J. SKELLY WRIGHT, Circuit Judge:
Appellant was convicted after a trial without a jury in the District of Columbia Court of General Sessions of disorderly conduct purportedly in violation of 22 D.C.Code § 1107 (1967). His conviction was affirmed by the District of Columbia Court of Appeals in a per
curi-am
opinion and this court granted leave to appeal.
I
The charge of disorderly conduct relates to appellant's activities on August 17, 1966, before a subcommittee of the House Committee on Un-American Activities. Appellant was present in the hearing room that day for the purpose of representing two of his clients who had been subpoenaed to appear as witnesses. During the testimony of another witness, a so-called friendly (to the Committee) witness, the name of one of these clients was mentioned. Appellant rose from his seat and approached the rostrum
from which other lawyers voicing objections had addressed the subcommittee. With Chairman Pool’s acquiescence appellant began his legal argument, but within a very short period of time the two men were involved in a heated exchange. Voices were raised, others began to enter the debate and even the audience started to get into the spirit of the thing. Chairman Pool then ordered appellant to be seated: “Now sit down. Go over there and sit down. You have made your objection. You are not going to disrupt this hearing any further.”
At this point, two of the United States Deputy Marshals stationed in the hearing room began to move toward appellant and, when appellant started to speak again,
Chairman Pool, without consulting the other members of the subcommittee, ordered the marshals to “Remove the lawyer.” Appellant responded: “Mr. Chairman, I will not be taken from this room. I am an attorney-at-law and I have the right to be heard.” The marshals then physically ejected appellant from the hearing room.
Appellant’s co-counsel immediately pressed for his return. Chairman Pool apparently had no objection and, in fact, at one point explicitly stated, “Bring the gentleman back in.” Unfortunately, by this time the marshals had not only taken appellant out of the hearing room and placed him under arrest,
but they had transported him, kicking and screaming, through the halls, down the elevator and into a waiting police wagon.
In the trial court, the DCCA and this court, appellant has. attacked this prosecution with a battery of legal and policy arguments. He has contended that he had simply been functioning as a lawyer vigorously and persistently defending his client’s interest and that a prosecution for disorderly conduct based on such activity infringed upon both the First and Sixth Amendments; that if his actions were disruptive of the subcommittee’s proceedings, the proper means of prosecution is for that body to initiate or prosecute for contempt and not for a different tribunal to hear and adjudge the matter as an ordinary criminal 'proceeding; that the trial court entertained an erroneous view of the intent requisite to establish guilt; that each and every element of the crime of which he was convicted was not charged or proved; and that not only was the information defective in that it failed to charge a specific offense, but the entire prosecution was tainted by the uncertainty as to which statute was the basis for his conviction. Since we are in agreement with some of these contentions, we reverse appellant’s conviction.
II
At the outset, we wish to make it clear that, although a lawyer has a duty to defend vigorously the rights of his clients,
there is a corollary obliga
tion that he conduct himself with decorum.
And this is equally true whether he be addressing a court or a legislative committee. In neither instance may he so conduct himself that he disrupts the proceedings and obstructs the orderly administration of the law. At the same time, the courts and committees before which a lawyer appears are governed by specific rules of order and just as the lawyer must stay within the boundaries of legitimate legal argument, so too the committee must respect its own rules. Gojack v. United States, 384 U.S. 702, 86 S.Ct. 1689, 16 L.Ed.2d 870 (1966); Yellin v. United States, 374 U.S. 109, 83 S.Ct. 1828, 10 L.Ed.2d 778 (1963).
In the instant case, Chairman Pool acting alone and without consulting other members of the subcommittee ordered appellant’s removal from the hearing room. But Rule VIII of the House Committee on Un-American Activities specifically provides:
“Counsel for a witness shall conduct hims.elf in a professional, ethical and proper manner. His failure to do so shall,
upon a finding to that effect by a majority of the Committee or Subcommittee before which the witness is appearing,
subject such counsel to disciplinary action which may include warning, censure, removal of counsel from the hearing room, or a recommendation of contempt proceedings.” (Emphasis added.)
