Application of Sanger

1993 OK 158, 865 P.2d 338, 64 O.B.A.J. 3641, 1993 Okla. LEXIS 185, 1993 WL 501057
Supreme Court of Oklahoma·Decided December 7, 1993·No. SCBD 3914·Published·Cited by 5 cases

Opinion

OP ALA, Justice.

Jerry Jean Sanger [applicant or Sanger] seeks admission as a licensed lawyer. He graduated from law school in 1992 and passed the bar examination the same year. The Oklahoma Board of Bar Examiners [Board] denied his admission for failure to meet the ethical fitness required by Rule l. 1 In the March 12, 1993 evidentiary inquiry held pursuant to Rule ll, 2 during which Sanger was represented by counsel, Sanger failed to satisfy the Board that he is ethically fit to practice law. 3 He now seeks relief from the Board’s rejection.

Three issues are presented: (1) When making a fitness-to-practice-law decision, may the Board consider circumstances which arose during an Oklahoma Bar Association [Bar] attorney-grievance proceeding? (2) Was the applicant denied due process? 4 and if not, (3) Does our de novo review reveal the applicant to be ethically fit for admission? To the first question we give an affirmative answer; to the second and third, we reply in the negative.

I.

THE ANATOMY OF THE PROCEEDINGS

Arnold Fagin [Fagin], an Oklahoma City lawyer, represented Sanger in March 1991 in *340 a postdecree custody dispute. 5 Sanger (a) paid Fagin a $2,000 “non-refundable retainer”, (b) signed a fee agreement and (c) incurred — in the pretrial stage — additional attorney’s fees of $1,535.00. Sanger became unhappy with Fagin’s representation (and with the amount it was costing) and settled the case himself. His wife not only retained custody of their child, but Sanger’s access by visitation was curtailed. Sanger also (a) gave up an expensive leather chair, (b) assumed the responsibility of a disproportionate share of travel for visitation and of expenses connected with transporting the child and (c) agreed to pay more child support.

On February 3, 1992 Sanger filed with the Bar a grievance against Fagin, included in which were allegations that (a) Fagin had agreed to seek for him temporary custody of his son, (b) Fagin instead sought not only temporary but also permanent custody and, when asked to withdraw the latter quest, he refused to do so and (c) the fee agreement, signed under duress, is void for failure of consideration. Sanger indicated on the grievance form that a similar complaint was pending in district court. 6

Gloria Miller White [White], Asst. General Counsel 7 for the Bar, notified Sanger that his grievance did not warrant investigation since it appeared to be no more than a fee dispute. 8 Later, after a telephone eonversation with White, Sanger filed an amended grievance to which he attached what he represented to be copies of handwritten notes, made contemporaneously with the occurrences they described. He stated that the notes had been mailed to Fagin “on several occasions” and they were “returned to [him] at his request after the case was concluded.” 9

The Bar forwarded a copy of the amended grievance to Fagin for a response. Fagin, who had retained a copy of notes Sanger had given him during the custody proceeding, denied all of Sanger’s allegations. He also (a) pointed out discrepancies in the two sets of notes, (b) suggested that Sanger had altered the writings to bolster his grievance and (c) urged the Bar to report Sanger to the Board. Months passed. After Sanger had taken the bar examination, White and an investigator for the General Counsel’s office confronted Sanger with two different versions of one page of the notes (3(b) and 3(f)), but the matter was not then resolved. The General Counsel advised Sanger to retain counsel, which he did. After Sanger had given the Bar a written explanation for the discrepancies in the two versions, the General Counsel’s office continued its investigation and then turned its product over to the Board. The Board took Sanger’s deposition. 10 Sanger was notified on February 16, *341 1993 that his application for admission to the Bar had been denied. Following a Rule 11 hearing the Board concluded that the applicant does not meet the Rule 1 requirements for ethical fitness to practice law. This proceeding for de novo review followed.

II.

RULE-BASED PRIVILEGE AND IMMUNITY FROM CIVIL LIABILITY FOR FILING GRIEVANCES AGAINST LAWYERS DOES NOT SHIELD AN APPLICANT FROM BOARD INVESTIGATION INTO HIS ETHICAL FITNESS FOR ADMISSION TO THE BAR

The bar applicant urges the terms of Rules 5.4 11 and 14.1 12 give him “absolute judicial immunity” from the Bar’s adverse use of any circumstances brought to light in the course of a grievance proceeding. The applicant relies upon authority from other jurisdictions showing that a grievant is protected from, civil liability to an attorney against whom he has brought a grievance. 13 Jurisprudence which shields a grievance bearer from civil liability is inapposite in the case before us. Here the applicant seeks to exclude the Board’s use of information— gained during the grievance process — which reflects adversely upon his fitness to become an officer of the court. Our search has yielded no authority that affords immunity in the context here in controversy.

Our rules do not grant the broad protection applicant would invoke for himself. At most the rule-based shield which the applicant urges today is coextensive with the common-law privilege extended to attorneys, parties and witnesses with respect to communications made preliminary 14 to judicial or quasi-judicial proceedings. 15 While Sanger *342 would no doubt be protected from liability if Fagin brought against him a defamation claim or one for intentional infliction of emotional distress, 16 the invoked rules cannot shield Sanger from an investigation 17 of his ethical fitness for admission to the Bar. 18 The applicant’s claim to rule-based privilege or immunity must hence be denied.

III.

THE APPLICANT WAS NOT DENIED DUE PROCESS

State bar admission process is protected by federal due process standards. In Willner v. Committee on Character and Fitn ess, 19

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Application of Sanger, 1993 OK 158, 865 P.2d 338, 64 O.B.A.J. 3641, 1993 Okla. LEXIS 185, 1993 WL 501057 (Okla. 1993).

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