1 WO 2 3 4 5
9 Cristal Arias, No. CV-21-01793-PHX-DLR
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 16 On November 21, 2016, Claimant Cristal Arias applied for Supplemental Security 17 Income alleging disability beginning January 1, 1996. (AR. 420–28.) Arias subsequently 18 amended her alleged onset date to January 31, 2010. (AR. 429–30.) The Acting 19 Commissioner of Social Security denied Arias’ application initially and on reconsideration. 20 (AR. 141–45, 157–73.) Arias requested an administrative hearing before an Administrative 21 Law Judge (“ALJ”). She appeared at one on June 20, 2019, and at a supplemental hearing 22 on February 4, 2020. (AR. 49–98.) After the case was reassigned to a different ALJ, Arias 23 appeared at a third hearing on October 2, 2020. (AR. 101–39.) The ALJ issued an 24 unfavorable decision on February 25, 2021, finding Arias not disabled within the meaning 25 of the Social Security Act (“SSA”). (AR. 17–36.) The Appeals Council denied review of 26 that decision, making the ALJ’s decision the final decision of the Commissioner of the 27 Social Security Administration. (AR. 1–3.) Arias seeks judicial review of the 28 1 Commissioner’s decision under 42 U.S.C. § 405(g). Having reviewed the briefs (Docs. 18, 2 21, 22) and the Administrative Record, the Court now affirms the ALJ’s decision. 3 I. Legal Standard 4 To determine whether a claimant is disabled for the purposes of the SSA, the ALJ 5 must follow a five-step sequential evaluation. See 20 C.F.R. §§ 404.1520, 416.920. The 6 claimant bears the burden of proof at the first four steps, but burden then shifts to the 7 Commissioner at the fifth step. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 8 At step one, the ALJ determines whether the claimant is engaged in substantial 9 gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). If the claimant is engaged in substantial, 10 gainful work activity, she is not disabled, and the inquiry ends. Id. At step two, the ALJ 11 determines whether the claimant has a “severe” medically determinable physical or mental 12 impairment—or combination of impairments—that meets the duration requirement. Id. 13 § 404.1520(a)(4)(ii). If the claimant does not, she is not disabled. Id. If, however, the 14 claimant has such an impairment, the ALJ proceeds to step three, where the ALJ considers 15 whether the claimant’s impairment or combination of impairments meets, or is medically 16 equal to, an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. 17 § 404.1520(a)(4)(ii). If so, the claimant is disabled and entitled to benefits under the SSA. 18 Id. If not, the analysis proceeds to step four, at which the ALJ assesses the claimant’s 19 residual functional capacity (“RFC”) and determines whether the claimant is still capable 20 of performing past relevant work. Id. § 404.1520(a)(4)(iv). If the claimant is capable of 21 such work, the claimant is not disabled and inquiry ends. If not, the ALJ proceeds to fifth 22 and final step, where the ALJ determines whether the claimant can perform any other work 23 in the national economy based on the claimant’s RFC, age, education, and work experience. 24 Id. § 404.1520(a)(4)(iv). If claimant is not capable of such work, the claimant is disabled 25 and is entitled to benefits. Id. 26 A district court will uphold an ALJ’s decision “unless it contains legal error or is 27 not supported by substantial evidence.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). 28 “Substantial evidence is more than a mere scintilla but less than a preponderance” and is 1 such that “a reasonable mind might accept as adequate to support a conclusion.” Id. 2 (quoting Burch v. Burnhart, 400 F.3d 676, 679 (9th Cir. 2005)). As a general rule, a court 3 will uphold an ALJ’s decision if the “evidence is susceptible to more than one rational 4 interpretation.” Id. That said, the court should “consider the entire record as a whole and 5 may not affirm simply by isolating a specific quantum of supporting evidence.” Id. 6 Additionally, a court only reviews the issues raised by the party challenging an ALJ’s 7 decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 8 II. Analysis 9 Arias raises five arguments for the Court’s consideration: the ALJ erred in (1) failing 10 to find that Arias’ seizure disorder met or equaled Listing 11.02 of 20 C.F.R. Part 404, 11 Subpart P, Appendix 1; (2) discrediting some of Dr. Dane Higgins’ opinions; 12 (3) discrediting Arias’ symptom testimony; (4) discrediting lay witness testimony; and 13 (5) failing to support her step five finding of “not disabled” with substantial evidence. The 14 Court affirms the ALJ’s decisions for the reasons herein. 