.3d at 1181 (internal 15 citations omitted) (first quoting Foltz, 331 F.3d at 1136; and then quoting Hagestad v. 16 Tragesser, 49 F.3d 1430, 1434 (9th Cir. 1995)). “The movant must make this required 17 particularized showing for each document it seeks to seal.” Avnet, Inc. v. Avana Techs. 18 Inc., No. 2:13-CV-00929-GMN, 2014 WL 4181831, at *1 (D. Nev. Aug. 20, 2014) (citing 19 San Jose Mercury News, Inc. v. U.S. Dist. Ct., 187 F.3d 1096, 1103 (9th Cir. 1999)). And 20 if the movant wishes to seal an entire document, they must show that their compelling 21 interest cannot be protected by redacting only the sensitive portions of said document. See 22 In re Roman Cath. Archbishop, 661 F.3d 417, 425 (9th Cir. 2011); Foltz, 331 F.3d at 1136– 23 37. If, by contrast, compelling reasons do not support sealing an entire document, the 24 movant must offer compelling reasons to seal each portion of the documents they believe 25 should be sealed. See Apex.AI, Inc. v. Langmead, No. 5:23-CV-02230-BLF, 2023 WL 26 4157629, at *1 (N.D. Cal. June 23, 2023); see also In re Roman Cath. Archbishop, 661 27 F.3d at 425. 28 / / / 1 To show good cause, the moving party must make a “particularized showing . . . 2 with respect to any individual document,” San Jose Mercury News, Inc., 187 F.3d at 1103, 3 that “specific prejudice or harm will result if no protective order is granted,” Phillips ex 4 rel. Ests. of Byrd, 307 F.3d 1206, 1210–11 (9th Cir. 2002). “Simply mentioning a general 5 category of privilege, without any further elaboration or any specific linkage with the 6 documents, does not satisfy the burden.” Kamakama, 447 F.3d at 1184. Likewise, 7 “[b]road allegations of harm, unsubstantiated by specific examples or articulated 8 reasoning,” are also insufficient. Phillips, 307 F.3d at 1211. Further, if the movant wishes 9 to seal an entire document, it must show that the possibility of prejudice or harm would not 10 be defeated by redacting only the sensitive portions of said document. See In re Roman 11 Cath. Archbishop, 661 F.3d at 425; Foltz, 331 F.3d at 1137. 12 ANALYSIS 13 I. Motions to Seal Regarding Plaintiffs’ Motion for Class Certification 14 Plaintiffs seek to file under seal portions of and exhibits submitted with their Motion 15 for Class Certification (ECF No 62). See generally ECF No. 60. Plaintiffs contend that 16 their Motion for Class Certification relies heavily upon materials designated as confidential 17 pursuant to the Protective Order (ECF No. 33) in this matter, including documents related 18 to Defendant’s business, Defendant’s interrogatory responses, and various deposition 19 transcripts. Id. at 3. Plaintiffs maintain “no further position” on the confidentiality 20 designations and submit that “the burden is on the producing party to show why the 21 document or information it has designated as confidential should remain as such.” Id. 22 Defendant likewise seeks to file under seal portions of and exhibits submitted with its 23 Opposition to Plaintiffs’ Motion for Class Certification (ECF No. 78). See generally ECF 24 No. 76. Defendant contends that its Opposition substantially refers to and relies on 25 documents previously designated as confidential pursuant to the Protective Order. Id. 26 The compelling reasons standard applies to the Parties’ motions to seal since a 27 motion for class certification is more than tangentially related to the merits of the case. See 28 Weisberg v. Takeda Pharms. U.S.A., Inc., No. CV 18-784 PA (JCX), 2018 WL 6252458, 1 at *2 n.1 (C.D. Cal. July 3, 2018) (collecting cases). Neither Plaintiffs nor Defendant offer 2 any reasons beyond the documents’ confidentiality designations as grounds for granting 3 leave to seal the documents. See generally ECF Nos. 60, 76. The Parties thus fail to 4 overcome the strong presumption of access to judicial records and documents. See Foltz, 5 331 F.3d at 1135. The Court also notes that an existing protective order is not in itself 6 automatic grounds for subsequently granting leave to file documents under seal. See 7 Kamakana, 447 F.3d at 1183 (first citing Foltz, 331 F.3d at 1138; then citing Beckman 8 Indus., Inc. v. Int’l Ins. Co., 966 F.2d 470, 475–76 (9th Cir. 1992)). 9 Accordingly, the Court DENIES Plaintiffs’ Motion for Leave to File Documents 10 Under Seal Regarding Plaintiffs’ Motion for Class Certification (ECF No. 60) and 11 Defendant’s Motion for Leave to File Documents Under Seal Regarding Defendant’s 12 Opposition to Plaintiffs’ Motion for Class Certification (ECF No. 76). 