Application of Julian Dorsky and William M. Easter, Jr

408 F.2d 1042, 56 C.C.P.A. 1069
CourtCourt of Customs and Patent Appeals
DecidedApril 17, 1969
DocketPatent Appeal 8101
StatusPublished

This text of 408 F.2d 1042 (Application of Julian Dorsky and William M. Easter, Jr) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Application of Julian Dorsky and William M. Easter, Jr, 408 F.2d 1042, 56 C.C.P.A. 1069 (ccpa 1969).

Opinion

RICH, Judge.

This appeal is from the decision of the Patent Office Board of Appeals affirming the rejection of claims 1-5, 9 and 10 of application serial No. 115,928, filed June 9,1961, entitled “Polycyclic Alcohol, Compositions Containing Same and Process Therefor.” No claim has been allowed. All seven of the above-mentioned claims were originally involved in this appeal, but appellants have since withdrawn claims 1, 2 and 9.

Of the remaining claims, claims 3-5 are directed to a process for preparing a composition defined in claim 10 which is said to possess a strong, sandalwood-type fragrance and to be useful in the manufacture of perfumes. The details of the process and composition are developed below.

All claims were rejected as “substantially met under 35 U.S.C. 103 by Khei-fits et al.,” Chem. Abstracts, 51, 17,107 (1957). An English translation of the article upon which the cited abstract was *1043 based 1 was submitted by appellants and has been relied on by both appellants and the examiner. We refer herein only to this translation.

Kheifits, which is acknowledged in appellants’ specification, discloses a commercial process for preparing bornyl-hexahydroguaiacol involving the hydrogenation of bornylguaiacol in the presence of Raney Nickel at elevated temperatures and pressures. The disclosure from Kheifits relied on by the Patent Office reads as follows (emphasis added) ;

About 40% of the theoretical amount of hydrogen was absorbed in the first hour after the start of hydrogenation. Then the hydrogen absorption nearly ceased, and the residual hydrogen was vented * * * after which fresh hydrogen was added to the autoclave * * * and the process was continued. Such replacement of the hydrogen was done 3-U times during the hydrogenation process.
The need for such an operation is due to the fact that a side reaction in the hydrogenation of the condensation product [meaning bornylguaiacol] leads to the formation of hydrocarbons and water, which greatly inhibits the reaction. * * * Together with the main reaction of saturating the aromatic ring with hydrogen and the side reaction, leading to the formation of hydrocarbons and water, the hydrogenation of the condensation product is also accompanied by a partial hydro-genolysis of the ether group, which always occurs when phenol ethers are hydrogenated over nickel catalysts.
The total hydrogenation time, considered from the moment hydrogen absorption begins, is 6-8 hrs; about 110% of the theoretically calculated amount of hydrogen is absorbed in this length of time.
******
After removal of a small head fraction [by distillation], the commercial fraction is collected in the boiling range 165-175° at 5 mm Hg * * The commercial fraction was obtained as a completely clear, colorless (or very faintly yellow) liquid with an exceedingly high viscosity, having a fairly mild but at the same time exceedingly persistent odor of the sandalwood type; n = 1.5060-1.5085; d*p = 0.9937-1.0133 * * * The chemical structure of the commercial product was not established conclusively. In all probability it is a mixture of different alcohols of closely similar structure.

Although Kheifits does not state what was considered to be the “theoretically calculated amount of hydrogen” necessary to effect the “main reaction,” there appears to be agreement here that it is 3.0 moles of hydrogen per mole of bor-nylguaiacol. It therefore appears that 3.3 moles of hydrogen per mole of bor-nylguaiacol (110% of theoretical) were consumed in the reference process.

Appellants’ process differs from that of Kheifits in only two substantial respects, namely, the alternate introduction of hydrogen into the reaction mixture and venting of the reaction mixture to remove undesirable by-products is repeated until more hydrogen (4 to 5 moles per mole of bornylguaiacol) is consumed than in the process disclosed in Kheifits, and a different product is isolated by distillation. Appellants’ specification contains the following comparison between the claimed process and that of Kheifits and indication of the significance of the differences between the two (emphasis added):

In accordance with our present invention, we have, surprisingly, found that by modifying the Kheifits et al process to increase the amount of hydrogen absorbed by the bornylguaia-col, we have succeeded in obtaining a product which has a materially and unexpectedly greater perfume value than that obtained in accordance with *1044 the Kheifits et al process. We have also found that the increased amount of hydrogen which we employ alters the chemical nature of the product. Instead of bornylhexahydroguaiacol, C17H30O2, which contains one hydroxyl (OH) and one methoxyl (OCH3) group, we form a new polycyclic alcohol, Ci6H280, which has one hydroxyl and no methoxyl group. The methoxyl group was removed by hydrogenolysis. Our work has demonstrated further that this compound possesses a strong, sandalwood-type odor and that pure bornylhexahydroguaiacol is odorless.

Appellants’ specification also states that the product of their process has a perfume value which is 6 to 12 times greater than the “commercial fraction” obtained from the Kheifits process. It therefore appears that, when bornylguaiacol is used as the starting material, the claimed process involves the following two reactions, the first being the “main reaction” of Kheifits:

OH (1) Terp. * --OCH3 + 3H-bornylguaiacol

After noting Kheifits’ mention of the “partial hydrogenolysis of the ether group,” the board said:

The reference process, therefore, is recognized as not being restricted to ring hydrogenation, although from appellants’ statements it might appear that they continue the hydrogenation until the larger percentage of the more thoroughly hydrogenated product is obtained. We see no “pointing away” from the [claimed] process in the reference. It is doubtful whether the more highly hydrogenated product was regarded as undesirable, but if this was so the expedient of adding more *1045 hydrogen and the result to be expected from this expedient did not become unobvious ' from this alleged undesirability.

Appellants concede that reaction (2), supra, probably occurred to a minor extent in Kheifits’ process and that, since bornylhexahydroguaiacol is odorless, the product of reaction (2) was probably responsible for the sandalwood fragrance of Kheifits’ “commercial fraction.” Appellants maintain, however, that the reference does not suggest that this was the case, and thus, does not suggest modifying the disclosed process by the use of materially more hydrogen, as claimed. We agree.

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408 F.2d 1042, 56 C.C.P.A. 1069, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-julian-dorsky-and-william-m-easter-jr-ccpa-1969.