15 A. ALJ’s Step-Three Finding 16 At step three, an ALJ must determine whether a claimant’s impairments meet or 17 medically equal the severity of one of the impairments listed in 20 C.F.R. Part 404, Subpart 18 P, Appendix 1. See 20 C.F.R. § 416.925(d). At issue here is whether the ALJ properly 19 concluded that Arias’ seizure impairment does not meet Listing 11.02. To be considered 20 disabled under Listing 11.02, a claimant must have documented descriptions of a typical 21 seizure. Listing 11.02 describes the characteristics of four types of seizures, each including 22 a required frequency of seizure occurrence. 20 C.F.R. Part 404, Subpart P, Appendix, 23 Listing 11.02. For example, one of the four types of seizures listed is “[g]eneralized tonic- 24 clonic seizures . . . occurring at least once a month for at least 3 consecutive months . . . 25 despite adherence to prescribed treatment.” Id. 26 Appendix 1 explains how an ALJ is to count a claimant’s seizures with respect to 27 Listing 11.02. It provides, 28 When we evaluate the frequency of your seizures, we also consider your adherence to prescribed treatment. . . . We do not 1 count seizures that occur during a period when you are not adhering to prescribed treatment without good reason. . . .We 2 will consider you to have had good reason for not following prescribed treatment if, for example, . . . you are unable to 3 afford prescribed treatment that you are willing to accept, but for which no free community resources are available. 4 5 20 C.F.R. Part 404, Subpart P, Appendix 1, Listing 11.00(H)(4) (emphasis added). 6 Here, the ALJ determined Arias’ condition did not meet or equal criteria for Listing 7 11.02 because, while adhering to prescribed treatment, Arias did not have seizures at the 8 required frequency.
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1 WO 2 3 4 5
9 Cristal Arias, No. CV-21-01793-PHX-DLR
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 16 On November 21, 2016, Claimant Cristal Arias applied for Supplemental Security 17 Income alleging disability beginning January 1, 1996. (AR. 420–28.) Arias subsequently 18 amended her alleged onset date to January 31, 2010. (AR. 429–30.) The Acting 19 Commissioner of Social Security denied Arias’ application initially and on reconsideration. 20 (AR. 141–45, 157–73.) Arias requested an administrative hearing before an Administrative 21 Law Judge (“ALJ”). She appeared at one on June 20, 2019, and at a supplemental hearing 22 on February 4, 2020. (AR. 49–98.) After the case was reassigned to a different ALJ, Arias 23 appeared at a third hearing on October 2, 2020. (AR. 101–39.) The ALJ issued an 24 unfavorable decision on February 25, 2021, finding Arias not disabled within the meaning 25 of the Social Security Act (“SSA”). (AR. 17–36.) The Appeals Council denied review of 26 that decision, making the ALJ’s decision the final decision of the Commissioner of the 27 Social Security Administration. (AR. 1–3.) Arias seeks judicial review of the 28 1 Commissioner’s decision under 42 U.S.C. § 405(g). Having reviewed the briefs (Docs. 18, 2 21, 22) and the Administrative Record, the Court now affirms the ALJ’s decision. 3 I. Legal Standard 4 To determine whether a claimant is disabled for the purposes of the SSA, the ALJ 5 must follow a five-step sequential evaluation. See 20 C.F.R. §§ 404.1520, 416.920. The 6 claimant bears the burden of proof at the first four steps, but burden then shifts to the 7 Commissioner at the fifth step. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 8 At step one, the ALJ determines whether the claimant is engaged in substantial 9 gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). If the claimant is engaged in substantial, 10 gainful work activity, she is not disabled, and the inquiry ends. Id. At step two, the ALJ 11 determines whether the claimant has a “severe” medically determinable physical or mental 12 impairment—or combination of impairments—that meets the duration requirement. Id. 13 § 404.1520(a)(4)(ii). If the claimant does not, she is not disabled. Id. If, however, the 14 claimant has such an impairment, the ALJ proceeds to step three, where the ALJ considers 15 whether the claimant’s impairment or combination of impairments meets, or is medically 16 equal to, an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. 