ATTORNEY GRIEV. COMM'N OF MARYLAND v. Ficker

572 A.2d 501, 319 Md. 305, 1990 Md. LEXIS 67
CourtCourt of Appeals of Maryland
DecidedApril 18, 1990
DocketMisc. Docket (Subtitle BV) No. 11, September Term, 1988
StatusPublished
Cited by35 cases

This text of 572 A.2d 501 (ATTORNEY GRIEV. COMM'N OF MARYLAND v. Ficker) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
ATTORNEY GRIEV. COMM'N OF MARYLAND v. Ficker, 572 A.2d 501, 319 Md. 305, 1990 Md. LEXIS 67 (Md. 1990).

Opinion

ADKINS, Judge.

The Attorney Grievance Commission (AGC), acting through Bar Counsel, charged Robin K.A. Ficker (Ficker) with violations of the Code of Professional Responsibility (for acts that occurred on or before 31 December 1986) and of the Rules of Professional Conduct (for acts that occurred *307 thereafter). 1 Pursuant to Maryland Rule BV9 b, we referred the matter to Judge Peter Messitte of the Circuit Court for Montgomery County to make findings of fact and conclusions of law.

The charges against Ficker related to three sets of circumstances, the first involving Angela A. Daley, the second Lewis Keith Wilcom, and the third an advertisement Ficker had placed soliciting “palimony” cases. Judge Messitte held an evidentiary hearing. In the Daley matter he found that Ficker had in two respects neglected a legal matter in violation of DR 6-101(A)(3), Code of Professional Responsibility, and that he had engaged in conduct prejudicial to the administration of justice in violation of DR 1-102(A)(5). In the Wilcom case, Judge Messitte again found Ficker guilty of neglect and conduct prejudicial to the administration of justice under the Code. In addition, the judge concluded that Ficker had “habitually” violated a rule of court, thereby also violating DR 7-106(C)(7). Additionally, Judge Messitte found violations of Rule of Professional Conduct 1.3 (diligence). With respect to the “palimony” matter, Judge Messitte held that the AGC had failed to establish by clear and convincing evidence that the advertisement was misleading in violation of Rule 7.1, Rules of Professional Conduct. 2

Ficker excepts to Judge Messitte’s findings of fact, conclusions of law, and recommendations in the Daley matter. *308 The AGC excepts to the factual findings and legal conclusions that lead to Judge Messitte’s holding that Ficker did not violate Rule 7.1. No one excepts to the findings or conclusions in the Wilcom case. We shall summarize them, nevertheless, since they must be considered when we determine the appropriate sanctions for Ficker’s conduct. And because of some factual similarities, we discuss the Daley and Wilcom cases together. We shall reject Ficker’s exceptions as well as those advanced by the AGC.

I. Daley and Wilcom

Ficker encountered Angela Daley and Lewis Wilcom in 1986, in separate cases. Ficker had been practicing law since 1973 and in 1986 was a sole practitioner with an office in Bethesda, Montgomery County. He employed one full-time clerk with no legal training. He maintained no formal “diary” or “tickler” system. His only schedule of clients’ court dates was a large desk calendar upon which he endeavored to make appropriate entries. His practice “consisted primarily of the representation of clients charged with drinking and driving offenses” and Daley and Wilcom each retained him in connection with drinking and driving charges.

A. Angela Daley

Daley, a resident of Johnstown, Pennsylvania, was charged with violation of § 21-902 of the Transportation Article, Maryland Code (1988 Repl.Vol., 1989 Cum.Supp.) (driving while intoxicated or under the influence of alcohol), and with a related offense. She was to appear for trial in the District Court of Maryland sitting in Frederick County at 9:00 a.m. on 4 December 1986.

On 30 October 1986 Daley met with Ficker in his office. She retained him to represent her and paid $200 on account of his $599 fee. Ficker agreed to appear on the 4 December trial date. But he failed to enter the trial date on his desk *309 calendar. He also failed to enter his appearance in the District Court as required by Md. Rule 4-214(a). 3

On 4 December Daley travelled from her Pennsylvania residence to Frederick and awaited the docket call in District Court. Ficker never appeared. He later explained that he had simply forgotten about his commitment to be there on Daley’s behalf. No one attempted to contact Ficker. Daley’s case was continued until the afternoon, at which time she pleaded guilty, was fined $250, and placed on probation before judgment. That disposition, the AGC and Ficker agree, was reasonable under the circumstances.

The next day Daley phoned Ficker and told him what had occurred. He apologized and immediately refunded the $200 retainer.

B. Lewis Wilcom

Like Daley, Wilcom was charged with a violation of § 21-902 of the Transportation Article. Wilcom’s trial was also to be held in the District Court in Frederick County. The trial date was 23 December 1986.

On 9 December 1986 Wilcom and his mother met with Ficker and retained the lawyer to appear on Wilcom’s behalf for a fee of $599. This time Ficker entered the trial date on the desk calendar. But he again violated Rule 4-214(a) by failing to enter his appearance.

On 23 December both Wilcom and Ficker were in Frederick. The former was in the courtroom and was unaware that the latter was nearby. Ficker was in the hallway searching for the arresting officer. When Wilcom’s case was called, it was continued, at the State’s request, because the arresting officer was not on hand. The new trial date was 3 March 1987.

*310 Ficker and Wilcom never made contact on 23 December. But Ficker testified that on that date, he did enter his appearance on behalf of Wilcom. Judge Messitte found that the docket entries in Wilcom’s case did not show the entry of Ficker’s appearance on 23 December or at any other time.

On 3 March 1987 Wilcom appeared in court, but Ficker did not. Because the court records did not show his appearance, he had not been notified of the 3 March trial date. Wilcom explained that Ficker was representing him, and the court granted a continuance to 24 June 1987.

Ficker had actual notice of the 24 June date; Wilcom’s mother told him about it. But despite that, Ficker undertook to appear for another client in the Circuit Court for Montgomery County on the same date. In an attempt to resolve the conflict, he sought yet another continuance of Wilcom’s case. 4

The “comedy” of errors proceeded. Because Ficker put the wrong zip code on the envelope containing the motion for continuance that he tried to send to the District Court in Frederick, it never arrived there. Ficker, however, assumed both that the motion had arrived and that it would be granted. Without checking further, he advised Mrs. Wilcom that the case would be continued and that her son need not appear for trial on 24 June.

*311 Despite that advice, Wilcom did appear in court on 24 June. Ficker, relying on the nonexistent continuance, did not. The prosecutor had received a copy of Ficker’s motion and showed it to the trial judge, who offered Wilcom yet another postponement.

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572 A.2d 501, 319 Md. 305, 1990 Md. LEXIS 67, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-griev-commn-of-maryland-v-ficker-md-1990.