Although the discipline initiated was within the scope of the rule, the procedure leading to such discipline clearly was not.
Given the absence of a finding by a majority of the subcommittee that appellant’s behavior extended beyond legitimate legal argument, we cannot say that appellant’s removal from the hearing room was a lawful application of the subcommittee’s rules. Gojack v. United States, supra.
In light of the unusual situation presented by this case, we think it appropriate to make an additional preliminary observation: Where a participant in a legislative hearing behaves in such a manner as to raise a question as to the propriety of his behavior, the
initial
determination that criminal proceedings should be instituted against that party ordinarily lies with the body before which he is appearing, not an independent tribunal. Here we have a case in which the District of Columbia Government, supported only by United States Deputy Marshals, took complete charge in initiating and pursuing appellant’s prosecution for activity before a House subcommittee. No member of the subcommittee even testified at the trial.
The trial court in its written opinion denying appellant’s motion in arrest of
judgment supports its conclusion that, in a case such as this, prosecution on a straight criminal charge of disorderly conduct is to be preferred over contempt proceedings on the ground that the numerous procedural safeguards attending a criminal prosecution are dispensed with in summary contempt proceedings.
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J. SKELLY WRIGHT, Circuit Judge:
Appellant was convicted after a trial without a jury in the District of Columbia Court of General Sessions of disorderly conduct purportedly in violation of 22 D.C.Code § 1107 (1967). His conviction was affirmed by the District of Columbia Court of Appeals in a per
curi-am
opinion and this court granted leave to appeal.
I
The charge of disorderly conduct relates to appellant's activities on August 17, 1966, before a subcommittee of the House Committee on Un-American Activities. Appellant was present in the hearing room that day for the purpose of representing two of his clients who had been subpoenaed to appear as witnesses. During the testimony of another witness, a so-called friendly (to the Committee) witness, the name of one of these clients was mentioned. Appellant rose from his seat and approached the rostrum
from which other lawyers voicing objections had addressed the subcommittee. With Chairman Pool’s acquiescence appellant began his legal argument, but within a very short period of time the two men were involved in a heated exchange. Voices were raised, others began to enter the debate and even the audience started to get into the spirit of the thing. Chairman Pool then ordered appellant to be seated: “Now sit down. Go over there and sit down. You have made your objection. You are not going to disrupt this hearing any further.”
At this point, two of the United States Deputy Marshals stationed in the hearing room began to move toward appellant and, when appellant started to speak again,
Chairman Pool, without consulting the other members of the subcommittee, ordered the marshals to “Remove the lawyer.” Appellant responded: “Mr. Chairman, I will not be taken from this room. I am an attorney-at-law and I have the right to be heard.” The marshals then physically ejected appellant from the hearing room.
Appellant’s co-counsel immediately pressed for his return. Chairman Pool apparently had no objection and, in fact, at one point explicitly stated, “Bring the gentleman back in.” Unfortunately, by this time the marshals had not only taken appellant out of the hearing room and placed him under arrest,
but they had transported him, kicking and screaming, through the halls, down the elevator and into a waiting police wagon.
In the trial court, the DCCA and this court, appellant has. attacked this prosecution with a battery of legal and policy arguments. He has contended that he had simply been functioning as a lawyer vigorously and persistently defending his client’s interest and that a prosecution for disorderly conduct based on such activity infringed upon both the First and Sixth Amendments; that if his actions were disruptive of the subcommittee’s proceedings, the proper means of prosecution is for that body to initiate or prosecute for contempt and not for a different tribunal to hear and adjudge the matter as an ordinary criminal 'proceeding; that the trial court entertained an erroneous view of the intent requisite to establish guilt; that each and every element of the crime of which he was convicted was not charged or proved; and that not only was the information defective in that it failed to charge a specific offense, but the entire prosecution was tainted by the uncertainty as to which statute was the basis for his conviction. Since we are in agreement with some of these contentions, we reverse appellant’s conviction.