17 § 404.1520(a)(4)(ii). If so, the claimant is disabled and entitled to benefits under the SSA. 18 Id. If not, the analysis proceeds to step four, at which the ALJ assesses the claimant’s 19 residual functional capacity (“RFC”) and determines whether the claimant is still capable 20 of performing past relevant work. Id. § 404.1520(a)(4)(iv). If the claimant is capable of 21 such work, the claimant is not disabled and inquiry ends. If not, the ALJ proceeds to fifth 22 and final step, where the ALJ determines whether the claimant can perform any other work 23 in the national economy based on the claimant’s RFC, age, education, and work experience. 24 Id. § 404.1520(a)(4)(iv). If claimant is not capable of such work, the claimant is disabled 25 and is entitled to benefits. Id. 26 A district court will uphold an ALJ’s decision “unless it contains legal error or is 27 not supported by substantial evidence.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). 28 “Substantial evidence is more than a mere scintilla but less than a preponderance” and is 1 such that “a reasonable mind might accept as adequate to support a conclusion.” Id. 2 (quoting Burch v. Burnhart, 400 F.3d 676, 679 (9th Cir. 2005)). As a general rule, a court 3 will uphold an ALJ’s decision if the “evidence is susceptible to more than one rational 4 interpretation.” Id. That said, the court should “consider the entire record as a whole and 5 may not affirm simply by isolating a specific quantum of supporting evidence.” Id. 6 Additionally, a court only reviews the issues raised by the party challenging an ALJ’s 7 decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 8 II. Analysis 9 Arias raises five arguments for the Court’s consideration: the ALJ erred in (1) failing 10 to find that Arias’ seizure disorder met or equaled Listing 11.02 of 20 C.F.R. Part 404, 11 Subpart P, Appendix 1; (2) discrediting some of Dr. Dane Higgins’ opinions; 12 (3) discrediting Arias’ symptom testimony; (4) discrediting lay witness testimony; and 13 (5) failing to support her step five finding of “not disabled” with substantial evidence. The 14 Court affirms the ALJ’s decisions for the reasons herein. 15 A. ALJ’s Step-Three Finding 16 At step three, an ALJ must determine whether a claimant’s impairments meet or 17 medically equal the severity of one of the impairments listed in 20 C.F.R. Part 404, Subpart 18 P, Appendix 1. See 20 C.F.R. § 416.925(d). At issue here is whether the ALJ properly 19 concluded that Arias’ seizure impairment does not meet Listing 11.02. To be considered 20 disabled under Listing 11.02, a claimant must have documented descriptions of a typical 21 seizure. Listing 11.02 describes the characteristics of four types of seizures, each including 22 a required frequency of seizure occurrence. 20 C.F.R. Part 404, Subpart P, Appendix, 23 Listing 11.02. For example, one of the four types of seizures listed is “[g]eneralized tonic- 24 clonic seizures . . . occurring at least once a month for at least 3 consecutive months . . . 25 despite adherence to prescribed treatment.” Id. 26 Appendix 1 explains how an ALJ is to count a claimant’s seizures with respect to 27 Listing 11.02. It provides, 28 When we evaluate the frequency of your seizures, we also consider your adherence to prescribed treatment. . . . We do not 1 count seizures that occur during a period when you are not adhering to prescribed treatment without good reason. . . .We 2 will consider you to have had good reason for not following prescribed treatment if, for example, . . . you are unable to 3 afford prescribed treatment that you are willing to accept, but for which no free community resources are available. 4 5 20 C.F.R. Part 404, Subpart P, Appendix 1, Listing 11.00(H)(4) (emphasis added). 6 Here, the ALJ determined Arias’ condition did not meet or equal criteria for Listing 7 11.02 because, while adhering to prescribed treatment, Arias did not have seizures at the 8 required frequency. The ALJ acknowledged that “[a]lthough the frequency of the 9 claimant’s seizures exceeded the level set forth in listing 11.02 in 2013 and 2014, it is noted 10 throughout those records that the claimant was unable to comply with prescribed treatment 11 due to financial difficulty.” (AR. 23.) As a result, the ALJ did not count Arias’ seizures 12 from this period of time; instead, the ALJ considered the frequency of Arias’ seizures once 13 she began adhering to prescribed treatment. (Id.) The ALJ noted that when Arias was taking 14 her anti-epilepsy medication as prescribed, there was a “marked decrease” in her seizure 15 frequency such that she had not had a seizure since 2014. (Id.) During this period of time, 16 Arias’ seizures did not occur at the required frequencies listed under 11.02 and thus Arias’ 17 epilepsy did not meet the criteria for Listing 11.02. 