Avella v. Batt

6 Misc. 3d 158
CourtNew York Supreme Court
DecidedOctober 14, 2004
StatusPublished
Cited by1 cases

This text of 6 Misc. 3d 158 (Avella v. Batt) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Avella v. Batt, 6 Misc. 3d 158 (N.Y. Super. Ct. 2004).

Opinion

OPINION OF THE COURT

Bernard J. Malone, Jr., J.

This is a special proceeding brought pursuant to the Election Law seeking a declaration of illegal conduct on the part of the respondents and an order directing the return of contributions.

The petitioners are five enrolled voters in Albany County as follows: Michael A. Avella is the Treasurer of the New York Republican State Committee; Shawn Marie Levine is the Executive Director of the New York State Conservative Party; Lawrence Rosenbaum was the Chairman of the Albany County Independence Party; and, Steven D. Moran and Robert Haggerty are registered members of the Albany County Democratic Party.

The respondents are: Friends of David Soares, the political committee formed to promote Mr. Soares’ candidacy for Albany County District Attorney; the Treasurer of the Working Families Party (WFP), a political party; the Center for Policy Reform (the Center), a not-for-profit District of Columbia corporation; the New York State Board of Elections; and the Albany County Board of Elections. An entity not named as a party in the proceeding, but central to the activity before the court, is the [160]*160Drug Policy Alliance Network (the Alliance), an incorporated association now registered as a political committee with the New York State Board of Elections.

The petition makes the following allegations of illegal conduct: the Center, doing business as the Alliance, made contributions to WFP in excess of the $5,000 corporate contribution limit set forth in Election Law § 14-116; the WFP illegally spent campaign funds to aid David Soares in the 2004 Albany County Democratic primary in violation of section 2-126 of the Election Law; and that Friends of David Soares, the WFR and the Center, doing business as the Alliance, entered into a conspiracy to illegally spend campaign funds to aid David Soares in the Democratic primary.

The respondents, other than the Boards of Elections, make the following arguments: the petitioners lack standing; Election Law § 2-126 is unconstitutional as applied if it is held to impede the free speech and association rights of the WFP and the Albany County voters in prohibiting the WFP from taking the actions it did on behalf of the Soares candidacy; the temporary restraining order which was issued in the proceeding and any injunctive relief are prohibited because the petitioners never filed an undertaking; there were no illegal corporate contributions because the Alliance is not a corporation and it never received any corporate contributions in excess of the $5,000 limit; the court lacks personal jurisdiction of the Alliance; and, the relief sought by the petitioners, i.e., the return of contributions, is beyond the authority of the court as it is not specifically authorized in the Election Law.

During oral argument on September 28, 2004, all of the parties entered into the following stipulation in open court: the temporary restraining order (TRO) was extinguished as to Friends of David Soares and the WFP; the TRO with respect to the Alliance would be extinguished upon the Alliance making all of the filings with the Board of Elections required by article 14 of the Election Law; the Alliance would register with the New York State Board of Elections as a political committee; and, there would be no evidentiary hearing and the court would determine this matter upon a stipulated documentary record.

CPLR 2104 provides for oral stipulations in open court by parties to the litigation. Such stipulations are binding contracts that can only be invalidated for fraud, collusion, mistake, accident or overreaching (Hallock v State of New York, 64 NY2d 224 [1984]). Long ago, the Court of Appeals held: “Parties by [161]*161their stipulations may in many ways make the law for any legal proceeding to which they are parties, which not only binds them, but which the courts are bound to enforce. They may stipulate away statutory, and even constitutional rights.” (Matter of New York, Lackawanna & W. R.R. Co., 98 NY 447, 453 [1885]).

Therefore, for the purposes of this proceeding, the stipulation made on September 28, 2004 established the following: once the Alliance made the necessary filings with the New York State Board of Elections, which has been done, there is no injunctive relief in place; the issues will be determined upon the pleadings and exhibits without an evidentiary hearing; and, the Alliance is a political committee registered with the New York State Board of Elections.

The court will first address the standing issue. Subdivision (3) of section 16-114 of the Election Law provides as follows:

“The supreme court or a justice thereof, in a proceeding instituted by any candidate voted for at the election or primary or by any five qualified voters, or by the state or other board of elections may compel by order any person who has failed to comply, or the members of any committee which has failed to comply, with any of the provisions of this chapter, to comply therewith.”

The Legislature has authorized a proceeding of this nature if commenced by five qualified voters. The petitioners in this proceeding are five qualified voters. The question is whether the courts have imposed standing requirements in Election Law proceedings beyond the plain language of the statute. There are court-developed rules concerning standing in Election Law proceedings and they are explained by the Third Department in the case of Matter of Gross v Hoblock (6 AD3d 933, 935-936 [2004]) as follows:

“A careful review of these and other cases, however, reveals that the standing issue ultimately turns upon whether the underlying challenge is to the internal affairs and/or operating functions of a political party in its designation of candidates or, rather, to a legislatively mandated requirement of the Election Law (see Matter of Stempel v Albany County Bd. of Elections, 97 AD2d 647, 648 [1983], affd 60 NY2d 801 [1983]). Thus, where the challenge is directed to the manner in or methods by which a given party committee votes on or designates a par[162]*162ticular candidate, a nonparty candidate will not be deemed aggrieved, as he or she has no interest in whether the formalities of that process have been followed (see e.g. Matter of Koppell v Garcia, supra; Matter of Swarts v Mahoney, supra). Where, however, the challenge is to a legislatively mandated requirement of the Election Law, such as the content of a designating petition (see Matter of Ciccotti v Havel, 186 AD2d 979 [1992], lv denied 80 NY2d 754 [1992]; Matter of Leipshutz v Palmateer,
112 AD2d 1098 [1985], affd 65 NY2d 963 [1985]),
‘the interests involved . . . transcend the mere regulation of the affairs of a political party’ (Matter of Martin v Tutunjian, 89 AD2d 1034, 1034 [1982]) and standing will lie. Inasmuch as the failure to file a Wilson-Pakula authorization ‘constitutes a fatal defect rather than a mere technicality’ (Matter of Maurer v Monescalchi, 264 AD2d 542, 543 [1999], lv denied 93 NY2d 816 [1999]; see Matter of Cosgrove v Sunderland, 253 AD2d 504 [1998]) and, hence, represents a challenge to a legislative mandate of the Election Law, we are satisfied that petitioner has standing.”

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Bluebook (online)
6 Misc. 3d 158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/avella-v-batt-nysupct-2004.