Ashker v. Newsom

District Court, N.D. California·Decided April 4, 2022·No. 4:09-cv-05796·Unknown

Opinion

TODD ASHKER, et al., Case No. 09-cv-05796 CW

Plaintiffs, ORDER DENYING MOTION TO STAY v. (Re: Dkt. No. 1605) GAVIN NEWSOM, et al.,

Defendants.

Now before the Court is Defendants’ motion to stay the proceedings pending their appeal of this Court’s order of February 2, 2022, which granted Plaintiffs’ second motion to extend the settlement agreement (February 2 Order). Defendants argue that their appeal of the February 2 Order divested this Court of jurisdiction over “matters related to the appeal[.]” Docket No. 1605 at 2. Alternatively, Defendants contend that prudential grounds exist for staying the proceedings pending this appeal. Plaintiffs oppose the motion. For the reasons set forth below, the Court DENIES the motion. The procedural history of this class action is set forth in detail in the February 2 Order. See Docket No. 1579. The parties entered into a settlement agreement (SA) in August 2015. See Docket No. the agreement and the Court’s jurisdiction over this matter of not more than twelve months; to obtain the extension, Plaintiffs must demonstrate by a preponderance of the evidence that current and ongoing systemic violations of the Eighth or Fourteenth Amendments occur as alleged in the Second Amended Complaint, or the Supplemental Complaint, or as a result of reforms by the California Department of Corrections and Rehabilitation (CDCR) to its Step Down Program or the SHU policies contemplated in the agreement. Id. ¶ 41. If the Court’s jurisdiction and the settlement agreement are extended under paragraph 41, then “they shall both automatically terminate at the end of the extension period not to exceed 12 months and the case shall be dismissed unless Plaintiffs make the same showing described in Paragraph 41.” Id. ¶ 43. The agreement permits Plaintiffs to seek to extend indefinitely the settlement agreement and the Court’s jurisdiction so long as they make the requisite showing of ongoing and systemic constitutional violations described in paragraph 41, with each extension lasting no more than twelve months. Id. “[A]ny extension shall automatically terminate if plaintiffs fail to make the requisite showing described in Paragraph 41.” Id. The settlement agreement expressly provides that Defendants’ obligations with respect to the production of documents and data shall continue during any extension of the settlement agreement under paragraph 41. Id. ¶ 44 (“To the extent that this Agreement and the Court’s jurisdiction over this matter are extended beyond the initial twenty four-month period, CDCR’s obligations and production of any agreed upon data and documentation to Plaintiffs’ counsel will be extended for the same period.”). On November 20, 2017, Plaintiffs moved for an extension of the settlement agreement under paragraph 41 based on three independent categories of alleged systemic violations of the Due Process Clause of the Fourteenth Amendment, with each being sufficient to warrant an extension under paragraph 41: (1) Defendants’ ongoing and systemic misuse of, and lack of accurate disclosures regarding, confidential information; (2) Defendants’ ongoing and systemic failure to provide adequate procedural protections prior to the placement and retention of class members in the Restrictive Custody General Population (RCGP) based on demonstrated threats to validations that could be relied upon for parole purposes. Docket No. 898-4. The Court referred this motion to the magistrate judge for a report and recommendation. The magistrate judge concluded that Plaintiffs’ motion to extend the settlement agreement should be granted, finding that Plaintiffs had satisfied their burden under paragraph 41 based on two of the three categories of alleged due process violations they advanced in their motion. Docket No. 1122. The parties appealed this order directly to the Ninth Circuit. While their appeals were pending, the twelve-month extension of the settlement agreement went into effect; the extension began on July 15, 2019, and it ended on July 15, 2020. See Docket No. 1471. On August 3, 2020, the Ninth Circuit held that the magistrate judge’s order on Plaintiffs’ extension motion was not a final order under 28 U.S.C. § 636(c)(1). Ashker v. Newsom, 968 F.3d 975 (9th Cir. 2020). The court of appeals remanded the action to the undersigned “to consider construing the magistrate judge’s extension order as a report and recommendation and afford the parties reasonable time to file objections.” Id. at 985. In accordance with the Ninth Circuit’s opinion, the Court construed the magistrate judge’s order on Plaintiffs’ extension motion as a report and recommendation under 28 U.S.C. § 636(b)(1)(B) and permitted both sides to file objections to it. Meanwhile, on December 15, 2020, Plaintiffs filed a second motion to extend the settlement agreement under paragraph 41 for a second twelve-month period based on the same three categories of alleged due process violations upon which their first extension motion was premised, as well as two new categories of alleged due process violations, namely (1) Defendants’ systemic failure to ensure that confidential information in confidential memoranda is accurate and complete, and (2) Defendants’ systemic failure to timely disclose to inmates a non-confidential summary of confidential information that could be relied upon by parole commissioners for the purpose of parole determinations. Docket No. 1411. The Court referred that motion to the magistrate judge for a report and recommendation. On April 9, 2021, the Court adopted the magistrate judge’s recommendation to grant Plaintiffs’ first motion to extend the settlement agreement by twelve months under paragraph 41. Docket No. 1440. The Court held that the extension was warranted based on all three categories found. The effect of the Court’s April 9, 2021, order was to confirm that the twelve-month extension of the settlement, which ran between July 15, 2019, and July 15, 2020, was justified by the evidence that Plaintiffs presented in their first extension motion. Defendants filed a notice of appeal with respect to the April 9, 2021, order on May 7, 2021. Docket No. 1455. That appeal is pending. On July 12, 2021, the magistrate judge issued a report and recommendation with respect to Plaintiffs’ second extension motion. Docket No. 1497. The magistrate judge found that Plaintiffs had not satisfied their burden under paragraph 41 based on any of the categories of alleged due process violations they advanced in the second extension motion, and he recommended that the Court deny the motion. On February 2, 2022, the Court adopted in part and rejected in part the magistrate judge’s recommendations as to Plaintiffs’ second extension motion. Docket No. 1579. The Court concluded that Plaintiffs had met their burden under paragraph 41 as to each of the categories of alleged due process violations they advanced, except with respect to alleged due process violations arising out of hearing officers’ reliability determinations as to confidential information they relied upon in adjudicating disciplinary charges, and CDCR’s failure to provide class members with timely disclosures of confidential information in their files that could be used against them in parole determinations. Id. On February 24, 2022, the Court, at Defendants’ request, clarified the February 2 Order to indicate that the second twelve-month extension period will begin on the date that Defendants make a complete production of the documents and data (1) that Defendants are required to produce under paragraph 37 of the settlement agreement; (2) that the magistrate judge requires Defendants to produce; and (3) that the parties ag

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