II
At the outset, we wish to make it clear that, although a lawyer has a duty to defend vigorously the rights of his clients,
there is a corollary obliga
tion that he conduct himself with decorum.
And this is equally true whether he be addressing a court or a legislative committee. In neither instance may he so conduct himself that he disrupts the proceedings and obstructs the orderly administration of the law. At the same time, the courts and committees before which a lawyer appears are governed by specific rules of order and just as the lawyer must stay within the boundaries of legitimate legal argument, so too the committee must respect its own rules. Gojack v. United States, 384 U.S. 702, 86 S.Ct. 1689, 16 L.Ed.2d 870 (1966); Yellin v. United States, 374 U.S. 109, 83 S.Ct. 1828, 10 L.Ed.2d 778 (1963).
In the instant case, Chairman Pool acting alone and without consulting other members of the subcommittee ordered appellant’s removal from the hearing room. But Rule VIII of the House Committee on Un-American Activities specifically provides:
“Counsel for a witness shall conduct hims.elf in a professional, ethical and proper manner. His failure to do so shall,
upon a finding to that effect by a majority of the Committee or Subcommittee before which the witness is appearing,
subject such counsel to disciplinary action which may include warning, censure, removal of counsel from the hearing room, or a recommendation of contempt proceedings.” (Emphasis added.)
Although the discipline initiated was within the scope of the rule, the procedure leading to such discipline clearly was not.
Given the absence of a finding by a majority of the subcommittee that appellant’s behavior extended beyond legitimate legal argument, we cannot say that appellant’s removal from the hearing room was a lawful application of the subcommittee’s rules. Gojack v. United States, supra.
In light of the unusual situation presented by this case, we think it appropriate to make an additional preliminary observation: Where a participant in a legislative hearing behaves in such a manner as to raise a question as to the propriety of his behavior, the
initial
determination that criminal proceedings should be instituted against that party ordinarily lies with the body before which he is appearing, not an independent tribunal. Here we have a case in which the District of Columbia Government, supported only by United States Deputy Marshals, took complete charge in initiating and pursuing appellant’s prosecution for activity before a House subcommittee. No member of the subcommittee even testified at the trial.
The trial court in its written opinion denying appellant’s motion in arrest of
judgment supports its conclusion that, in a case such as this, prosecution on a straight criminal charge of disorderly conduct is to be preferred over contempt proceedings on the ground that the numerous procedural safeguards attending a criminal prosecution are dispensed with in summary contempt proceedings.
However, as appellant has correctly noted, in this case it is highly doubtful that the committee would have initiated a contempt proceeding, since Chairman Pool did attempt to have appellant returned to the hearing room, and even if a contempt proceeding were begun, it seems clear that it would not have met with any success in view of the subcommittee’s noncompliance with its own rules. Go jack v. United States, supra; Yellin v. United States,
supra.
Surely if the subcommittee itself is unwilling or unable to initiate contempt proceedings, we may observe without deciding that it is difficult to understand how or why an independent tribunal can lawfully proceed. It is unnecessary, however, to pursue the matter; we find that this conviction must be reversed in any event since, in light of the record before us, the information filed against appellant does not charge an offense under the District of Columbia Code.
III
The information filed against appellant reads as follows:
“that ARTHUR KINOY, late of the District of Columbia aforesaid, on or about the 17th day of August in the A.D., nineteen hundred and sixty-six, in the District of Columbia, aforesaid, and on New Jersey and Independence Street-Avenue, east, and in a public place, to wit: Cannon Building did then and there engage in disorderly conduct, to wit: engage in loud and boisterous talking and other disorderly conduct.
“Contrary to and in violation of an Act of Congress Police Regulation in such case made and provided, and constituting a law of the District of Columbia.”
The section of the D.C.Code under which the District Government prosecuted and the trial court apparently
found appellant guilty is Section 22-1107 which in pertinent part provides:
“§ 22-1107.
Unlawful
assembly—
Profane and indecent language.
