Avanzo v. Rhode Island Department of Human Services

625 A.2d 208, 1993 R.I. LEXIS 139, 1993 WL 165626
CourtSupreme Court of Rhode Island
DecidedMay 18, 1993
Docket92-662-Appeal
StatusPublished
Cited by25 cases

This text of 625 A.2d 208 (Avanzo v. Rhode Island Department of Human Services) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Avanzo v. Rhode Island Department of Human Services, 625 A.2d 208, 1993 R.I. LEXIS 139, 1993 WL 165626 (R.I. 1993).

Opinion

OPINION

WEISBERGER, Justice.

This case comes before us on an appeal by the director of the Rhode Island Department of Human Services and the Rhode Island Department of Human Services (department) from a judgment entered in the Superior Court declaring that certain procedures implemented by the department that deleted approximately a thousand incapacitated adults from the General Public Assistance program (GPA) did not meet the standards required by due process of law. The Superior Court judgment also accorded the members of the plaintiff class certain injunctive relief. We affirm. The facts insofar as pertinent to this appeal are as follows.

In 1992 the Legislature in its act making appropriations for the fiscal year beginning July 1, 1992, and ending June 30, 1993, adopted article 46 entitled “General Public Assistance — Eligibility." P.L. 1992, ch. 133, art. 46, § 1. Article 46 made many significant changes in the GPA program, which was designed to cover incapacitated adults who were not eligible for any other form of public assistance. General Laws *209 1956 (1990 Reenactment) §§ 40-6-3 through 40-6-3.9. Prior to the enactment of Article 46, adults who were unable to obtain or maintain employment by reason of physical or mental incapacity were eligible for assistance under GPA. The assistance included a small monthly stipend and payments for medical care for the duration of the adults’ incapacity. Article 46 tightened the eligibility requirements significantly. Under the prior standards a partial incapacity that made the applicant unable to maintain full-time employment would qualify the applicant for certain benefits. Under article 46 the incapacity requirement was raised to total incapacity that made the applicant unable to engage in either full or part-time employment. Section 40-6-3.1 as amended by P.L.1992, ch. 133 art. 46, § 1. Moreover the total incapacity must be “reasonably expected to last for a period of at least thirty (30) days from the date the application * * * is filed with the department.” Section 40-6-3.1(a)(l)(A).

Article 46 also placed a limit upon the length of time a totally incapacitated adult might obtain benefits under GPA regardless of the totality of his or her incapacity to “any six (6) months of the twelve (12) calendar months following the date eligibility is established.” Id.

Section 40-6-3.1(a)(l)(C) and (D) provided exceptions for adults “age fifty-five (55) or older * * * who, as determined by the department, cannot be reasonably expected to * * * obtain gainful employment in the state or local economy,” or adults of any age who might be determined by the department to have disabilities of such a nature as to qualify them for Federal Supplementary Security Income (SSI) benefits.

After the enactment of the budget bill including article 46, the department issued a regulation or memorandum entitled “Policy Memorandum 92-13.” This policy memo was promulgated as an emergency rule and was published once in the Providence Journal on November 16,1992. As a result of the implementation of this emergency rule, approximately a thousand persons were declared by the department to be ineligible for further benefits. In respect to the duration of GPA, the department counted benefit months prior to the effective date of the statute, July 1, 1992. Persons notified of ineligibility were given a preprinted standardized statement of the reasons for their ineligibility after a review of the file of the recipient based upon materials that had been placed in the file prior to the enactment of article 46. This notice did not contain individualized reasons for the finding of ineligibility.

In October of 1992 the named plaintiffs in this case filed an action in the Superior Court, seeking declaratory and injunctive relief and also seeking that they be certified as representatives of a class. While the action was pending on November 10, 1992, the department promulgated detailed regulations in implementation of the new statute. The regulations promulgated November 10, 1992 are not challenged in this action. The November 10, 1992 regulations were applied prospectively. Those recipients of GPA whose eligibility was terminated pursuant to policy memorandum No. 92-13 continued to be governed by that emergency rule in respect to hearings held after November 10, 1992.

The case came on for hearing before a justice of the Superior Court on plaintiffs’ prayer for preliminary injunction. During the course of that hearing, the Superior Court justice certified the action as a class action, merged the hearing on preliminary injunction with a final hearing on the merits, and granted injunctive and declaratory relief.

The principal findings and holdings of the Superior Court are set forth in paragraphs 5 through 8 of the judgment and read as follows:

“5. The [Cjourt hereby DECLARES that the termination notices Defendants issued to plaintiffs and the class are inadequate in failing to provide the class members with individualized reasons for the agency determination. The notices provided only broad, conclusory language, and fail to apprise the recipients of the specific grounds for the agency’s determination. As a result class members cannot determine in what respect *210 their case was found wanting. Due process requires individualized notice, so that recipients can be apprised of the reasons their benefits are being denied or terminated.
“6. The Court also DECLARES that Defendants deprived plaintiffs and the class of benefits without due process of law by failing to provide them with notice that the ‘incapacity’ standards had changed; this was contrary to R.I.G.L. sec. 42-35-4(b)(2).
“7. By promulgating and enforcing a rule which lacked adequate standards, failing to provide the class with notice of the new incapacity standards, and by failing to provide persons whose benefits were terminated with individualized notice of the reasons for the termination decision, Defendant Fallon has deprived plaintiffs and the class of their benefits without due process of law, contrary to Art. 1, sec. 2 of the R.I. Constitution and the Fourteenth Amendment to the U.S. Constitution.
“8. The Court DECLARES that Defendants promulgated a retroactive rule, by applying the statute so as to ‘count’ months prior to the statute’s July 1,1992 effective date, thus depriving the class of benefits without due process of law. Defendant Fallon, and his agents and employees, are hereby ENJOINED from ‘counting’ toward the six-month limit any months prior to July 1, 1992.”

In support of its appeal the department raises four arguments. These arguments will be combined and considered as two issues in the order in which they are raised in the department’s brief.

I

THE ADEQUACY OF WRITTEN STANDARDS AND UNIFORM PROCEDURES

We are of the opinion that policy memorandum No. 92-13 did not contain standards adequate to govern the implementation of article 46 and particularly the cutoff of those receiving GPA who failed to meet the stricter standards promulgated by the statute. Pursuant to memo No. 92-13, members of the department conducted a review of the file based upon forms and information that had been developed prior to the enactment of article 46.

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Bluebook (online)
625 A.2d 208, 1993 R.I. LEXIS 139, 1993 WL 165626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/avanzo-v-rhode-island-department-of-human-services-ri-1993.