Athans v. Williams

764 N.E.2d 586, 327 Ill. App. 3d 700, 261 Ill. Dec. 971
CourtAppellate Court of Illinois
DecidedFebruary 15, 2002
Docket2-00-1302
StatusPublished
Cited by13 cases

This text of 764 N.E.2d 586 (Athans v. Williams) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Athans v. Williams, 764 N.E.2d 586, 327 Ill. App. 3d 700, 261 Ill. Dec. 971 (Ill. Ct. App. 2002).

Opinion

JUSTICE McLAREN

delivered the opinion of the court:

Defendant, G. Josh Williams, appeals (1) the trial court’s order barring him from testifying as a witness as a sanction pursuant to Supreme Court Rule 219 (166 Ill. 2d R. 219) and (2) the resultant judgment entered against him in the amount of $4,932.83 plus costs. We reverse and remand.

On September 15, 1999, plaintiff, George C. Athans, filed a small claims complaint seeking repayment on a loan to defendant in the amount of $4,932.83. Since the complaint was filed in small claims, it contains no information concerning the nature of the debt. From the information that can be gleaned from the record, it appears that plaintiff employed defendant and that the debt at issue concerned sums of money plaintiff allegedly paid to defendant in three separate transactions. On November 29, 1999, the parties were granted leave to conduct discovery pursuant to Supreme Court Rules 213 and 214 (177 Ill. 2d R. 213; 166 Ill. 2d R. 214).

On March 10, 2000, defendant answered an interrogatory posed by plaintiff, among others, as follows:

“Pursuant to Illinois Supreme Court Rule 213(f), provide the name and address of each witness who will testify at trial and state the subject of each witness’ testimony.
ANSWER: Josh Williams.”

Defendant also provided plaintiff with 69 pages of information in response to a request to produce documents.

The case proceeded to trial on August 11, 2000. There is no transcript of the proceeding. Nevertheless, it appears from the record that plaintiff testified in his case in chief. When defendant took the stand in his case in chief, plaintiff moved to bar him from testifying because the subject matter of his testimony was not provided in his answer to the interrogatory cited above. The trial court entered an order barring defendant from testifying. Defendant had no other witnesses, and the trial court entered judgment in favor of plaintiff in the amount of $4,932.83 plus costs. Defendant appeals the trial court’s order barring him from testifying as a witness and the judgment entered against him in the amount of $4,932.83.

Defendant first contends that the trial court abused its discretion by barring him from testifying at trial as a sanction pursuant to Supreme Court Rule 219 for his alleged failure to disclose the subject matter of his testimony as requested in plaintiffs Rule 213(f) interrogatory (177 Ill. 2d R. 213(f)). See 166 Ill. 2d R. 219.

Supreme Court Rule 213(f) provides that “[u]pon written interrogatory, a party must furnish the identity and location of witnesses who will testify at trial, together with the subject of their testimony.” 177 Ill. 2d R. 213(f). Rule 213(i) imposes on a party the continuing duty to supplement discovery responses, including the disclosure of new witnesses and proposed testimony, “whenever new or additional information subsequently becomes known to that party.” 177 Ill. 2d R. 213(i). Under the rules, to avoid surprise, a party has the obligation of disclosing the identity, location, and anticipated testimony of all witnesses who will testify at trial.

Here, the identity of defendant as the sole defense witness was properly disclosed in response to plaintiffs interrogatory. Although defendant neglected to include the subject matter of his testimony in his answer to one particular question, his answers to other interrogatories posed by plaintiff indicate that plaintiff was apprised of his position and the facts he intended to rely on in his defense.

Nevertheless, defendant does not address the issue of whether he violated Supreme Court Rule 213(f) but instead focuses on the sanction of barring him from testifying at trial. Accordingly, without addressing the issue of whether defendant even violated Supreme Court Rule 213(f), we are left with the question of what, if any, sanction was appropriate for an assumed violation of the rules of discovery.

Supreme Court Rule 219 specifies the consequences for a litigant’s refusal to comply with the rules or court orders regarding discovery. 166 Ill. 2d R. 219. With respect to a party’s failure to answer written discovery, Supreme Court Rule 219(a) provides as follows:

“[I]f a party fails to answer any interrogatory served upon him or her, or to comply with a request for the production of documents or tangible things or inspection of real property, the proponent of the question or interrogatory or the party serving the request may on like notice move for an order compelling an answer or compliance with the request. If the court finds that the refusal or failure was without substantial justification, the court shall require the offending party or deponent, or the party whose attorney advised the conduct complained of, or either of them, to pay to the aggrieved party the amount of the reasonable expenses incurred in obtaining the order, including reasonable attorney’s fees.” 166 111. 2d R. 219(a).

The supreme court rules on discovery are mandatory rules of procedure that courts and counsel must follow. Supreme Court Rule 219(c) empowers the trial court to enter sanctions, including barring a witness from testifying, for a party’s unreasonable failure to comply with the rules or court orders regarding discovery. 166 Ill. 2d R. 219(c)(iv); Ashpole v. Brunswick Bowling & Billiards Corp., 297 Ill. App. 3d 725, 727 (1998). The imposition of sanctions for the failure to comply with discovery lies in the trial court’s discretion. See Warrender v. Millsop, 304 Ill. App. 3d 260, 268 (1999). The trial court’s decision in fashioning such a remedy will not be reversed absent a clear abuse of discretion. Warrender, 304 Ill. App. 3d at 268.

In determining whether the exclusion of a witness was a proper sanction for nondisclosure pursuant to Supreme Court Rule 213(f) or 213(g) (166 Ill. 2d Rs. 213(f), (g)), the court must consider the following factors: (1) the surprise to the adverse party; (2) the prejudicial effect of the testimony; (3) the nature of the testimony; (4) the diligence of the adverse party; (5) the timely objection to the testimony; and (6) the good faith of the party calling the witness. Boatmen’s National Bank of Belleville v. Martin, 155 Ill. 2d 305, 314 (1993); Warrender, 304 Ill. App. 3d at 268; Ashpole, 297 111. App. 3d at 727.

Our review of the record indicates that plaintiff was apprised through defendant’s answers to interrogatories, which were served five months before the case proceeded to trial, that defendant would testify at trial. Although defendant’s answer to question No. 13 cited above does not list the subject matter of his proposed testimony, there was no surprise or prejudice to plaintiff concerning the subject matter of defendant’s testimony at trial. Defendant’s answers to other questions posed in the same set of interrogatories propounded by plaintiff list the defendant’s address, his occupation, his employment with plaintiff’s company, and his salary and bonus.

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Cite This Page — Counsel Stack

Bluebook (online)
764 N.E.2d 586, 327 Ill. App. 3d 700, 261 Ill. Dec. 971, Counsel Stack Legal Research, https://law.counselstack.com/opinion/athans-v-williams-illappct-2002.