Arthur H. Berndtson v. Honorable Oren R. Lewis, United States District Judge

465 F.2d 706, 1972 U.S. App. LEXIS 8008
CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 8, 1972
Docket71-1043
StatusPublished
Cited by3 cases

This text of 465 F.2d 706 (Arthur H. Berndtson v. Honorable Oren R. Lewis, United States District Judge) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Arthur H. Berndtson v. Honorable Oren R. Lewis, United States District Judge, 465 F.2d 706, 1972 U.S. App. LEXIS 8008 (4th Cir. 1972).

Opinion

MEMORANDUM AND ORDER

CRAVEN, Circuit Judge:

This is a second petition for a writ of mandamus filed by Captain Berndtson to require the United States District Court to dismiss an action for libel brought against him by Lieutenant Commander Marcus A. Arnheiter. 1 We denied the *707 first petition without prejudice to the right of petitioner to renew his motion for summary judgment in the district court after completion of discovery. Berndtson v. Lewis, No. 71-1043 (February 25, 1971). In lieu of discovery, the parties have filed a stipulation of facts accompanied by numerous exhibits and renewed their respective motions for summary judgment. The district court again refused to grant summary judgment for the petitioner because he inferred from the stipulations that Captain Berndtson was not ordered to give the interview from which the alleged libel stemmed and, while giving the interview, was not acting within the outer perimeters of his line of duty, rendering Barr v. Matteo, 360 U.S. 564, 79 S.Ct. 1335, 3 L.Ed.2d 1434 (1959), inapplicable. In addition, he thought that Navy regulations had not been complied with in authorizing or in giving the interview.

The agreed upon facts include these:

On November 25, 1967, the immediate office of the Secretary of the Navy received a request from the Columbia Broadcasting System (CBS) for a Navy spokesman to answer questions concerning the relief from command of Lieutenant Commander Marcus A. Arnheiter, United States Navy.

Rear Admiral (then Captain) Thompson personally advised the Secretary of the Navy, Mr. Paul R. Ignatius, that CBS had requested permission to interview a Navy spokesman concerning the Arnheiter case. The Secretary stated that he was not personally available for the interview; but he felt that an interview would be appropriate, and he directed Captain Thompson to designate the most qualified person available as spokesman for the Navy.

Lieutenant Commander Arnheiter’s relief from command had been under the specific cognizance of the Bureau of Naval Personnel, and it was Captain Thompson’s opinion that the Bureau could probably furnish a spokesman for the Navy. Accordingly, Captain Thompson telephoned the Office of the Chief of Naval Personnel. Captain Thompson did not speak personally to the Chief of Naval Personnel, Vice Admiral Benedict J. Semmes, Jr., United States Navy, at this time, but advised a member of his immediate staff that it had been decided that the Navy should furnish a spokesman for interview by CBS concerning the Arnheiter matter, and that.Vice Admiral Semmes should designate the most qualified person available to give the interview.

Captain Thompson also advised the Office of the Chief of Information, Navy Department, of the request from CBS.

Captain Thompson approved the choice of - defendant to give the interview and was present during the entire interview.

The request from' CBS for an interview was deemed to be appropriate by the Chief of Naval Information. Compliance with the request for a Navy spokesman was recommended by the said Chief of Naval Information. The request and recommendation were communicated to Vice Admiral Semmes in his official capacity as Chief of Naval Personnel and a- discussion was conducted with varioüs members of his staff in his office at the Navy Annex, Arlington, Virginia, as to the appropriate position and grade of the individual to be selected as the Navy spokesman for the interview. It was decided at that discussion that the individual most familiar with *708 the facts of the case of Lieutenant Commander Arnheiter was Captain Arthur H. Berndtson, United States Navy, who at that time held the official position of Assistant Chief of Naval Personnel for Performance. During the decision as to the appropriate Navy spokesman, Captain William Thompson, United States Navy, then serving as Public Affairs Adviser to Secretary of the Navy Paul R. Ignatius, participated in his official capacity on behalf of the Secretary of the Navy, and accompanied Captain Berndtson at the inverview.

On or about November 25, 1967, defendant was summoned to a meeting at the Office of the Chief of Naval Personnel. In addition to defendant, the Chief of Naval Personnel, Vice Admiral Benedict J. Semmes, Jr., and the Deputy Chief of Naval Personnel, Rear Admiral B. M. Strean, United States Navy (now a retired Vice Admiral), were present in the office. At this meeting, defendant was informed that the Columbia Broadcasting System (CBS) had requested permission to interview a Navy spokesman concerning Lieutenant Commander Arnheiter’s detachment for cause. Vice Admiral Semmes and Rear Admiral Strean sought defendant’s opinion concerning the request. Defendant recommended that such an interview would not be in the Navy’s best interests and should not be granted. Defendant indicated his personal reluctance to make a public statement and appearance, but that he did have a detailed knowledge of the Arnheiter matter and would give the interview if, in the judgment of his superiors, it was deemed necessary. Shortly after defendant returned to his office, Rear Admiral Strean telephoned him and advised him that he had been selected to give the interview.

We think the foregoing stipulations compel an inference that the defendant was specifically ordered to give the interview in question and that the order for the interview originated with the Secretary of the Navy. The language of command is not always peremptory. Courtesy may veil it in the form of a suggestion, but an intelligent officer will note from whence comes the suggestion and act accordingly. Had the Secretary of the Navy uttered the alleged libel, he would be clothed with absolute immunity, and we think this immunity extends to the conduct of Captain Berndtson in compliance with the Secretary’s instructions.

In Barr v. Matteo, supra, the Acting Director of the Office of Rent Stabilization issued an alleged libelous press release. The Supreme Court sustained the defense of absolute official immunity on the grounds that the publication of the press release was an appropriate exercise of the discretion of the Acting Director. The underlying rationale for not restricting the scope of official immunity to executive officers of cabinet rank was said to be that,

The privilege is not a badge or emolument of exalted office, but an expression of a policy designed to aid in the effective functioning of government. The complexities and magnitude of governmental activity have become so great that there must of necessity be a delegation and redelegation of authority as to many functions, and we cannot say that these functions become less important simply because they are exercised by officers of lower rank in the executive hierarchy.
It is not the title of his office but the duties with which the particular officer sought to be made to respond in damages is entrusted — the relation of the act complained of to “matters committed by law to his control or supervision,” Spalding v. Vilas, supra (161 U.S. [483], at 498, 16 S.Ct. 637, [40 L.Ed. 780]) — which must provide the guide in delineating the scope of the rule which clothes the official acts of the executive officer with immunity from civil defamation suits.

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465 F.2d 706, 1972 U.S. App. LEXIS 8008, Counsel Stack Legal Research, https://law.counselstack.com/opinion/arthur-h-berndtson-v-honorable-oren-r-lewis-united-states-district-ca4-1972.