18 Arias contends that the ALJ erred in considering the frequency of her seizures when 19 she was on medication, rather than the frequency of her seizures in 2013 and 2014 when 20 she was unable to afford medication. She argues that because an inability to afford 21 treatment is an acceptable reason for failing to adhere to prescribed treatment, the ALJ 22 should have considered her seizure frequency in 2013 and 2014. 23 Substantial evidence supports the ALJ’s finding. As Appendix 1 explains, an ALJ 24 will count seizures that occur during a period when a claimant is not adhering to prescribed 25 treatment if the claimant has a good reason for not following the treatment. One such 26 reason is an inability to afford treatment that a claimant is “willing to accept, but for which 27 no free community resources are available.” Here, substantial evidence supports the ALJ’s 28 decision to not count Arias’ seizures during 2013 and 2014. Even if Arias could not afford 1 treatment, the record shows that community resources were available to support her 2 adherence to prescribed treatment. The medical records the ALJ expressly referred to as 3 noting Arias’ financial difficulty also note that Arias’ doctor directed her to a patient 4 assistance program to help her afford and adhere to treatment. (See e.g., AR. 821 (“I had a 5 long talk with the patient . . . about the importance of taking her medication and the fact 6 that if she is unable to afford it, we can send them to patient assistance program.”)). Indeed, 7 Arias began using the patient assistance program to receive her medication. (See e.g., AR. 8 822–24.) And once she did, there was a “marked decrease” in the frequency of Arias’ 9 seizures. (Id.) Substantial evidence supports the ALJ’s conclusion that Arias’ seizure 10 frequency despite adherence to treatment did not meet the requirements under Listing 11 11.02. 12 B. Dr. Higgins’ Opinions 13 Because Arias’ claim was filed before March 27, 2017, pre-2017 SSA regulations 14 apply. 20 C.F.R. § 404.1527. These regulations divide medical opinions into three 15 categories: treating physicians, examining physicians, and non-examining physicians. 16 Valentine v. Comm’r, Soc. Sec. Admin., 574 F.3d 685, 692 (9th Cir. 2009). Generally, the 17 opinion of an examining physician is “entitled to greater weight than the opinion of a 18 nonexamining physician.” Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1995). If the opinion 19 of an examining physician is uncontradicted, the ALJ can only reject the opinion for “clear 20 and convincing reasons.” Id. at 830. If, however, the examining physician’s opinion is 21 contradicted, the ALJ must provide “specific and legitimate reasons that are supported by 22 substantial evidence in the record” for rejecting the opinion. Id. at 830–31. 23 Arias contends the ALJ improperly rejected the medical opinions of Dr. Dane 24 Higgins, Arias’ neuropsychologist. Dr. Higgins examined Arias on two occasions and 25 provided multiple medical opinions for review. The ALJ weighed each of Dr. Higgins’ 26 opinions separately. The parties do not dispute that the ALJ could only reject Dr. Higgins’ 27 opinions for specific and legitimate reasons supported by substantial evidence in the record. 28 1 (Doc. 18, 21.) Rather, Arias contends that the ALJ failed to give adequate reasons for 2 discounting some of Dr. Higgins’ statements and opinions. The Court disagrees. 3 1. Dr. Higgins’ Opinions from May 15, 2018, and June 12, 2019 4 On May 15, 2018, Dr. Higgins opined that Arias has severe limitations in all areas 5 of mental functioning. (AR. 941–43.) Dr. Higgins opined the same thing the following 6 year, on June 12, 2019. (AR. 1072–74.) The ALJ afforded these opinions “little weight,” 7 noting the inconsistency between Dr. Higgins’ opinion and his own objective testing of 8 Arias. 9 Inconsistency between an examining consultant’s opinion and objective medical 10 findings is a specific and legitimate reason for affording little weight to the opinion. Matney 11 v. Sullivan, 981 F.2d 1016, 1019–1020 (9th Cir. 1992) (holding that inconsistency between 12 clinical findings and doctor’s opinion regarding plaintiff’s work limitations is a specific 13 and legitimate reason for disregarding physician’s conclusions); see also Tonapetyan v. 14 Halter, 242 F.3d 1144, 1149 (9th Cir. 2001). Moreover, inconsistency between an 15 examining consultant’s opinion and the consultant’s own notes is a specific and legitimate 16 reason for rejecting it. Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020). 17 Here, substantial evidence supports the ALJ’s finding that Dr. Higgins’ own 18 objective testing of Arias is inconsistent with his conclusion that Arias suffers from severe 19 limitations in all areas of mental functioning. For instance, Dr. Higgins’ testing of Arias in 20 2018 shows that although Arias “exhibited difficulty learning/encoding either auditory/ 21 verbal information or visual information . . . [,] her performance on tests of delayed recall 22 of either auditory/ verbal information or visual information placed her well within normal 23 limits.” (AR. 857.) Additionally, Dr. Higgins’ notes indicate that Arias exhibited only 24 “occasional word finding difficulties” and that, overall, Arias’ verbal skills were still 25 generally functional, “carrying on conversations with mild difficulty.” (AR. 854.) 26 Arias directs the Court’s attention to parts of Dr. Higgins’ assessments of Arias 27 demonstrating “several deficits in [her] neurocognitive functioning, especially on tests 28 sensitive to right frontal and left frontal functioning.” (Doc. 18 at 9.) These same tests, 1 however, also demonstrate that “Arias’ performance placed her within normal limits, in the 2 average range of functioning . . . on other neurocognitive measures,” such as verbal 3 comprehension, abstract reasoning with auditory/ verbal information, and delayed recall of 4 auditory/ verbal information. (AR. 1103.) Where the evidence is susceptible to more than 5 one rational interpretation, the Court must uphold the ALJ’s conclusion. It was rational to 6 find that Dr. Higgins’ “severe limitations in all areas of mental functioning” opinion 7 inconsistent with his own objective testing of Arias. Thus, the ALJ provided a specific and 8 legitimate reason supported by substantial evidence to afford less weight to Dr. Higgins’ 9 opinions from May 15, 2018, and June 12, 2019. 10 2. Dr. Higgins’ Opinions from April 21, 2016, March 8, 2017, June 11, 2019, and 11 October 29, 2020 12 On April 21, 2016, Dr. Higgins opined that Arias is totally and permanently disabled 13 and is not expected to be able to return to work. (AR. 852.) On March 8, 2017, Dr. Higgins 14 opined that Arias is never expected to improve to a level where seeking work or 15 maintaining work is possible. (AR. 921.) On June 11, 2019, Dr. Higgins opined that Arias 16 is not expected to be able to return to work. (AR. 1104.) Last, on October 29, 2020, Dr. 17 Higgins opined that Arias is prevented from working in a safe or effective manner due to 18 her impairment. (AR. 1142.) The ALJ afforded “no special significance” to any of these 19 four opinions because “the issue of disability is reserved to the Commissioner” and “[t]here 20 is no indication that Dr. Higgins has any specialized vocational knowledge to assess the 21 ability to work or the requirements of all jobs in the national economy.” (AR. 32–33.) 22 Arias contends that although “the ALJ is not bound by a physician’s opinion on an 23 issue reserved to the Commissioner, the ALJ must still evaluate the opinion and provide 24 specific and legitimate reasons, supported by substantial evidence to reject the opinion.” 25 (Doc. 18 at 11.) That is not so. 26 An opinion from a medical source is not necessarily a “medical opinion.” Rather, 27 some opinions from a medical source are “opinions on issues reserved to the Commissioner 28 because they are administrative findings that are dispositive of a case.” 20 C.F.R. 1 § 404.1527(d). One such issue reserved to the Commissioner is whether a claimant is 2 “unable to work.” Id. (listing “statement by a medical source that you are ‘disabled’ or 3 ‘unable to work’” as an example of an opinion on issues reserved to the Commissioner); 4 Sager v. Colvin, 622 Fed. Appx. 629 (9th Cir. 2015) (unpublished) (holding that opinion 5 on whether claimant is unable to work is not a “‘medical opinion’ but rather a question 6 reserved to the ALJ.”). SSA regulations require that when an opinion from a medical source 7 speaks to an issue reserved the ALJ, the ALJ must “not give any special significance” to 8 that opinion. 20 C.F.R. § 404.1527(d)(3). 9 That is exactly what the ALJ did here. All four of Dr. Higgins’ opinions speak to 10 whether Arias is disabled and whether she is unable to work. Thus, all four opinions are on 11 issues reserved to the ALJ. The ALJ did not err in affording each of these four opinions 12 “no special significance.” 