Azle Manor, Inc. and Azle Manor I, L.L.C. v. Harold R. Vaden, Individually and on Behalf of the Estate of Joyce Vaden

Court of Appeals of Texas·Decided November 6, 2008·No. 02-08-00115-CV·Published

Opinion

COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 2-08-115-CV

AZLE MANOR, INC. AND APPELLANTS AZLE MANOR I, L.L.C.

V.

HAROLD R. VADEN, INDIVIDUALLY APPELLEE AND ON BEHALF OF THE ESTATE OF JOYCE VADEN, DECEASED

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FROM THE 153RD DISTRICT COURT OF TARRANT COUNTY ------------

MEMORANDUM OPINION 1

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In this interlocutory appeal, Appellants Azle Manor and Azle Manor I, L.L.C. challenge the trial court’s order denying their motion to dismiss Appellee Harold Vaden’s medical malpractice claim for failure to file an adequate expert

1 … See Tex. R. App. P. 47.4.

report under civil practice and remedies code section 74.351. We affirm in part and reverse and render in part.

Background

Appellants operate the Azle Manor nursing home. Vaden’s wife, Joyce, was an Azle Manor resident. Vaden sued Appellants, alleging that they had negligently allowed Joyce to slip from a shower chair and fall to the floor, breaking some of her bones. According to Vaden, nursing home personnel did not discover her fractures until several days after the accident, and Joyce ultimately died from her injuries.

Vaden served Appellants with two expert reports, one from Carol Massey, R.N. and the other from James Laughlin, D.O. Massey’s report addresses standards of care and the breach of those standards as they concern the nurses at Azle Manor, but it does not mention Appellants. Dr. Laughlin’s report addresses only causation and does not mention Appellants. Appellants moved to dismiss Vaden’s claims, arguing that his expert reports did not satisfy the requirements of section 74.351 of the civil practice and remedies code. See Tex. Civ. Prac. & Rem. Code Ann. § 74.351 (Vernon Supp. 2008). The trial court denied Appellants’ motion, and they filed this interlocutory appeal.

Discussion

In a health care liability claim, a claimant must serve an expert report on each defendant no later than the 120th day after the claim is filed. Id. § 74.351(a). If the claimant does not serve an expert report on a defendant physician or health care provider within the 120-day period, then on the motion of the affected physician or health care provider, the trial court must dismiss the claim with prejudice. Id. § 74.351(b). The words “has not been served” include cases in which a report has been served but found deficient by the trial court. Lewis v. Funderburk, 253 S.W.3d 204, 207–08 (Tex. 2008).

A defendant may challenge the adequacy of a report by filing a motion to dismiss. Tex. Civ. Prac. & Rem. Code Ann. § 74.351(l). The trial court must grant the motion to dismiss if it finds, after a hearing, that “the report does not represent an objective good faith effort to comply with the definition of an expert report” in the statute. Id. While the expert report “need not marshal all the plaintiff’s proof,” American Transitional Care Centers of Texas, Inc. v. Palacios, 46 S.W.3d 873, 878 (Tex. 2001) (construing former art. 4590i, § 13.01), it must provide a fair summary of the expert’s opinions as to the “applicable standards of care, the manner in which the care rendered by the physician or health care provider failed to meet the standards, and the causal

relationship between that failure and the injury, harm, or damages claimed.” Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)(6).

To constitute a good-faith effort, the report must “discuss the standard of care, breach, and causation with sufficient specificity to inform the defendant of the conduct the plaintiff has called into question and to provide a basis for the trial court to conclude that the claims have merit.” Palacios, 46 S.W.3d at 875. A report does not fulfill this requirement if it merely states the expert’s conclusions or if it omits any of the statutory requirements. Id. at 879. But the information in the report “does not have to meet the same requirements as the evidence offered in a summary-judgment proceeding or at trial.” Id. The claimant’s expert must incorporate enough information to fulfill two purposes: (1) inform the defendant of the specific conduct the plaintiff has called into question; and (2) provide a basis for the trial court to conclude the claims are meritorious. Id.

