NOT RECOMMENDED FOR PUBLICATION File Name: 23a0295n.06
Case No. 22-5699
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
FILED Jun 26, 2023 APRIL HEARD; DERRICKIA HEARD, ) DEBORAH S. HUNT, Clerk ) Plaintiffs-Appellees, ) ) ON APPEAL FROM THE UNITED v. ) STATES DISTRICT COURT FOR ) THE WESTERN DISTRICT OF MONIQUE THOMAS, ) TENNESSEE Defendant-Appellant. ) OPINION )
Before: BATCHELDER, GRIFFIN, and READLER, Circuit Judges.
CHAD A. READLER, Circuit Judge. The parties do not agree on much. But they do
agree that this case was set in motion when two high school students bumped into each other in
the school cafeteria. And all agree that these events culminated in a school resource officer’s
striking one of the students.
Litigation ensued. The student subjected to the blow brought various civil rights claims
against the officer. Following discovery, the officer asserted qualified immunity through a motion
for summary judgment. The two claims for which the officer was denied immunity are now before
us. One is based on the Fourth Amendment’s prohibition against an officer’s using excessive
force. The other is based on the Fourteenth Amendment’s hazy guarantee of substantive due
process. Because factual issues permeate this she-said/she-said dispute, our standard of review
largely settles the appeal. We affirm the denial of qualified immunity on the student’s Fourth Case No. 22-5699, Heard v. Thomas
Amendment claim and reverse the denial of qualified immunity on her Fourteenth Amendment
claim.
I.
This dispute traces back to an argument between two Kirby High School students. One of
them, Derrickia Heard, refused to loan her jacket to another student, seemingly causing a rift
between the two. Tensions eventually lulled, but not for long. A few days later, the two bumped
into each other in the school cafeteria. Heard recalls the “bump” as simply an accident. But the
other student believed there was more to the matter. So she asked Monique Thomas, a school
resource officer stationed in the lunchroom, to address the situation. Thomas remembers the
student reporting that Heard had “assaulted” her. But what the student actually said, Heard alleges,
is that her classmate asked Thomas to “come and get this bitch,” referring to Heard.
Thomas approached Heard. Words were exchanged. Heard then left the cafeteria and
entered the hallway. Thomas followed. Coach Charles Frank, a gym teacher, happened to be
standing in the hallway. Frank recalls hearing Heard use profanity. To help calm the waters, Frank
asked Heard to enter a room off the hallway. Heard did so, as did Frank and Thomas.
What happened next? Thomas says that Heard began to take off her jacket and threatened
to “whip [Thomas’s] ass.” Then, Thomas says, Heard “swung” at Thomas, so Thomas hit Heard
with a closed fist. But according to Heard, she did not remove her jacket or threaten anyone.
Instead, Heard remembers, Thomas “bum rushed” her into the corner and punched her in the mouth
so hard that her head hit the wall. At that point, all agree that Thomas left the room.
The police were called. When officers arrived, Heard was served a juvenile summons for
assault (which was later dismissed). Heard was then taken to the hospital to have her lip stitched.
2 Case No. 22-5699, Heard v. Thomas
Heard sued Thomas under 42 U.S.C. § 1983. At issue here are two of her claims: an
alleged violation of Heard’s Fourth Amendment right to be free from excessive force and her
Fourteenth Amendment right to substantive due process. The district court denied Thomas’s
motion for summary judgment based on qualified immunity as to both. Thomas appealed in a
timely fashion.
II.
The principles governing interlocutory appeals in qualified immunity cases are familiar.
In this setting, we are largely constrained to answering legal questions. That is, we may review
only the district court’s legal determination that the facts, viewed in the light most favorable to
Heard, support a constitutional violation and, in addition, whether that right was clearly
established. Colson v. City of Alcoa, 37 F.4th 1182, 1186 (6th Cir. 2022). When it comes to the
underlying facts, our review is generally limited to probing whether any factual allegations are
blatantly contradicted by the record. Bell v. City of Southfield, 37 F.4th 362, 365 (6th Cir. 2022).
To the extent an appeal veers into a prohibited inquiry into a purely factual dispute, we assume
facts in favor of the appellee and review any legal questions with those accepted facts de novo.
DiLuzio v. Village of Yorkville, 796 F.3d 604, 609 (6th Cir. 2015).