13 C. Arias’ Symptom Testimony 14 To evaluate the credibility of a claimant’s testimony regarding pain and symptoms, 15 the ALJ must perform a two-step analysis. Garrison v. Colvin, 759 F.3d 995, 1014 (9th 16 Cir. 2014). First, the ALJ evaluates whether the claimant has presented objective medical 17 evidence of an impairment that “could reasonably be expected to produce pain or other 18 symptoms alleged.” Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2007). Second, 19 if the claimant meets this first test and absent evidence of malingering, the ALJ then “can 20 reject the claimant’s testimony about the severity of her symptoms only by offering 21 specific, clear and convincing reasons for doing so.” Id.; Garrison, 759 F.3d at 1015. This 22 is the most demanding standard in Social Security cases. Garrison, 759 F.3d at 1015. “A 23 finding that a claimant’s testimony is not credible ‘must be sufficiently specific to allow a 24 reviewing court to conclude the [ALJ] . . . did not arbitrarily discredit a claimant’s 25 testimony regarding pain.’” Brown-Hunter v. Colvin, 806 F.3d 487, 493 (9th Cir. 2015) 26 (quoting Bunnell v. Sullivan, 947 F.2d 341, 345–46 (9th Cir. 1991)). 27 Here, the ALJ found that although Arias’ medically determinable impairments could 28 reasonably be expected to cause her alleged symptoms, her statements concerning the 1 intensity, persistence, and limiting effects of those symptoms were not entirely consistent 2 with other evidence in the record. (AR. 26.) Arias does not challenge the ALJ’s analysis of 3 her symptom allegations with respect to her seizure disorder; in fact, Arias concedes that 4 her “seizures have been controlled with medication for many years.” (Doc. 18 at 16.) 5 Rather, Arias challenges the ALJ’s credibility assessment of her testimony regarding her 6 mental impairments. (Id.) Arias contends that her cognitive deficits and brain damage from 7 earlier seizure activity are such that she is unable to sustain activity for a full workday and 8 work week. (Id.). Accordingly, the Court only reviews the ALJ’s credibility assessment of 9 Arias’ testimony regarding her mental impairments. Cruz v. Int’l Collection Corp., 673,3d 10 991, 998 (9th Cir. 2012) (“We review only issues which are argued specifically and 11 distinctly in a party’s opening brief.”). 12 “In reaching a credibility determination, an ALJ may weigh consistencies between 13 the claimant’s testimony and his or her conduct, daily activities, and work record, among 14 other factors.” Bray v. Comm’r, Soc. Sec. Admin., 554 F.3d 1219, 1227 (9th Cir. 2009); 15 Ahearn v. Saul, 988 F.3d 1111, 1116–17 (9th Cir. 2021) (holding that claimant’s daily 16 activities provided substantial evidence to support ALJ’s conclusion that the record “was 17 inconsistent with the severity of the limitations” claimant described in his testimony). 18 Additionally, an ALJ may consider whether objective medical evidence supports the 19 claimant’s testimony. Thomas v. Barnhart, 278 F.3d 947, 959 (9th Cir. 2002). 20 That is what the ALJ did here. The ALJ found that Arias’ schools records, clinical 21 records, psychological and psychometric testing, and activities of daily living (“ADLs”) 22 all appeared inconsistent with her claims of complete mental disability. (AR. 28–30.) For 23 example, Arias’ school records showed that, generally, she received Bs and Cs throughout 24 high school and that she received a high school diploma. (AR. 28.) While records indicated 25 that Arias received special education services, Arias also reported taking “normal classes.” 26 (Id.) Clinical records demonstrated that Arias functioned well, with only moderate 27 limitations. (Id.) She was oriented to person, place, time, and situation. (Id.) Her language 28 was intact for naming, comprehension, and repetition. (Id.) Moreover, her judgement and 1 reasoning were intact. (Id.) Arias also scored 30 out of 30 on the Mini-Mental Statement 2 Examination. (AR. 29.) Although Arias reported anxiety and depression, treatment records 3 indicated that she was being treated with medication and demonstrated improvement while 4 on it. (Id.) 5 The ALJ also noted that objective psychological and psychometric testing belied 6 Arias’ allegation of complete disability. (Id.) From 2016 until 2019, Arias had the 7 following full-scale intelligence quotients: 79 (borderline range), 87 (low average), 97 8 (average), 89 (low average), 97 (average), and 93 (average). (Id.) The ALJ reasoned that 9 while these scores suggest that Arias will likely have some mental limitations, “they are 10 not indicative of complete disability.” (Id.) 11 Further, Arias’ ADLs did support her claim total mental impairment. (AR. 29–30.) 