Austin Tyler Cates v. Kentucky State Penitentiary et al.

CourtDistrict Court, W.D. Kentucky
DecidedDecember 8, 2025
Docket5:25-cv-00159
StatusUnknown

This text of Austin Tyler Cates v. Kentucky State Penitentiary et al. (Austin Tyler Cates v. Kentucky State Penitentiary et al.) is published on Counsel Stack Legal Research, covering District Court, W.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Austin Tyler Cates v. Kentucky State Penitentiary et al., (W.D. Ky. 2025).

Opinion

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF KENTUCKY PADUCAH DIVISION

AUSTIN TYLER CATES PLAINTIFF v. CIVIL ACTION NO. 5:25-CV-P159-JHM KENTUCKY STATE PENITENTIARY et al. DEFENDANTS MEMORANDUM OPINION AND ORDER Plaintiff Austin Tyler Cates, a prisoner at the Kentucky State Penitentiary (KSP), proceeding pro se, initiated this 42 U.S.C. § 1983 action. The complaint is before the Court for screening pursuant to 28 U.S.C. § 1915A and McGore v. Wrigglesworth, 114 F.3d 601, 604 (6th Cir. 1997), overruled on other grounds by Jones v. Bock, 549 U.S. 199 (2007). First, however, the Court considers Plaintiff’s motion to correct the complaint (DN 18). Plaintiff’s motion seeks to correct the spelling of Thomas Mennorf’s last name to “Middendorf” and to correct the date of the incident referred to in his complaint as having happened on August 1, 2025, to July 30, 2025. IT IS ORDERED that Plaintiff’s motion (DN 18) is GRANTED. The Clerk of Court is DIRECTED to change the name of Thomas Mennorf to Thomas Middendorf in the caption of this case. I. STATEMENT OF CLAIMS Plaintiff sues the Kentucky State Penitentiary (KSP), the Department of Corrections (DOC), and the KSP Medical Department; and in their official and individual capacities KSP Warden Laura Plappert, Lt. Justin Defendant Horne, CO Thomas Defendant Middendorf, and D.O.N. Kelly Neely. His complaint first contains allegations concerning an incident on July 30, 2025,1 in which he was not allowed to urinate in private while he was on “constant watch [with] 5-min[ute] documentation.” He states that when he told Defendant Horne, who was observing him per the “constant watch” protocol, that he needed to urinate, Defendant Horne gave him a plastic urination bottle and drew his OC spray, threatening to “‘paint me orange’ if I move ‘anywhere he doesn’t like.’” Plaintiff states that he became nervous and could not urinate. When

he explained this to Defendant Horne, he then took out his taser, aimed it at Plaintiff’s exposed genitals, and stated, “‘Hurry the f*** up before I shock the piss out of you.’” Plaintiff states that he was able to urinate after about a minute and handed Defendant Horne the bottle with no further incident. On the same day, in preparation to be escorted to “medical” for an x-ray, Defendant Horne placed Plaintiff in wrist restraints and ordered him to assume the “kneeling position” before opening the cell door. Defendant Horne had his taser out as the cell door opened. He then holstered his taser and applied leg restraints while Plaintiff was still in the kneeling compliance position. Plaintiff alleges that Defendant Horne then drew his taser, aimed it at Plaintiff’s back saying “‘Try

anything and I will use both dart packs and drain this battery,’” then “forcefully” grabbed his arms, “yank[ed]” him to his feet, and aimed his taser directly at him. According to Plaintiff, Defendant Horne has a “history” of threatening to use force against him to “frighten and degrade” him. Plaintiff’s second claim involves an incident occurring on June 24, 2025, when Defendant Middendorf lifted the shower curtain exposing Plaintiff’s naked body while Plaintiff was in the shower in 3 cellhouse, looked at his genitals, commented, “Wow, that’s nice,” and then dropped the curtain. Plaintiff immediately informed a supervisor that he wished to file a Prison Rape Elimination Act (PREA) complaint about Defendant Middendorf. Defendant Middendorf then