As to the substantive legal question we review, we ask whether the facts viewed in the light
most favorable to Heard support the conclusion that Thomas violated the Constitution. Colson,
37 F.4th at 1186. We also consider whether the law was clearly established when the event
occurred, such that a reasonable officer would have known that her conduct was forbidden. Id.
Thomas only needs to prevail on one prong to be entitled to qualified immunity. Id. at 1189.
A. Begin with a threshold inquiry: is Thomas best characterized as a school administrator
or a police officer? That matters for determining the constitutional lens through which we view
3 Case No. 22-5699, Heard v. Thomas
Heard’s claims. Our court analyzes excessive force claims leveled against teachers under the
substantive due process rubric. See, e.g., Webb v. McCullough, 828 F.2d 1151, 1158–59 (6th Cir.
1987); see also Ellis ex rel. Pendergrass v. Cleveland Mun. Sch. Dist., 455 F.3d 690, 700 (6th Cir.
2006). But see Graham v. Connor, 490 U.S. 386, 393–94 (1989) (explaining that the Fourth
Amendment will in most instances govern a § 1983 excessive force claim). For claims brought
against officers, the Fourth Amendment controls. Neague v. Cynkar, 258 F.3d 504, 506–07 (6th
Cir. 2001); Williams v. Morgan, 652 F. App’x 365, 367, 374 (6th Cir. 2006).
Before the district court, the parties agreed that Thomas was an officer and, as such, asked
the district court to consider Heard’s claim as one for excessive force under the Fourth
Amendment, applying the objective test from Graham to resolve Heard’s claim. 490 U.S. at 396.
The district court, however, viewed Thomas as akin to a “teacher” or “school administrator” and,
accordingly, applied a different legal test. It seems the parties had the right instincts. Thomas
graduated from the Police Academy, attended thirteen weeks of Memphis Police Department
training for school resource officers, and described herself as a police officer, all quintessential
hallmarks of law enforcement. As a result, the Graham test governs whether Thomas’s conduct
violated the Fourth Amendment. 490 U.S. at 396; see also E.W. v. Detroit Pub. Sch. Dist., No.
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NOT RECOMMENDED FOR PUBLICATION File Name: 23a0295n.06
Case No. 22-5699
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
FILED Jun 26, 2023 APRIL HEARD; DERRICKIA HEARD, ) DEBORAH S. HUNT, Clerk ) Plaintiffs-Appellees, ) ) ON APPEAL FROM THE UNITED v. ) STATES DISTRICT COURT FOR ) THE WESTERN DISTRICT OF MONIQUE THOMAS, ) TENNESSEE Defendant-Appellant. ) OPINION )
Before: BATCHELDER, GRIFFIN, and READLER, Circuit Judges.
CHAD A. READLER, Circuit Judge. The parties do not agree on much. But they do
agree that this case was set in motion when two high school students bumped into each other in
the school cafeteria. And all agree that these events culminated in a school resource officer’s
striking one of the students.
Litigation ensued. The student subjected to the blow brought various civil rights claims
against the officer. Following discovery, the officer asserted qualified immunity through a motion
for summary judgment. The two claims for which the officer was denied immunity are now before
us. One is based on the Fourth Amendment’s prohibition against an officer’s using excessive
force. The other is based on the Fourteenth Amendment’s hazy guarantee of substantive due
process. Because factual issues permeate this she-said/she-said dispute, our standard of review
largely settles the appeal. We affirm the denial of qualified immunity on the student’s Fourth Case No. 22-5699, Heard v. Thomas
Amendment claim and reverse the denial of qualified immunity on her Fourteenth Amendment
claim.
I.
This dispute traces back to an argument between two Kirby High School students. One of
them, Derrickia Heard, refused to loan her jacket to another student, seemingly causing a rift
between the two. Tensions eventually lulled, but not for long. A few days later, the two bumped
into each other in the school cafeteria. Heard recalls the “bump” as simply an accident. But the
other student believed there was more to the matter. So she asked Monique Thomas, a school
resource officer stationed in the lunchroom, to address the situation. Thomas remembers the
student reporting that Heard had “assaulted” her. But what the student actually said, Heard alleges,
is that her classmate asked Thomas to “come and get this bitch,” referring to Heard.
