Arthur J. Augustine v. State of Alaska

469 P.3d 425
CourtCourt of Appeals of Alaska
DecidedJune 26, 2020
DocketA12659
StatusPublished

This text of 469 P.3d 425 (Arthur J. Augustine v. State of Alaska) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Arthur J. Augustine v. State of Alaska, 469 P.3d 425 (Ala. Ct. App. 2020).

Opinion

NOTICE The text of this opinion can be corrected before the opinion is published in the Pacific Reporter. Readers are encouraged to bring typographical or other formal errors to the attention of the Clerk of the Appellate Courts: 303 K Street, Anchorage, Alaska 99501 Fax: (907) 264-0878 E-mail: corrections @ akcourts.us

IN THE COURT OF APPEALS OF THE STATE OF ALASKA

ARTHUR J. AUGUSTINE, Court of Appeals No. A-12659 Appellant, Trial Court No. 4FA-12-00482 CR

v. O P I N I O N STATE OF ALASKA,

Appellee. No. 2668 — June 26, 2020

Appeal from the Superior Court, Fourth Judicial District, Fairbanks, Michael P. McConahy, Judge.

Appearances: Josie W. Garton (opening brief) and Laurence Blakely (reply brief), Assistant Public Defenders, and Quinlan Steiner, Public Defender, Anchorage, for the Appellant. Diane L. Wendlandt, Assistant Attorney General, Office of Criminal Appeals, Anchorage, and Jahna Lindemuth, Attorney General, Juneau, for the Appellee.

Before: Allard, Chief Judge, Harbison, Judge, and Mannheimer, Senior Judge. *

Judge MANNHEIMER.

* Sitting by assignment made pursuant to Article IV, Section 11 of the Alaska Constitution and Administrative Rule 23(a). Arthur J. Augustine was convicted of sexually abusing his two grand­ daughters. The State’s evidence against Augustine was based almost completely on the out-of-court statements of the two children. These out-of-court statements were conveyed to the jury through video-recorded interviews of the children, as well as the hearsay testimony of adults. The trial judge admitted the children’s recorded interviews under the provisions of Alaska Evidence Rule 801(d)(3). This evidence rule declares that the recorded pre-trial statement of a crime victim is exempted from the hearsay rule if the victim is under 16 years old, if the child is available for cross-examination at trial, and if the out-of-court statement was taken under circumstances that satisfy the other criteria listed in subsections (A) through (H) of the evidence rule. Most of the criteria listed in Rule 801(d)(3) concern factual issues, such as whether the interview with the victim was conducted before the proceeding, and whether the victim’s statement was recorded in a format that preserves both the audio and video components of the statement. But two of the criteria — (d)(3)(F) and (d)(3)(H) — require the trial judge to exercise judgement after evaluating the entirety of the circumstances surrounding the victim’s statement. Under subsection (d)(3)(F), the State must prove that “the taking of the statement as a whole was conducted in a manner that would avoid undue influence [on] the victim”. And under subsection (d)(3)(H), the judge must additionally “determine that [the out-of-court statement] is sufficiently reliable and trustworthy”, and that “the interests of justice are best served by admitting the recording [of the statement] into evidence.” In our first decision in this case, Augustine v. State, 355 P.3d 573 (Alaska App. 2015), we concluded that the trial judge failed to hold the State to its burden of proof under subsection (d)(3)(F), and that the trial judge failed to fulfill his role as

–2– 2668 evidentiary gatekeeper under subsection (d)(3)(H). We therefore remanded Augustine’s case to the superior court for reconsideration of whether the children’s out-of-court statements should have been admitted. 1 The superior court has now reconsidered the matter and has issued its decision on remand, again ruling that the children’s out-of-court statements were properly admitted at Augustine’s trial. But the superior court’s explanation of its decision is so conclusory that we cannot meaningfully review the court’s ruling. We must therefore remand this case to the superior court once more. To fully explain why we conclude that the superior court’s decision is inadequate, we must describe the procedural history of this litigation in some detail, and the various reasons why one might potentially doubt the credibility or reliability of the children’s out-of-court statements. Only then can readers understand why the superior court failed to offer a sufficient explanation of its ruling to allow meaningful appellate review.

The original litigation regarding the admissibility of the children’s recorded interviews, and this Court’s decision on direct appeal

State Trooper Investigator Yvonne Howell was assigned to investigate Augustine’s potential sexual abuse of his two granddaughters, M.Y. and T.Y. During her investigation, Howell conducted four video-recorded interviews of the girls. (Howell interviewed each girl twice, on succeeding days.) About three weeks before Augustine’s trial was scheduled to begin, the State filed a motion seeking the trial court’s permission to introduce Investigator Howell’s four recorded interviews of the children pursuant to Evidence Rule 801(d)(3).

1 Augustine, 355 P.3d at 585-86.

–3– 2668 Augustine’s attorney opposed the State’s motion. In his opposition, the defense attorney relied primarily on the information and assertions contained in a nine-page report prepared by Dr. John C. Yuille, a forensic psychologist. Dr. Yuille’s report addressed several potential problems with the way in which Investigator Howell interviewed M.Y. and T.Y., and the resulting potential unreliability of the children’s statements during those interviews. In our initial opinion in this case, we described Dr. Yuille’s report in some detail — not as an endorsement of Dr. Yuille’s analytical approach, or his conclusions, but rather to demonstrate that Augustine’s attorney offered substantive reasons to doubt the reliability of M.Y.’s and T.Y.’s statements to Investigator Howell. In his report, Dr. Yuille offered his views on the general principles that an investigator must be aware of, and adhere to, when conducting an investigative interview of a child, so as to “maximize the information obtained from the child while minimizing the contamination of the child’s memory”. Under these principles, an interviewer should (1) avoid leading questions, (2) allow children to take their time and describe things in their own words, (3) obtain as much independent information as possible, to give the interviewer an objective basis for assessing the credibility of the child’s account, and (4) avoid going into the interview with only one working hypothesis, an approach that can “blind” the interviewer to other relevant information that the child may have. Dr. Yuille’s report explained that he and his colleagues (from Europe and the United States) had developed a set of two dozen criteria for evaluating a child’s statement about alleged abuse — more specifically, for evaluating whether it is likely that the child’s assertions and descriptions are based on memories of real experiences, rather than things the child has “only imagined or heard about”. According to Dr. Yuille, any investigative interview of a child should be evaluated according to the presence or absence of these twenty-four criteria. But among

–4– 2668 the twenty-four, five criteria are critical, in the sense that all five usually should be present if the child is indeed describing real experiences. According to Dr. Yuille, the five primary criteria are: (1) the allegation should be of a coherent event, (2) the child should describe this event in a spontaneous fashion, (3) the child’s description should have the quantity and quality of detail one would expect from this particular child, and, if the child has reached school age, (4) the child’s allegation should include an age- appropriate sense of time and space, and (5) it should include age-appropriate descriptions of the child’s interactions with the perpetrator.

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Bluebook (online)
469 P.3d 425, Counsel Stack Legal Research, https://law.counselstack.com/opinion/arthur-j-augustine-v-state-of-alaska-alaskactapp-2020.