Application of Harry Louis Yale

434 F.2d 666, 58 C.C.P.A. 764
CourtCourt of Customs and Patent Appeals
DecidedDecember 10, 1970
DocketPatent Appeal 8368
StatusPublished
Cited by8 cases

This text of 434 F.2d 666 (Application of Harry Louis Yale) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Harry Louis Yale, 434 F.2d 666, 58 C.C.P.A. 764 (ccpa 1970).

Opinion

ALMOND, Judge.

This is an appeal from the decision of the Patent Office Board of Appeals, adhered to on reconsideration, affirming the rejection of claims 1-10 of appellant’s application entitled “Inhalation Anesthetic.” 1 No claims have been allowed.

The invention relates to a chemical compound, 3-bromo-3-chloro-l, 1,1,2,2-pentafluoropropane, which has the formula CF3 CF2 CHClBr. Azeotropic mixtures of the compound with diethyl ether, as well as mixtures of the compound with a preservative such as thymol, are disclosed. The compound or its azeotrope, with or without a preservative added, is useful as an inhalation anesthetic .and may be administered with a source of oxygen. Claim 1 recites the compound; claim 2 is for the compound in pure form; claim 3 covers an azeotropic mixture; claims 4-5 cover a mixture of the compound with a preservative; and claims 6-10 are drawn to the method of inducing anesthesia with the compound.

*667 The references relied upon were:

Suckling et al. (Suckling) 3,097,133 July 9, 1963
Muray et al. (Muray) 3,177,260 April 6, 1965
Clements et al. (Clements), Proc. Nat'l Acad, of
Sci., Vol. 48, 1962, pages 1008-1014.
Chemical Abstracts, Vol. 58, April 1963, 7264(h) — 7265(a).

The Clements article reports the results of research conducted to determine how strongly inert anesthetic gases interact with surface films on water. Fig. 3 shows a graph of Log Pa vs. Log Pt for agents for anesthesia in mice. CF3 CF2 CHClBr is one of the nine compounds plotted on the graph. This compound is not mentioned anywhere else in the article and is not plotted on any of the other graphs.

Suckling discloses inhalant anesthetic compositions consisting of fluorinated hydrocarbons, but not CF3 CF2 CHClBr. The anesthetic may be administered with a source of oxygen; it may be mixed with a stabilizer such as thymol, as well as with another inhalant anesthetic such as ether.

Muray shows that other halogenated hydrocarbons have been made by the reaction of a halogen with a less halogenated starting material, the general method used for preparing appellant’s compound; and the Chemical Abstract reference shows that the starting materials used in preparing appellant’s compound are known.

All the claims were rejected under 35 U.S.C. § 103 as unpatentable over Clements in view of Suckling. The examiner relied upon the disclosure of the formula CF3 CF2 CHClBr in Fig. 3 of the Clements article pertaining to anesthetics; and with respect to the admixtures of claims 3-5 and the administration techniques of claims 6-10, he referred to the Suckling patent. The Board of Appeals affirmed that rejection.

Appellant apparently does not take issue with the obviousness of the combination of references if Clements is found to be a valid reference with regard to the disclosure of CF3 CF2 CHClBr. It is appellant’s main contention that the listing of CF3 CF2 CHClBr in Clements was a typographical error. Appellant argues that it would be obvious to one of ordinary skill in the art that the reference to CF3 CF2 CHClBr in Clements is an error since (1) only known compounds were discussed in the article; (2) all the compounds tested were plotted as to Log P£ in Fig. 1; (3) CF3 CF2 CHClBr in Fig. 3 is the only compound listed in any figure which is not also listed in Fig. 1, and (4) the Log Pf in Fig. 3 at which CF3 CF2 CHClBr is plotted is the Log Pt for CF3 CHClBr in Fig. 1 and the two compounds are not likely to have the same Log P£. In addition, appellant submitted two letters, one of which was from a chemist named Dr. Hofmann to Kenneth M. Wilson, the co-author of the Clements article, inquiring whether the listing of CF3 CF2 CHClBr was a typographical error. The response from Wilson stated:

Figure 3 of the paper by Dr. J. A. Clements and myself is, of course, an error as you suppose and CF3 CF2 CHClBr should read CF3 CHClBr.

It is appellant’s position that since the listing of CF3 CF2 CHClBr in Clements is clearly an error, that reference does not provide a valid disclosure of the compound.

The board considered appellant’s arguments in this regard but found them unpersuasive. It stated that there was no showing that CF3 CHClBr and CF3 CF2 CHClBr could not have the same Log P£ value, nor did it find any indication in the article that all of the compounds listed in Fig. 3 were meant to correspond to the compounds listed in Fig. 1. In regard to the Hofmann-Wilson letters, the board refused to accept them as evidence on the ground that more authentication is required than the mere filing of copies of letters. It was then stated by the board that even if the asserted error were properly established, such error would not serve to avoid the rejection under the particular circumstances of the instant ease.

*668 Appellant responded to the board’s decision with a request for reconsideration and an affidavit by Dr. Hofmann which, among other things, identified the previously filed correspondence. The board accepted the affidavit only to the extent that it identified such correspondence, but adhered to its previous decision on the ground that, even assuming an error to exist, the reference is still good since in a printed publication under 35 U.S.C. § 102(b) there is no need for actual possession of the described compound by the author. Actually, all the claims were rejected under 35 U.S.C. § 103, and thus the reference was viewed as to what it reasonably taught to those of ordinary skill in the art. It was the board’s position that the error in Clements is not apparent on the face of the document and one of ordinary skill in the art, not knowing of the error, would be taught that CF3 CF2 CHClBr is an anesthetic. In addition, it was felt that the Muray and Chemical Abstract references indicate that the chemist of ordinary skill would know from the available art how to make the compound. No claims were rejected over the Muray and Chemical Abstract references alone, but rather those references were used with Clements in accordance with a doctrine which arose in In re Von Bramer, 127 F.2d 149, 29 CCPA 1018 (1942).

The Von Bramer doctrine has been discussed by us at length on several occasions, one being In re Brown, 329 F.2d 1006, 51 CCPA 1254 (1964), which is relied upon by appellant and which states (at 1010 of 329 F.2d, at 1259 of 51 CCPA) :

To the extent that anyone may draw an inference from the Von Bramer case that the mere printed conception or the mere printed contemplation which constitutes the designation of a “compound” is sufficient to show that such a compound is old, regardless of whether the compound is involved in a 35 U.S.C.

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