When reviewing the adequacy of a report, the only information relevant to the inquiry is the information contained within the four corners of the document. Id. at 878. This requirement precludes a court from filling gaps in a report by drawing inferences or guessing as to what the expert likely meant or intended. See id. However, section 74.351 does not prohibit experts, as

opposed to courts, from making inferences based on medical history. Marvin v. Fithian, No. 14-07-00996-CV, 2008 WL 2579824, at *4 (Tex. App.—Houston [14th Dist.] Jul. 1, 2008, no pet. h.); see also Tex. R. Evid. 703 (providing that expert may draw inferences from the facts or data in a particular case), 705 (providing that expert may testify in terms of opinions and inferences).

W e review a trial court’s denial of a motion to dismiss for an abuse of discretion. Ctr. for Neurological Disorders, P.A. v. George, 261 S.W.3d 285, 290–91 (Tex. App.—Fort Worth 2008, no pet.). To determine whether a trial court abused its discretion, we must decide whether the trial court acted without reference to any guiding rules or principles; in other words, we must decide whether the act was arbitrary or unreasonable. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241–42 (Tex. 1985), cert. denied, 476 U.S. 1159 (1986). Merely because a trial court may decide a matter within its discretion in a different manner than an appellate court would in a similar circumstance does not demonstrate that an abuse of discretion has occurred. Id. But a trial court has no discretion in determining what the law is or in applying the law to the facts, and thus “a clear failure by the trial court to analyze or apply the law correctly will constitute an abuse of discretion.”

Walker v. Packer, 827 S.W.2d 833, 840 (Tex. 1992); Ehrlich v. Miles, 144 S.W.3d 620, 624 (Tex. App.—Fort Worth 2004, pet. denied). 1. Nurse Massey’s Report Massey’s report begins by stating that she reviewed medical records from Azle Manor and Harris Methodist Northwest Hospital, where Joyce was treated for her injuries. According to Massey’s report, Joyce was admitted to the Harris Northwest emergency room on September 22, 2005, as a result of “unresolved pain” from a fall at Azle Manor on September 12. Azle Manor’s records indicate that Joyce fell from a shower chair. A radiology report states that Joyce had sustained fractures to her pelvis and sacrum and possibly to the neck of her femur. Massey states that Harris Northwest discharged Joyce the same day and that she returned to Azle Manor. Joyce was readmitted to the emergency room on November 6, 2005, due to gastrointestinal tract bleeding.

In a section labeled “Applicable Standard of Care,” Massey’s report quotes excerpts from the Nursing Practice Act. See 22 Tex. Admin. Code Ann. §§ 217.11–.12 (Vernon 2008). In the next section of the report—“Applicable Standard of Care as Applied to the Case”—Massey sets out how, in her opinion, the Azle Manor nursing staff violated the relevant provisions of the administrative code:

The initial information documented in the Harris Northwest Emergency Room Report, indicates that Ms. Vaden fell from a “bedside commode,” whereas the Azle Manor Transfer Record indicates that she fell from a shower chair. In either case, based on these two sources, it appears that Ms. Vaden fell and was injured. Unless the injury was literally allowed to happen it seems reasonable to believe that the appropriate safety precautions were not implemented as the standard requires. No report to the contrary has been provided to me that would explain this situation in a more positive light.

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In this case implementation of a safety belt while showering would have constituted the appropriate measure [to promote Joyce’s safety].

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Azle Manor, Inc. and Azle Manor I, L.L.C. v. Harold R. Vaden, Individually and on Behalf of the Estate of Joyce Vaden, (Tex. Ct. App. 2008).

Azle Manor, Inc. and Azle Manor I, L.L.C. v. Harold R. Vaden, Individually and on Behalf of the Estate of Joyce Vaden (Azle Manor, Inc. and Azle Manor I, L.L.C. v. Harold R. Vaden, Individually and on Behalf of the Estate of Joyce Vaden) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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