It shall not be lawful for any person or persons within the District of Columbia
to congregate and assemble
in any street, avenue, alley, road, or highway, or in or around any public
building or inclosure, or any park or reservation, or at the entrance of any private building or inclosure,
and engage in loud and boisterous talking or
other disorderly conduct,
or to insult or make
rude or obscene gestures or comments or observations on persons passing by, or in their hearing,
or
to crowd, obstruct, or incommode, the free use of any such street, avenue, alley, road, highway, or any of the foot pavements thereof, or the free entrance into any public or private building or inclosure; * * (Emphasis added.)
A comparison of the language of the information with the language of the statute discloses that whereas the crime denounced in the statute is “to congregate and assemble * * * and engage in loud and boisterous talking or other disorderly conduct,” the information merely charges appellant with engaging in loud and boisterous talking and other disorderly conduct. It should be noted too that the title of the statute is “Unlawful Assembly.”
Appellant argues that the failure to charge him with “congregating and assembling” is fatal to the government's case, and in support of his theory he refers us to an unpublished recent opinion by Judge Tim Murphy in District of Columbia v. Reed, Cr. No. DC 2021-67 (May 11, 1967).
See also
Hunter v. District of Columbia, 47 U.S.App.D.C. 406 (1918). We attach Judge Murphy’s opinion as an appendix to our decision today since we are in substantial agreement with the views expressed therein and, by incorporating it in our decision, we will eliminate the need here for an extended discussion of the relevant principles. We need only note that Judge Murphy begins his opinion with the observation: “The offense [a violation of Section 22-1107] then has two elements: A. That the defendant did congregate and assemble; B. That he did engage in loud and boisterous talking or other disorderly conduct.” Judge Murphy then concludes his opinion by holding that, since the information did not charge con
sregatmg
and assembling nor could such have been proved on the facts °f tbe case’ ^be defendant must necessanly be found ?ot guilt^ In the s^ant case’ aPPedant was not charged Wltb congregating and assembling nor could sueh a char®e bave been Proved had the government sought and obtained Permission to amend the information; whatever groups may be included in the definition of “Unlawful Assembly,” a lawyer permitted to represent his clients at a hearing of a House subcommittee is not one of them. Accordingly this conviction must be reversed,
One final comment is in order in view
of the
record of the proceedings below. In
Reed,
Judge Murphy spoke of “the right to be clearly apprised of a criminal charge,” and this court has recently had an opportunity to apply this principle
in cases quite similar to our own. Feeley v. District of Columbia, 128 U.S.App. D.C. 258, 387 F.2d 216 (1967); Smith v. District of Columbia, 128 U.S.App. D.C. 275, 387 F.2d 233 (1967). In
Feeley,
where, as here, the information did not explicitly specify the section under which the charge was laid and where, as here, at trial several other disorderly conduct sections were referred to as possible bases for conviction,
Judge Prettyman, in reversing Feeley’s conviction, held:
“We think that when the participants were arrested and prosecuted they were entitled to know with some precision what law they had allegedly violated. Perhaps this is miniscule, but, when the Congress enacts laws describing criminal offenses in intricate patterns and with apparent variations in details, we think enforcement officers must be correspondingly exact.” 128 U.S.App.D.C. at 261-262, 387 F.2d at 219-220.
Unfortunately, the trial judge here did not have the benefit of
Feeley
and
Smith
at the time this case was tried.
Reversed.
APPENDIX
District of Columbia Court of General Sessions Criminal Division
District of Columbia
v.
Donald Homer Reed
Criminal No. DC 2021-67
OPINION
On January 19, 1967, Private Anthony Morris of the Metropolitan Police Department arrested Donald Reed for double-parking and disorderly conduct. The case was tried by the Court on January 29,1967. The defendant was charged in the disorderly case as follows:
Donald H. Reed, late of the District of Columbia aforesaid, on or about the 15th day of January, in the year A.D.,. nineteen hundred and sixty-seven, in
the District of Columbia aforesaid, and in front of 1930 Fourteenth Street, Northwest, did then and there engage in disorderly conduct, to wit: did engage in loud and boisterous language, and other disorderly conduct, contrary to and in violation of an Act of Congress Police Regulation in such case made and provided, and constituting a law of the District of Columbia.
