Athay v. State, Department of Business Regulation, Registration Division

626 P.2d 965, 1981 Utah LEXIS 728
CourtUtah Supreme Court
DecidedFebruary 19, 1981
Docket16504
StatusPublished
Cited by11 cases

This text of 626 P.2d 965 (Athay v. State, Department of Business Regulation, Registration Division) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Athay v. State, Department of Business Regulation, Registration Division, 626 P.2d 965, 1981 Utah LEXIS 728 (Utah 1981).

Opinion

SWAN, District Judge:

Defendants appeal from a memorandum decision of the trial court which found that Section 58-25-2, U.C.A., 1953, had been unconstitutionally applied by the defendants and ordered that the plaintiff be seated for the subsequent psychological examination. Defendants seek to have the decision of the trial court reversed, or in the alternative: (1) a dismissal of the action for further administrative review as provided in Section 58-1-32 and Section 58-1-35.1, U.C.A., 1953; or (2) a remand to the trial court for a full hearing on the merits.

Audrey Lynne Athay, the plaintiff and respondent herein, applied to the Utah Department of Business Regulation to be seated for the forthcoming psychologist examination. This examination is one of the requirements that must be met in the State of Utah to receive a certificate to practice as a psychologist. On April 27, 1977, the Director of the Department of Registration, one of the defendants herein, wrote the plaintiff and advised her that the representative committee for the psychology profession refused to seat the respondent until she had taken two additional courses on a graduate level in basic psychology. Defendants contend that in this decision the committee, sometimes referred to as “the Board,” was acting pursuant to Section 58-25-2(2), *966 U.C.A., 1953, which requires that every applicant must:

(2) Have received a doctorate degree based on a program of studies whose content was primarily psychological from an accredited educational institution recognized by the Department of Registration.

Acting on the report of the committee, the Department of Registration refused to allow the plaintiff to be seated for the examination, pursuant to Section 58-1-13(3), U.C.A., 1953, because her program of studies was not deemed to be “primarily psychological.” Subsequent review by the Director supported the prior decision of the committee and the refusal to allow the plaintiff to be seated was affirmed.

On June 13, 1977, the plaintiff filed a complaint in the Third Judicial District Court for Salt Lake County, alleging among other things that Section 58-25-2(2), U.C.A., 1953, was unconstitutionally vague and ambiguous, and was unconstitutionally applied.

On February 8, 1979, the plaintiff moved in said court for a “declaratory judgment” on the previously filed action. In a memorandum opinion dated April 6, 1979, the trial court granted plaintiff’s request and found that Section 58-25-2(2) as applied to the plaintiff was an “arbitrary administrative usurpation of the legislative function” and deprived respondent “of her rights of due process of law.”

The following part of the trial court’s decision is relevant to this appeal:

Section 58-25-2 U.C.A. (1953) sets forth the requirements of all applicants for certification as practicing psychologists. Subparagraph (2) requires that applicants must “have received a doctorate degree based on a program of studies whose content was primarily psychological from an accredited educational institution recoganized [sic] by the department of registration.” The plaintiff here has a Ph.D. degree from the Universtiy [sic] of Utah. Her area of specilization [sic] is designated on her transcripts from that institution as “Educational Psychology”. After a review of her course transcripts, the Psychology Examining Committee determined that her curriculum had not been “primarily psychological” in content and denied her permission to sit for the qualifying examination. No rules, regulations, guidelines, or description of any kind relating to the type of courses which would be considered by the Committee to be “primarily psychological” within the meaning of the statute had, at that time, ever been adopted, published or communicated by the Committee or any of the defendants to the plaintiff, applicants in general, the public, or the University of Utah, although it appears that such definitions have been recently promulgated. Thus, no objective, identifiable standard existed against which the plaintiff’s qualifications could be judged by her or anyone else, including the defendants. The very circumstance that this Court is now being asked by defendants to determine as a matter of fact that plaintiff’s curriculum was not primarily psychological in content illustrates the vague and ambiguous nature of the statute when applied in the absence of uniform, published, identifiable and objective standards. Plaintiff is here being deprived of an opportunity to qualify by examination as a licensed practitioner in her chosen occupation, and thus to earn her living, on the basis of standards which were not known and could not have been known by her or by the University and the Department which awarded her a Ph.D. in a field of specialization designated as “Educational Psychology”. This result offends basic notions of due process.
******
When applied in conjunction with ascertainable, published standards, promulgated pursuant to the Utah Administrative Rule Making Act, this statute is not unconstitutional in the view of this Court. However, the attempt to enforce the broad language of the statute with no such standards is an arbitrary administrative usurpation of the legislative function.
*967 The Court therefore determines that § 58-25-2 has been applied in an unconstitutional manner to plaintiff, and further that the failure of defendant to use an ascertainable, published standard to assess her qualification to be examined deprived plaintiff of her rights of due process of law. Plaintiff should be seated by the committee to take the qualifying examination. [Emphasis added.]

The defendants urge on appeal that plaintiff did not exhaust her administrative remedies, which she could have pursued under 58-1-32 allowing for a request for a full hearing, and 58-1-35, by appealing to the Director who could have called an “appeal” board to hear the matter. The plaintiff contends that this issue was never raised in the trial court, and cannot be raised for the first time on appeal. The record supports the plaintiff’s position. The claim now made by appellants could have been raised in the answer to plaintiff’s complaint, but no answer appears to have been filed. It could have been raised in defendants’ motion to dismiss, but was not, the only grounds for that motion being the alleged failure to file in the district court within 30 days from the administrative ruling of the Director. No reference to the claim was made in any of the affidavits filed by appellants, and the claim cannot be raised now.

The defendants’ further points on appeal deal with the claim that the trial court’s judgment went beyond the scope of review, that “arbitrariness” can only be determined after a full hearing in the trial court, and that the failure to establish guidelines is not an unconstitutional usurpation of legislative power. Defendants complain that the trial court’s decision was “based only on affidavits, pleadings and one memorandum,” that filed by the plaintiff.

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Bluebook (online)
626 P.2d 965, 1981 Utah LEXIS 728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/athay-v-state-department-of-business-regulation-registration-division-utah-1981.