Ashley Unger, s/k/a Ashley Michelle Unger v. Commonwealth of Virginia

CourtCourt of Appeals of Virginia
DecidedDecember 22, 2015
Docket2196142
StatusUnpublished

This text of Ashley Unger, s/k/a Ashley Michelle Unger v. Commonwealth of Virginia (Ashley Unger, s/k/a Ashley Michelle Unger v. Commonwealth of Virginia) is published on Counsel Stack Legal Research, covering Court of Appeals of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ashley Unger, s/k/a Ashley Michelle Unger v. Commonwealth of Virginia, (Va. Ct. App. 2015).

Opinion

COURT OF APPEALS OF VIRGINIA

Present: Judges Decker, Russell and AtLee UNPUBLISHED

Argued at Richmond, Virginia

ASHLEY UNGER, S/K/A ASHLEY MICHELLE UNGER MEMORANDUM OPINION* BY v. Record No. 2196-14-2 JUDGE MARLA GRAFF DECKER DECEMBER 22, 2015 COMMONWEALTH OF VIRGINIA

FROM THE CIRCUIT COURT OF THE CITY OF RICHMOND Melvin R. Hughes, Jr., Judge

Dorian Dalton, Senior Assistant Public Defender, for appellant.

Rosemary V. Bourne, Senior Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee.

Ashley Unger appeals her conviction for criminal contempt of court. The appellant was

originally convicted in a summary proceeding in the general district court and appealed to the circuit

court. She contends that because her conduct did not occur entirely in the presence of the district

court, she could not properly be punished summarily. Accordingly, she suggests that the circuit

court should have dismissed the contempt adjudication. She also argues that the circuit court erred

in refusing to allow her to present evidence. We hold that the denial of the appellant’s motion to

dismiss was not error on the facts of this case. We further conclude that the appellant was entitled

to present evidence in the circuit court. Therefore, we reverse the appellant’s conviction and

remand the case to the circuit court for additional proceedings consistent with this opinion at the

discretion of the Commonwealth.

* Pursuant to Code § 17.1-413, this opinion is not designated for publication. I. BACKGROUND

In August 2014, the appellant appeared in the district court on a marijuana possession

charge that had previously been taken under advisement. The court summarized the proceedings in

an order as follows:

There was a report from [the Virginia Alcohol Safety Action Program (VASAP)] that stated [the appellant] tested positive for amphetamines . . . . Based on this, [the judge] put the [appellant] under oath and the [appellant] stated she would not test positive for any illegal substances. The [appellant] was taken to the lock up for drug testing. The deputy trying to administer the test stated that the first time [the appellant] spilled her urine . . . from the test in the lock up and the second time [she] adulterated her urine sam[ple] by pouring water in her sample cup.

In a summary proceeding pursuant to Code § 18.2-456, the district court found the appellant guilty

of criminal contempt for “interrupt[ing] and hinder[ing] the administration of justice.” It sentenced

her to ten days in jail.

The appellant appealed her contempt conviction to the circuit court, where she made a

motion to dismiss the conviction on due process grounds. She argued that the district court’s

exercise of its contempt power in summary fashion, without notice and a separate hearing, violated

her due process rights because not all essential elements of the misconduct occurred “in the

presence of the [district court] judge . . . under the eye of the court.” She contended that the error

could not be adequately remedied in the circuit court because the statutory scheme did not permit

her to have a true trial de novo in that court. The circuit court denied the motion to dismiss.

The court then found the appellant guilty of contempt as defined in Code § 18.2-456 and

asked the prosecutor if he had any argument on disposition. The prosecutor responded that the

finding of guilt was premature. He noted, “I think procedurally we need to go forward . . .

somewhat like a trial,” and he moved the court to admit the evidentiary summary contained in the

district court’s order. The prosecutor argued that the summary was admissible because it

-2- constituted “the certificate” under Code § 18.2-459 that recounted the evidence from the district

court. The appellant conceded that she was not entitled to confront the district court judge who was

essentially serving as a witness by means of the certificate. She argued, however, that the certificate

contained the statements of a deputy and a VASAP official and that admitting the certificate without

allowing her to confront the makers of those statements violated her constitutional rights.

The circuit court ruled based on the certificate, “the only evidence . . . before the Court,” that

the appellant was guilty of contempt. The judge again asked the prosecutor for “[a]ny argument on

disposition.” The appellant objected that the court had “not afforded [her] the opportunity to present

any evidence.” The judge responded, “This statute . . . [refers to] [l]egal testimony. I think legal

testimony is argument, and you’ve made that.” The circuit court sentenced the appellant to pay a

fine of $100.

II. ANALYSIS

The appellant contends that because her conduct did not occur entirely in the presence of the

district court, she was entitled to certain due process protections and could not be punished

summarily. She argues that the circuit court should have dismissed the contempt finding because

she did not receive those protections in the district court. She also asserts that the circuit court erred

by refusing to allow her to testify and present evidence in her appeal to that court. For the reasons

that follow, we hold that the appellant’s assignments of error are properly before the Court and that

reversal and remand to the circuit court are required.

A. Legal Framework

The common law defines contempt and establishes the inherent power of courts to punish it.

E.g., Parham v. Commonwealth, 60 Va. App. 450, 456-57, 729 S.E.2d 734, 736-37 (2012).

Nevertheless, the General Assembly is authorized to regulate the courts’ exercise of that power. Va.

Const. art. IV, § 14. This legal framework is affected by constitutional due process doctrine that

-3- recognizes two forms of criminal contempt—direct and indirect. See, e.g., Scialdone v.

Commonwealth, 279 Va. 422, 442-43, 689 S.E.2d 716, 727-28 (2010).

Controlling constitutional principles provide that direct contempt, also called summary

contempt, occurs “when the contemptible conduct ‘is committed in the presence of the court.’” Id.

at 442, 689 S.E.2d at 727 (quoting Burdett v. Commonwealth, 103 Va. 838, 845-46, 48 S.E. 878,

880-81 (1904)). Because the act occurs in the court’s presence, “the court ‘is competent . . . to

proceed upon its own knowledge of the facts, and to punish the offender without further proof, and

without issue or trial in any form.’” Id. at 442-43, 689 S.E.2d at 727 (quoting Burdett, 103 Va. at

846, 48 S.E. at 881). Direct contempt, therefore, describes “a narrowly limited category of

contempts” that may be punished summarily. Id. at 443, 689 S.E.2d at 728 (quoting In re Oliver,

333 U.S. 257, 275 (1948)); see id. at 444, 689 S.E.2d at 728 (observing that “‘the judge is his own

best witness of what occurred’ and that the use of the testimony of other witnesses precludes the use

of summary contempt” (quoting United States v. Marshall, 451 F.2d 372, 374 (9th Cir. 1971))).

Constitutional principles further instruct that contempt is indirect, by contrast, “[i]f some

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