Thomas approached Heard. Words were exchanged. Heard then left the cafeteria and
entered the hallway. Thomas followed. Coach Charles Frank, a gym teacher, happened to be
standing in the hallway. Frank recalls hearing Heard use profanity. To help calm the waters, Frank
asked Heard to enter a room off the hallway. Heard did so, as did Frank and Thomas.
What happened next? Thomas says that Heard began to take off her jacket and threatened
to “whip [Thomas’s] ass.” Then, Thomas says, Heard “swung” at Thomas, so Thomas hit Heard
with a closed fist. But according to Heard, she did not remove her jacket or threaten anyone.
Instead, Heard remembers, Thomas “bum rushed” her into the corner and punched her in the mouth
so hard that her head hit the wall. At that point, all agree that Thomas left the room.
The police were called. When officers arrived, Heard was served a juvenile summons for
assault (which was later dismissed). Heard was then taken to the hospital to have her lip stitched.
2 Case No. 22-5699, Heard v. Thomas
Heard sued Thomas under 42 U.S.C. § 1983. At issue here are two of her claims: an
alleged violation of Heard’s Fourth Amendment right to be free from excessive force and her
Fourteenth Amendment right to substantive due process. The district court denied Thomas’s
motion for summary judgment based on qualified immunity as to both. Thomas appealed in a
timely fashion.
II.
The principles governing interlocutory appeals in qualified immunity cases are familiar.
In this setting, we are largely constrained to answering legal questions. That is, we may review
only the district court’s legal determination that the facts, viewed in the light most favorable to
Heard, support a constitutional violation and, in addition, whether that right was clearly
established. Colson v. City of Alcoa, 37 F.4th 1182, 1186 (6th Cir. 2022). When it comes to the
underlying facts, our review is generally limited to probing whether any factual allegations are
blatantly contradicted by the record. Bell v. City of Southfield, 37 F.4th 362, 365 (6th Cir. 2022).
To the extent an appeal veers into a prohibited inquiry into a purely factual dispute, we assume
facts in favor of the appellee and review any legal questions with those accepted facts de novo.
DiLuzio v. Village of Yorkville, 796 F.3d 604, 609 (6th Cir. 2015).
As to the substantive legal question we review, we ask whether the facts viewed in the light
most favorable to Heard support the conclusion that Thomas violated the Constitution. Colson,
37 F.4th at 1186. We also consider whether the law was clearly established when the event
occurred, such that a reasonable officer would have known that her conduct was forbidden. Id.
Thomas only needs to prevail on one prong to be entitled to qualified immunity. Id. at 1189.
A. Begin with a threshold inquiry: is Thomas best characterized as a school administrator
or a police officer? That matters for determining the constitutional lens through which we view
3 Case No. 22-5699, Heard v. Thomas
Heard’s claims. Our court analyzes excessive force claims leveled against teachers under the
substantive due process rubric. See, e.g., Webb v. McCullough, 828 F.2d 1151, 1158–59 (6th Cir.
1987); see also Ellis ex rel. Pendergrass v. Cleveland Mun. Sch. Dist., 455 F.3d 690, 700 (6th Cir.
2006). But see Graham v. Connor, 490 U.S. 386, 393–94 (1989) (explaining that the Fourth
Amendment will in most instances govern a § 1983 excessive force claim). For claims brought
against officers, the Fourth Amendment controls. Neague v. Cynkar, 258 F.3d 504, 506–07 (6th
Cir. 2001); Williams v. Morgan, 652 F. App’x 365, 367, 374 (6th Cir. 2006).
Before the district court, the parties agreed that Thomas was an officer and, as such, asked
the district court to consider Heard’s claim as one for excessive force under the Fourth
Amendment, applying the objective test from Graham to resolve Heard’s claim. 490 U.S. at 396.
The district court, however, viewed Thomas as akin to a “teacher” or “school administrator” and,
accordingly, applied a different legal test. It seems the parties had the right instincts. Thomas
graduated from the Police Academy, attended thirteen weeks of Memphis Police Department
training for school resource officers, and described herself as a police officer, all quintessential
hallmarks of law enforcement. As a result, the Graham test governs whether Thomas’s conduct
violated the Fourth Amendment. 490 U.S. at 396; see also E.W. v. Detroit Pub. Sch. Dist., No.