12 Arias reported that she is independent with her ADLs. (Id.) She performs household chores 13 with reminders, can prepare simple meals, does puzzles and plays video games, goes 14 grocery shopping alone, manages her own doctor’s appointments, and spends time with 15 friends. (Id.) Again, while Arias demonstrates some limitations, her ADLs do not support 16 her allegation of complete disability. See Molina v. Astrue, 674 F.3d 1104, 1113 (9th Cir. 17 2012) (“Even where those activities suggest some difficulty functioning, they may be 18 grounds for discrediting the claimant’s testimony to the extent that they contradict claims 19 of totally debilitating impairment.”). 20 In sum, the ALJ provided specific, cogent reasons for discrediting Arias’ claim of 21 complete mental impairment. Because those reasons are supported by substantial evidence 22 in the record, the Court affirms the ALJ’s credibility assessment. 23 D. Lay Witness Testimony 24 “In determining whether a claimant is disabled, an ALJ must consider lay witness 25 testimony concerning a claimant’s ability to work.” Stout v. Comm’r, Soc. Sec. Admin., 454 26 F.3d 1050, 1053 (9th Cir. 2006). An ALJ may not simply disregard competent lay witness 27 testimony without comment, but instead “must give reasons that are germane to each 28 witness.” Molina, 674 F.3d at 1114. “Where the ALJ gives clear and convincing reasons 1 to reject a claimant’s testimony, and where a lay witness’ testimony is similar to the 2 claimant’s subjective complaints, the reasons given to reject the claimant’s testimony are 3 also germane to reject the lay witness testimony.” Caleb H. v. Saul, No. 4:20-CV-5006- 4 EFS, 2020 WL 7680556, at *8 (E.D. Wash. Nov. 18, 2020); see also Molina, 674 F.3d at 5 1114–15. 6 Here, the ALJ afforded the opinion of Arias’ sister, Constanza Guerrero Diaz, 7 limited weight, explaining that Diaz’s statements pertaining to claimant’s impairments and 8 limitations were inconsistent with the objective medical evidence showing that claimant’s 9 seizures have been well controlled sine June 2014. (AR. 33.) Arias contends that ALJ failed 10 to give germane reasons for discounting Diaz’s testimony regarding Arias’ mental 11 impairments. (Doc. 18 at 17.) Arias argues the “ALJ failed to note that many of the 12 limitations Diaz described, such as forgetfulness, difficulty understanding instructions, and 13 difficulty with concentration and memory, are related to Arias’ cognitive disorder and are 14 not based on Arias continuing to have seizures.” (Id.) Thus, Arias primarily challenges the 15 ALJ’s weighing of Diaz’s testimony with respect to Arias’ mental impairments—testimony 16 that is similar to Arias’ subjective complaints discussed above. 17 The Court already found that the ALJ had clear and convincing reasons to discredit 18 Arias’ testimony regarding the severity of her mental impairments. It follows then that the 19 ALJ had germane reasons to discredit Diaz’s testimony regarding the same impairments. 20 E. ALJ’s Step-Five Finding 21 At step five, the ALJ considers a claimant’s RFC, age, education, and work 22 experience to determine whether a claimant can make an adjustment to other work. 20 23 C.F.R. § 416.920(a)(4)(v). If a claimant can make the adjustment to other work, the 24 claimant is not disabled. Id. To make this determination, the ALJ may rely on a vocational 25 expert (“VE”) to testify as to: “(1) what jobs the claimant, given [her RFC], would be able 26 to do; and (2) the availability of such jobs in the national economy. At the hearing, the ALJ 27 poses hypothetical questions to the [VE] that ‘set out all of the claimant’s impairments’ for 28 the [VE’s] consideration.” Tackett v. Apfel, 180 F.3d 1094, 1101 (9th Cir. 1999). 