1 Previously identified in the complaint as August 1, 2025, now corrected to July 30, 2025. came to his cell in 3 cellhouse to conduct a strip search; when Plaintiff refused to allow Defendant Middendorf to strip search him, a lieutenant ordered Defendant Middendorf to exit the walk, and Plaintiff was escorted to 7 cellhouse. Plaintiff alleges that he was initially denied his request to report a PREA violation about this incident but states that on June 26, he was told by a supervisor that a PREA investigator would

be coming to talk to him. He explains that, at that time, he was housed on suicide watch due to his “fear, anxiety, and trauma.” Defendant Horne placed Defendant Middendorf on duty to watch Plaintiff who had no clothes but did have a “suicide smock.” Defendant Middendorf confiscated his suicide smock leaving Plaintiff completely naked.2 Plaintiff states that he sat on his bed for the next 6 hours to hide his nudity, even urinating on himself, rather than exposing his fully naked body to Defendant Middendorf. Plaintiff alleges that during that time Defendant Middendorf “attempt[ed] to interrogate me about the report making comments stating, ‘It’s my word against yours.’” Plaintiff states that on June 30, he spoke to a “Mental Health” staff member and had him

report the PREA violation. He also handed a written grievance to a sergeant to be placed in the mail. On July 2, Plaintiff asked a grievance aide making rounds whether his grievance had been received and was informed that it had not been. The aide explained to Plaintiff that, in any event, the DOC does not address grievances regarding sexual abuse through the grievance system. A month later, according to the complaint, Defendant Middendorf opened Plaintiff’s tray slot to deliver his meal. He asked Plaintiff, “‘How’s that PREA working out for you?’” and then served him only half of the juice he should have been given (4 ounces instead of eight). When

2 In his motion for emergency transfer he describes that when Defendant Middendorf removed the suicide smock, he told the other staff that Plaintiff was putting his hands where Defendant Middendorf could not see him. DN 17-5, (“constant watch log” records reflect that at 4:03 Plaintiff’s hands could not be seen and “smock taken.”). He also alleges that Defendant Middendorf “continuously lustfully gazed at him.” Plaintiff asked why, Defendant Middendorf responded, “‘Don’t file f***ing PREA’s on me’” and told Plaintiff to move his hand or he would “‘spray the f*** out of you’” and pulled out his OC spray. Plaintiff then stated, “‘Spray me, I’m not being combative, I want to see a supervisor.’” Defendant Middendorf holstered the spray and pulled out his taser, asking, “‘Ok, you want the f*****g tazer instead you lying little bitch?’” Plaintiff then moved back from the tray slot and

began striking his door, alerting a supervisor and reported the incident. Plaintiff then decided to be put on suicide watch “to get moved from Defendant Middendorf.” He refused to “cuff up” until three other officers were present. Those officers agreed to move him to 3 cellhouse. Plaintiff states that he was released from constant watch status on August 20, 2025, and placed in the strip cage in 7 cellhouse, where Defendant Horne and Defendant Middendorf were on shift, for a search. Defendant Horne sent Defendant Middendorf to conduct the strip search. Plaintiff refused to comply and asked for a different officer, at which point Defendant Middendorf threatened to deploy OC spray. Plaintiff then complied. Defendant Middendorf told him to stay in the camera’s view and stated, “Now I get to see that c*** legally.’” When Plaintiff was bent

over, Defendant Middendorf commented, “Dam I love my job.’” According to Plaintiff, nothing had been done about his original PREA report. Plaintiff’s third claim alleges HIPAA violations by security and medical staff because every medical appointment assessment is done with an officer present, even his assessment for a cyst on his testicle.

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Austin Tyler Cates v. Kentucky State Penitentiary et al., Counsel Stack Legal Research, https://law.counselstack.com/opinion/austin-tyler-cates-v-kentucky-state-penitentiary-et-al-kywd-2025.