Prior to trial, defense counsel moved to limit the proof to loud and boisterous talking. After an initial objection, the prosecutor agreed to limit his proof on the disorderly conduct charge to this conduct.
The arresting officer testified he was on patrol in uniform in a marked scout car when he observed the defendant double-parked in the 1900 block of 14th Street, Northwest. There were two parking spaces available to the defendant. He drove up behind the parked car and waited 45 seconds to a minute. When the defendant did not move, he flicked his spotlights into defendant’s mirror, waited a while longer, then briefly sounded the siren. The defendant still failed to move or park his car. The police officer moved his car near the rear of defendant’s ear, got out and approached the defendant and asked for license and registration. The defendant got out of his car and “in a loud and boisterous voice and highly agitated manner,” demanded, “What are you doing throwing the spotlight in my face?” When the officer again sought the license and registration, the defendant stated, in a loud and boisterous voice again, “Don’t point your finger at me.” Upon a third demand, the defendant replied, “I don’t give a
damn
what you do, officer.” At this point the officer called for a wagon. While waiting for the wagon, the defendant’s wife interjected herself into the proceeding, advising the defendant to drive off and accused the police of harassment. When the wagon arrived the defendant held onto the car and was removed forceably and placed in the wagon.
Upon cross-examination and re-direct, the officer stated he had never asked the defendant why he was double-parked or to move his car. He stated some people had gathered on the sidewalk during his initial confrontation with the defendant but no one had complained about the noise, stated they were annoyed or that they thought defendant was loud and boisterous. At the time of the officer’s stopping behind the defendant, the traf-fice was between medium and heavy, and defendant’s ear definitely obstructed the orderly flow of traffic.
The defendant testified in his own behalf and raised issues of credibility concerning the facts of the disorderly conduct and admitted the double-parking. The Court found the defendant guilty of the double-parking and took the disorderly conduct case under advisement.
After hearing arguments, and studying the memos submitted by counsel, the Court, on April 14, 1967, resolved the credibility issues against the accused, but found the defendant not guilty under the facts and law of this case on the disorderly charge. This opinion is in support of that ruling of April 14, 1967.
Conclusions of Law
The heart of the issue before this Court was whether a defendant who alone becomes loud and boisterous in a face-to-face confrontation with a police officer can be found guilty of disorderly conduct under the first section of 22 D.C.Code 1107.
The Court thinks not. The perti
nent section of the disorderly statute reads as follows:
It shall not be lawful for any person or persons within the District of Columbia to congregate and assemble in any street, avenue, alley, road, or highway, or in or around any public building or inelosure, or any park or reservation, or at the entrance of any private building or inclosure, and engage in loud and boisterous talking or other disorderly conduct.
The offense then has two elements:
A. That the defendant did congregate and assemble;
B. That he did engage in loud and boisterous talking or other disorderly conduct.
Looking at the second element first, the Court finds the defendant was loud and boisterous
under the circumstances of this ease. However, the Government failed to prove the first element; that is, the defendant did congregate and assemble.
A.
Congregating:
On June 7, 1966, the Office of the Corporation Counsel issued an opinion to the Police Department concerning 22 D.C.Code 1121 (2), the so-called “failure to move on” statute. This statute provides:
Whoever, with intent to provoke a breach of the peace, or under circumstances such that a breach of the peace may be occasioned thereby * * * congregates with others on a public street and refuses to move on when ordered by the police.
In his excellent lengthy opinion, the (Acting) Corporation Counsel stated:
Additionally, to support a finding of guilt under Code Section 22-1121(2) it must be established that one ‘congregates with others on a public street.’ It has been held by some courts that to establish this element of the offense at least three persons must be present. People v. LoVechhio, 185 Misc. 197, 56 N.Y.S.2d 354, 358 (1945); People v. Carcel, 3 N.Y.2d 327, 165 N.Y.S.2d 113, 144 N.E.2d 81, 65 A.L.R.2d 1145 (1957).