13 II. Defendant’s Motion to Seal Regarding Defendant’s Motion to Exclude 14 Plaintiffs’ Expert Prof. Ronald J. Mann 15 Defendant seeks to file under seal portions of and exhibits submitted with its Motion 16 to Exclude Plaintiffs’ Expert Prof. Ronald J. Mann (ECF No. 81). See generally ECF 17 No. 79. Defendant submits that its Motion to Exclude relies upon deposition testimony 18 and record evidence designated as confidential pursuant to the Protective Order. Id. at 1. 19 Because Defendant’s underlying Motion to Exclude is not more than tangentially 20 related to the merits of the case, the less stringent good cause standard applies. See Ctr. 21 for Auto Safety, 809 F.3d at 1099 (noting that “nondispositive motions are sometimes not 22 related, or only tangentially related, to the merits of a case”). The good cause standard 23 nonetheless requires a showing of specific harm as to each document a party seeks to file 24 under seal. See San Jose Mercury News, Inc., 187 F.3d at 1103; Phillips ex rel. Ests. of 25 Byrd, 307 F.3d at 1210–11. 26 Here, Defendant’s Motion to Seal regarding its Motion to Exclude suffers from the 27 same deficiencies as its Motion to Seal regarding its Opposition in that it fails to identify 28 any reasons beyond the documents’ confidentiality designations as grounds for leave to file 1 the documents under seal. As noted above, Defendant’s reliance on the Protective Order 2 alone is insufficient for the Court to grant leave to file under seal. See Stoba v. 3 Saveology.com, LLC, No. 13-CV-02925-BAS(NLS), 2016 WL 1257501, at *2 (S.D. Cal. 4 Mar. 31, 2016) (“A blanket protective order is not itself sufficient to show ‘good cause’ for 5 sealing particular documents.”) (first citing Foltz, 331 F.3d at 1133; then citing Beckman 6 Indus., Inc., 966 F.2d at 476; and then citing San Jose Mercury News, Inc., 187 F.3d at 7 1103). 8 Accordingly, the Court DENIES Defendant’s Motion for Leave to File Documents 9 Under Seal Regarding Defendant’s Motion to Exclude Plaintiffs’ Expert Prof. Ronald J. 10 Mann (ECF No. 79). 11 III. Defendant’s Motion to Seal Regarding Defendant’s Motion to Strike Plaintiffs’ 12 Deposition Errata 13 Defendant seeks to file under seal portions of and exhibits submitted with its Motion 14 to Strike Plaintiffs’ Deposition Errata (ECF No. 84). See generally ECF No. 82. Defendant 15 submits that its Motion to Exclude relies in part upon an email that Defendant sent to 16 Plaintiff Azlynne Hoard designated as confidential pursuant to the Protective Order. Id. at 17 3. 18 Because Defendant’s underlying Motion to Strike is not more than tangentially 19 related to the merits of the case, the less stringent good cause standard applies. See Ctr. 20 for Auto Safety, 809 F.3d at 1099. Again, Defendant’s Motion to Seal regarding its Motion 21 to Strike fails to identify any reasons beyond the email’s confidentiality designation as 22 grounds for leave to file it under seal. See San Jose Mercury News, Inc., 187 F.3d at 1103; 23 Phillips ex rel. Ests. of Byrd, 307 F.3d at 1210–11. And Defendant’s reliance on the 24 Protective Order alone is insufficient for the Court to grant leave to file under seal. See 25 Stoba¸ 2016 WL 1257501, at *2 (citations omitted). 26 Accordingly, the Court DENIES Defendant’s Motion for Leave to File Documents 27 Under Seal Regarding Defendant’s Motion to Strike Plaintiffs’ Deposition Errata (ECF 28 No. 82). 1 CONCLUSION 2 In light of the foregoing, the Court (1) DENIES Plaintiffs’ Motion for Leave to File 3 || Documents Under Seal Regarding Plaintiffs’ Motion for Class Certification (ECF No. 60); 4 ||(2) DENIES Defendant’s Motion for Leave to File Documents Under Seal Regarding 5 ||Defendant’s Opposition to Plaintiffs’ Motion for Class Certification (ECF No. 76); (3) 6 || DENIES Defendant’s Motion for Leave to File Documents Under Seal Regarding 7 || Defendant’s Motion to Exclude Plaintiffs’ Expert Prof. Ronald J. Mann (ECF No. 79); and 8 DENIES Defendant’s Motion for Leave to File Documents Under Seal Regarding 9 || Defendant’s Motion to Strike Plaintiffs’ Deposition Errata (ECF No. 82). 10 IT IS SO ORDERED. 11 Dated: October 28, 2025 tt 12 pen Janis L. Sammartino B3 United States District Judge 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28