20-1790, 2022 WL 837496, at *1, *3 (6th Cir. Mar. 21, 2022) (applying Graham to analyze an
excessive force claim brought against a school resource officer); Williams, 652 F. App’x at 367,
374 (same).
B. In effectuating a seizure, an officer violates the Fourth Amendment when her use of
force is “objectively [un]reasonable” based on the totality of the circumstances. Graham, 490 U.S.
at 397. The test for determining when an act is objectively reasonable is “not capable of precise
definition.” Id. at 396 (citation omitted). In the absence of precision, we turn to three general
4 Case No. 22-5699, Heard v. Thomas
factors to guide our reasonableness inquiry: (1) the severity of the crime at issue, (2) whether
Heard posed an immediate threat to the safety of Thomas or others, and (3) whether Heard was
actively resisting. See id. (citation omitted).
Under Heard’s version of events and without record evidence blatantly contradicting her
account, all three indicators that would support the use of force are missing. According to Heard,
there was no crime at all. Rather, her classmate asked Thomas to “come and get” Heard after the
two accidentally bumped into each other. Likewise, says Heard, she posed no threat. While inside
the room off the hallway, she merely yelled for her mother. Finally, as Heard tells it, there was no
active resistance on her part—she was complying with instructions when Thomas “bum rushed”
her into the corner and struck her. This suggests that Thomas used unreasonable force, in violation
of the Fourth Amendment. See E.W., 2022 WL 837496, at *4; Williams, 652 F. App’x at 374.
With a constitutional violation shown, we ask whether the law was clearly established, so
much so that a reasonable officer would have known that, under the circumstances she faced, her
actions were unconstitutional. See Bell, 37 F.4th at 367. In defining the right at issue, exactness
is paramount. The “unlawfulness of the officer’s acts must be so well defined that no reasonable
officer would doubt it.” Id. (internal quotation marks omitted). Here, that demanding standard is
met. Where an officer encounters an individual suspected of no crime, posing no threat to the
officer, offering no resistance, and otherwise presenting no concerning circumstances, the officer
may not act pugnaciously in confronting the individual. See Gambrel v. Knox County, 25 F.4th
391, 403 (6th Cir. 2022). Adding all of this together, Heard has overcome Thomas’s assertion of
qualified immunity.
5 Case No. 22-5699, Heard v. Thomas
Thomas resists this conclusion. She first contends that the record does not support a
constitutional violation. But by and large, Thomas’s refrain is simply a recasting of the facts in a
friendlier light. At trial, those facts may compel a verdict in Thomas’s favor. At this stage,
however, we are bound to view the facts in the light most favorable to Heard. Colson, 37 F.4th at
1186.
Nor more availing is Thomas’s assertion that her actions were not clearly established as
improper. To her mind, she had no forewarning that it would be impermissible to punch a student
who was neither suspected of a crime, threatening anyone, nor resisting an officer’s command.
But in articulating her reading of the relevant case law, Thomas emphasizes cherry-picked facts
that are neither material nor parallel to the sequence of events at issue here. See Gambrel, 25 F.4th
at 403 (“[T]he unlawfulness of the Officer[’s] alleged [punch] (as recounted by [Heard]) would
follow immediately from the conclusion that the rule was firmly established.”) (internal quotation
marks and original brackets omitted). All things considered, Heard carried her burden to defeat
Thomas’s invocation of qualified immunity.
C. That leaves Heard’s substantive due process claim, which, like her Fourth Amendment
claim, rests upon Thomas’s purported use of excessive force. On this claim, Thomas is entitled to
qualified immunity because Heard has failed to allege facts supporting a separate substantive due
process claim. Heard’s excessive force claim, as just explained, is covered by the Fourth
Amendment. And when a constitutional claim is addressed by a more precise constitutional
provision, the claim must be analyzed under that provision, not under fuzzier substantive due
process standards. Davis v. Gallagher, 951 F.3d 743, 752 (6th Cir. 2020); see also Graham, 490
U.S. at 395; cf. Handy-Clay v. City of Memphis, 695 F.3d 531, 548 (6th Cir. 2012) (“Because there
is . . . an enumerated constitutional right . . . available as a source of protection” the litigant “has
6 Case No. 22-5699, Heard v. Thomas
failed to allege sufficient facts to support a substantive due process claim.”) (internal quotation
marks omitted and second alteration in original).
* * * * *
We affirm in part and reverse in part.