It appears the position urged upon the Court in this case by the Office of the Corporation Counsel is inconsistent with its position of June 10,1966. This Court agrees with the New York Court that a congregation requires at least three persons; there being only two persons in this case, there was no congregation.
B.
Assembling:
At common law, if three or more persons assembled for a purpose which, if executed, would constitute a rout or riot, but separated without carrying out their purpose, it constituted unlawful assembly. Hunter v. District of Columbia, 47 App.D.C. 406 (1918). Since there were only two persons at the most assembled under the circumstances, there can be no unlawful assembly.
The
Hunter
case is squarely on point in this case. The statute in question is identical in language, where pertinent, to 1107, although the facts in that case involved an alleged incommoding of the sidewalk. The defendant was charged in that ease as follows:
“did congregate and assemble on Pennsylvania avenue, N. W., did then and there crowd, obstruct, and incommode the free use of the sidewalk thereof on said avenue. Contrary to and in violation of an act of Congress in such case made and provided, and constituting a law of the District of Columbia.”
The Court in reversing this conviction noted:
It follows, therefore, that at common law the mere act of assembling was not unlawful, unless it was for an unlawful purpose. Neither is a peaceable assembly unlawful under the present statute. It does not condemn the mere act of assembling on the street, but prohibits assembling and congregating, coupled with the doing of the forbidden acts. In other words, at common law the assembly must be for an unlawful purpose, and when three or more persons so assembled the offense was complete without the commission of any additional overt criminal act; but here it requires both the assembly and the commission of one of the acts forbidden by the statute to constitute unlawful assembly. Both the assembling and the overt act are essential to make the offense. It would hardly be contended, therefore, that if defendants had met on one of the spacious sidewalks of Pennsylvania avenue to conduct a peaceable conversation, though in a degree inconveniencing pedestrians, they would be guilty, under the statute, of crowding and obstructing the free use of the walk.
Thus, it appears clear that the “congregate and assemble” section of 1107 requires the presence of three or more persons acting in concert for an unlawful purpose.
The D.C. statute adds an additional element to common law unlawful assembly. Whereas common law required three or more persons with a common purpose, the statute adds the commission of a forbidden act, e. g. loud and boisterous, as a third element. But to repeat, although the defendant was loud and boisterous he was not with three or more persons with a common purpose and thus not in violation of the statute.
The fact that this case was prosecuted calls for some observations by the Court. Prior to its research for this opinion, the Court was unaware of the
Hunter
decision and while sitting in the D. C. Branch of the Court observed a number of cases brought for prosecution where a lone person was loud and boisterous. Although the
Hunter
case is a most significant case concerning the interpretation of 1107, it is not cited in the annotation of the Code nor has it been cited in subsequent opinions of our appellate courts.
The obscurity of the opinion, however, does not diminish its force. There being no evidence it has been overruled, it is the law of this jurisdiction.
Prudence then would suggest that the Office of the Corporation Counsel carefully examine the
Hunter
case and its opinion of June 10, 1966, to determine if its present prosecuting policies are in accord. Further, as legal advisors to the police, it would appear wise for them to, by opinion, notify the police of any change in policy to ensure the man on the beat restricts his arrests under this section of the Code to those where violation occurs — as the terms, congregate and assemble, have been defined.
The Court wishes to make a further observation on the information used in this case. First, the information fails to allege “congregate and assemble” even though it is an element of the offense. All elements of the offense charged should be alleged. Secondly, in this case even if there had been an allegation including “congregate and assemble” the information would be defective, as inadequately vague under
Hunter.
The right to be clearly apprised
of a criminal charge is constitutional in scope and can not be avoided in this instance by the more simplified rules of modern pleading or the relative obscurity of the
Hunter
opinion.
ORDERED that the defendant is found not guilty of disorderly conduct and discharged on that charge.
Tim Murphy Judge
May 11, 1967