Atrium Health Carolinas Medical Center v. Becerra

District Court, District of Columbia·Decided July 21, 2025·No. Civil Action No. 2023-1742·Published

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

ATRIUM HEALTH CAROLINAS MEDICAL CENTER,

Plaintiff, Case No. 23-cv-1742 (CRC) v.

ROBERT F. KENNEDY, JR., in his official capacity as Secretary of Health and Human Services, Defendant.

MEMORANDUM OPINION

Plaintiff Atrium Health Carolinas Medical Center (“Atrium”), a hospital in North

Carolina, filed three appeals with the Provider Reimbursement Review Board challenging

reimbursements it received from the Medicare program. Core to each appeal was the number of

days during which the hospital treated low-income patients. Atrium, however, never provided a

list of those days or supporting documentation to the Board as required under its rules. Nor did it

inform the Board of its purported difficulty obtaining this information from the state of North

Carolina until eight years after filing its first appeal. Concluding that Atrium’s delay in notifying

the Board that it lacked this critical information violated its rules, the Board dismissed Atrium’s

appeals. For the reasons that follow, the Court will affirm the Board’s dismissal, deny Atrium’s

motion for summary judgment, and grant the government’s cross-motion.

I. Background

A. Statutory and Regulatory Background

The federal Medicare program reimburses medical providers for services provided to

eligible patients. Ne. Hosp. Corp. v. Sebelius, 657 F.3d 1, 2 (D.C. Cir. 2011) (citing 42 U.S.C. §

1395 et seq.). As relevant here, Medicare Part A covers medical services furnished by hospitals and other institutional care providers. Id. (citing §§ 1395c to 1395i–5). Hospitals recover the

operating costs of inpatient visits through what is known as the Inpatient Prospective Payment

System (“IPPS”), 42 U.S.C. § 1395ww(d); CMS, Inpatient Prospective Payment System,

https://www.cms.gov/cms-guide-medical-technology-companies-and-other-interested-

parties/payment/ipps. A hospital’s baseline IPPS payment is set using predetermined rates rather

than actual costs. The IPPS then adjusts payment levels based on hospital-specific factors. See,

e.g., id. § 1395ww(d)(5). Atrium’s claim here involves one such adjustment, the Medicare

disproportionate share hospital adjustment (“DSH adjustment”), which increases reimbursement

payments for hospitals that serve a “significantly disproportionate number of low-income

patients[.]” Id. § 1395ww(d)(5)(F)(i)(I).

The DSH adjustment depends on the hospital’s “disproportionate patient percentage,”

which reflects the percentage of low-income patients served. See id. § 1395ww(d)(5)(F)(v), (vi).

This percentage is the sum of two fractions, known as the Medicare fraction (or SSI fraction) and

the Medicaid fraction. Cross-Mot. for Summ. J. at 2. Only the Medicaid fraction is relevant to

Atrium’s claim here. Defined as the number of the hospital’s patient days of service for which

patients were eligible for Medicaid, it uses Medicaid eligibility as a proxy for low income. See

42 C.F.R. § 413.20; Cross-Mot. for Summ. J. at 2; CMS, Disproportionate Share Hospital,

https://www.cms.gov/medicare/payment/prospective-payment-systems/acute-inpatient-

pps/disproportionate-share-hospital-dsh. It is “calculated to include all inpatient hospital days of

service for patients who were eligible on that day for medical assistance under a State Medicaid

plan[.]” Dep’t of Health and Hum. Servs. & Health Care Fin. Admin., HCFA Ruling 97-2, at 1,

Interpretation of Medicaid Days Included in the Medicare Disproportionate Share Adjustment

Calculation (1997).

2 Providers submit Medicare reimbursement claims to a Medicare contractor, which then

determines the appropriate payment in a Notice of Program Reimbursement. Athens Cmty.

Hosp., Inc. v. Schweiker, 743 F.2d 1, 3 (D.C. Cir. 1984). The provider carries the burden of

production of evidence and burden of proof and, as relevant here, must furnish appropriate

documentation to substantiate the number of patient days claimed. 42 C.F.R. § 405.1871(a)(3);

HCFA Ruling 97-2-4. Those days that cannot be verified by state records may not be counted

for purposes of the adjustment. Id.

B. The Provider Reimbursement Review Board

Medicare providers may appeal contractor decisions with an amount in controversy of

$10,000 or more to the Provider Reimbursement Review Board (“the Board”). 42 U.S.C. §

1395oo(a). The Board enjoys the “full power and authority to make rules and establish

procedures, not inconsistent with” the statute or regulations, “which are necessary or appropriate

to carry out” its duties. 42 U.S.C. § 1395oo(e); 42 C.F.R. § 405.1868(a).

Provider appeals must include a “position paper” that “set[s] forth the relevant facts and

arguments regarding . . . the merits of the provider’s Medicare payment claims for each

remaining issue.” 42 C.F.R. § 405.1853(b)(2). The regulations also grant the Board the

discretion to require submission of supporting exhibits on a schedule of its choosing. Id. §

405.1853(b)(3). The Board’s rules lay out this process in more detail, requiring that preliminary

and final position papers set out “a fully developed narrative” including the material facts and

supporting evidence for each claim on appeal. U.S. Dep’t of Health and Hum. Servs. Provider

Reimbursement Rev. Bd., Board Rule 25.1.1; 27.1, 27.2, Provider Reimbursement Review Board

Rules (2021).

3 The Board’s rules further direct the parties to “exchange all available documentation as

exhibits” supporting their position along with their position papers. Board Rule 25.2.1. If a

party cannot obtain documents necessary to support its position, it must identify the missing

documents and the reason for their absence, note the efforts made to secure them, and indicate

when the documents will become available. Board Rule 25.2.2. The rules further cite “requests

for information pending with a state Medicaid agency” as “[c]ommon examples of unavailable

documentation.” Id.

The Centers for Medicare and Medicaid Services (“CMS”) rules further provide that:

If a provider fails to meet a filing deadline or other requirement established by the Board in a rule or order, the Board may— (1) Dismiss the appeal with prejudice; (2) Issue an order requiring the provider to show cause why the Board should not dismiss the appeal; or (3) Take any other remedial action it considers appropriate.

42 C.F.R. § 405.1868(b).

C. Atrium’s Appeals

Atrium is a Medicare-participating medical center located in North Carolina. 1 At issue in

this case are three appeals filed by Atrium challenging a contractor’s calculation of Medicaid

eligible days for purposes of the DSH reimbursement.

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