Austin v. Commissioner of Social Security

CourtDistrict Court, N.D. Indiana
DecidedMarch 13, 2023
Docket4:21-cv-00002
StatusUnknown

This text of Austin v. Commissioner of Social Security (Austin v. Commissioner of Social Security) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Austin v. Commissioner of Social Security, (N.D. Ind. 2023).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF INDIANA SOUTH BEND DIVISION

TRACIE A.1,

Plaintiff,

v. CASE NO. 4:21-CV-2-MGG

COMMISSIONER OF SOCIAL SECURITY,

Defendant.

OPINION AND ORDER Plaintiff Tracie A. seeks judicial review of the Social Security Commissioner’s decision denying her late husband, James A., disability insurance benefits and supplemental security income under Title II and Title XVI of the Social Security Act prior to November 24, 2018. This Court may enter a ruling in this matter based on the parties’ consent pursuant to 28 U.S.C. § 636(c)(1) and 42 U.S.C. § 405(g). [See DE 10]. For the reasons discussed below, the Court AFFIRMS the Commissioner’s decision. I. OVERVIEW OF THE CASE Mr. A. filed for disability insurance benefits (“DIB”) and supplemental security income (“SSI”) on January 3, 2017. Mr. A. alleged that he had been disabled since December 5, 2015, due to a variety of physical and mental ailments for which he had been receiving treatment since at least January 2016. [DE 16 at 29]. Mr. A.’s claims were denied initially on April 21, 2017. [Id. at 219–26]. After an initial reconsideration and

1 To protect privacy interests, and consistent with the recommendation of the Judicial Conference, the Court refers to the plaintiff by first name and last initial only. review by a state agency physician and disability examiner, Mr. A.’s claims were denied again on August 10, 2017. [Id. at 231]. Mr. A. timely requested a hearing before an

Administrative Law Judge (“ALJ”), which was conducted in Valparaiso, Indiana on October 15, 2018. [Id. at 78]. The ALJ denied Mr. A.’s claims on January 10, 2019. [Id. at 190]. After taking another appeal to the Social Security Appeals Council, Mr. A.’s case was remanded for further findings regarding Mr. A.’s pulmonary impairments. [Id. at 216–17]. The ALJ conducted another hearing by telephone on May 18, 2020. [Id. at 56]. After this hearing, the ALJ determined that Mr. A. was disabled as of November 24,

2018, but not before. [Id. at 24–36]. Mr. A. again appealed the decision, but it became the final decision of the Commissioner when the Appeals Council denied his request for review on November 3, 2020. [Id. at 8–12]. See 20 C.F.R. § 404.981, 416.14812. Mr. A. timely filed the instant case requesting review of the Commissioner’s decision. [DE 1]. Mr. A. passed away as this litigation was pending. Mr. A.’s attorney

moved, and this Court granted, a motion to substitute Mr. A.’s wife, Tracie A, as the plaintiff in this action, pursuant to Fed. R. Civ. P. 25(a). [DE 24]. This matter is fully briefed and is now ripe for review. II. APPLICABLE STANDARDS A. Disability Standard

To qualify for DIB and SSI, a claimant must be “disabled” as defined in the Social Security Act (“the Act”). A person is disabled under the Act if “he or she has an

2 Regulations governing applications for DIB and SSI are almost identical and are found at 20 C.F.R. § 404 and 20 C.F.R. § 416 respectively. Going forward, this Opinion and Order will only refer to 20 C.F.R. § 404 unless explicit distinction between the DIB and SSI regulations is necessary. inability to engage in any substantial gainful activity by reason of a medically determinable physical or mental impairment which can be expected to last for a

continuous period of not less than twelve months.” 42 U.S.C. § 423(d)(1)(A). To determine if a claimant is disabled, the Commissioner conducts a five-step inquiry. 20 C.F.R. § 404.1520. At Step One, the ALJ determines whether the claimant is engaged in substantial gainful activity. Id. at (a)(4)(i). At Step Two, the ALJ determines whether the claimant’s impairments are severe. Id. at (a)(4)(ii). An impairment is “severe” if it significantly limits the claimant’s ability to perform basic work activities.

See 20 C.F.R. 404.1520(c). At Step Three, the ALJ determines whether any of the claimant’s impairments, alone or in combination, meet or equal one of the Listings in Appendix 1 to Subpart P of Part 404 of the C.F.R. 20 C.F.R. § 404.1520(a)(4)(iii). At Step Four, the ALJ evaluates the claimant’s residual functional capacity (“RFC”) and determines whether the claimant can perform past relevant work based on

the RFC. Id. at (a)(4)(iv). The RFC represents the most that the claimant can do given his limitations. 20 C.F.R. § 404.1545(a). A claimant’s RFC includes limitations for all medically determinable impairments, including non-severe impairments. 20 C.F.R. § 404.1545(a)(2). To determine a claimant’s RFC, the ALJ must consider the claimant’s symptoms; their intensity, persistence, and limiting effects; and the consistency of these

symptoms with the objective medical evidence and other evidence in the record. Id. at (a)(1). Finally, at Step Five, the ALJ determines whether the claimant can perform other work. 20 C.F.R. § 404.1520(a)(4)(v). The ALJ may require the testimony of the vocational expert (“VE”) to make a Step Five determination. VEs typically use information from the Dictionary of Occupational Titles (“DOT”) to inform their assessments of a claimant’s ability to perform different kinds of work. See S.S.R. 00-4p, 2000 WL 1898704,

*2 (Dec. 4, 2000). The claimant bears the burden of proof at every step except the fifth. Clifford v. Apfel, 227 F.3d 863, 868 (7th Cir. 2000). B. Standard of Review This Court has jurisdiction to review a disability decision by the Commissioner pursuant to 42 U.S.C. § 405(g). However, this Court’s role in reviewing Social Security cases is limited. Elder v. Astrue, 529 F.3d 408, 413 (7th Cir. 2008). The question on judicial

review is not whether the claimant is disabled, but whether the ALJ used “the correct legal standards and [whether] the decision is supported by substantial evidence.” Roddy v. Astrue, 705 F.3d 631, 636 (7th Cir. 2007). The Court must uphold the ALJ’s decision so long as it is supported by substantial evidence. Thomas v. Colvin, 745 F.3d 802, 806 (7th Cir. 2014) (citing Similia v.

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