1 Here, the ALJ asked the VE whether jobs exist in the national economy for an 2 individual of Arias’ age and with her education, work experience, and RFC. (AR. 21.) The 3 VE testified that, given these factors and Arias’ limitations, Arias would be able to perform 4 the requirements of the following occupations: housekeeping cleaner, hand packager, and 5 small products assembler. (Id.) Given that each of these jobs exist in significant numbers 6 in the national economy, the ALJ concluded that Arias is not disabled. (Id.) 7 Arias argues the ALJ’s step-five finding is not support by substantial evidence for 8 three reasons: (1) in the ALJ’s hypothetical questions to the vocational expert (“VE”), the 9 ALJ omitted the limitations alleged by Arias and Diaz and assessed by Dr. Higgins; (2) 10 Arias’ RFC limitation requiring that she receive “redirection and reminders” at the start of 11 each shift and throughout the day amounts to “a sheltered work setting,” which is an 12 accommodation that would deem Arias disabled; (3) two of the representative 13 occupations—hand packager and small products assembler—provided by the VE are 14 inconsistent with Arias’ RFC limitation of only infrequent changes introduced gradually. 15 The Court disagrees. 16 First, where the hypothetical the ALJ poses to the VE contains all of the limitations 17 the ALJ finds credible and supported by substantial evidence in the record, the “ALJ’s 18 reliance on testimony the VE gave in response to the hypothetical . . . [is] proper.” Bayliss 19 v. Barnhart, 427 F.3d 1211, 1217 (9th Cir. 2005); see also Stubbs-Danielson v. Astrue, 539 20 F.3d 1169, 1175–76 (9th Cir. 2008) (holding that ALJ did not err in omitting limitations 21 not supported by substantial evidence in the record from the hypothetical posed to the VE). 22 As discussed above, substantial evidence supports the ALJ’s credibility assessment of Dr. 23 Higgins’, Diaz’s, and Arias’ opinions. Accordingly, the ALJ did not err in omitting 24 limitations that lack substantial evidence in the record from the hypothetical. 25 Second, Arias’ argument that her RFC limitation—which she renames as an 26 “accommodation”—deems her “disabled” is neither supported by SSA regulations nor the 27 singular case Arias draws the Court’s attention to. Arias points to Cleveland v. Policy 28 Management Systems Corp. for the proposition that because she “cannot work without 1 accommodations, she is deemed disabled.” 526 U.S. 795, 802–03 (1999). Arias misreads 2 that case. The Supreme Court clarified that an individual who can perform the essential 3 functions of her job but requires “reasonable accommodation” may be deemed “disabled” 4 under the American with Disabilities Act of 1990 (ADA) but not necessarily under the 5 SSA. Id. Unlike under the ADA, “when the [Social Security Administration] determines 6 whether an individual is disabled for [benefit purposes], it does not take the possibility of 7 ‘reasonable accommodation’ into account.” Id. at 803. Arias does not point to any other 8 authority supporting her argument here. 9 Moreover, the VE specifically opined that an individual with Arias’ limitations— 10 including her need for redirection and reminders—could perform work in the above- 11 mentioned occupations. (AR. 134.) Arias neither challenges this part of the VE’s testimony 12 nor the VE’s qualifications to make this determination. Terry v. Saul, 998 F.3d 1010, 1013 13 (9th Cir. 2021) (“ALJ’s reliance on qualified, cogent, and uncontradicted expert testimony 14 generally constitutes substantial evidence in support of the ALJ’s finding.”) (citing Ford, 15 950 F.3d at 1159). Substantial evidence supports the ALJ’s determination that Arias can 16 make successful adjustment to other work in light of her limitations. 17 Finally, the Court need not reach the issue of whether two of the representative 18 occupations—hand packager and small products assembler—are inconsistent with Arias’ 19 RFC limitations because the alleged error, if any, is harmless. Molina, 674 F.3d at 1115 20 (“[A]n ALJ’s error is harmless where it is consequential to the ultimate nondisability 21 determination.”) (citations and internal quotation marks omitted). Regardless of whether 22 these occupations are indeed inconsistent with her RFC limitations, the ALJ found that 23 Arias would be able to work as a housekeeping cleaner, an occupation with 400,000 jobs 24 nationwide. (AR. 35.) Arias does not challenge the ALJ’s finding with respect to this 25 occupation. And where a claimant can make successful adjustment to other work that exists 26 in significant numbers in the national economy, an ALJ will find the claimant “not 27 disabled.” 20 C.F.R. § 416.960(c). Thus, substantial evidence supports the ALJ’s step-five 28 determination of “not disabled.” 1 IT IS ORDERED that the ALJ’s decision is AFFIRMED. The Clerk is directed to || enter judgment accordingly and terminate this case. 3 Dated this 29th day of September, 2023. 4 5 Ls Ue 8 States Dictric Judge 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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